-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VE3L78H1FOehoZnOfTLyA/WHSI8wgP/mDi46IQA1/IJyUp3je5t6syS7h3AapMxq /pqn5US600mnc8Dco+rRPA== 0001209191-07-067663.txt : 20071204 0001209191-07-067663.hdr.sgml : 20071204 20071204172018 ACCESSION NUMBER: 0001209191-07-067663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071130 FILED AS OF DATE: 20071204 DATE AS OF CHANGE: 20071204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAVARRE RICHARD A CENTRAL INDEX KEY: 0001213886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 071284586 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-11-30 0 0001064728 PEABODY ENERGY CORP BTU 0001213886 NAVARRE RICHARD A 701 MARKET STREET ST. LOUIS MO 63101-1826 0 1 0 0 EVP and CFO Common Stock 2007-11-30 4 S 0 5800 54.36 D 112830 D Common Stock 2007-11-30 4 S 0 1500 54.37 D 111330 D Common Stock 2007-11-30 4 S 0 1600 54.38 D 109730 D Common Stock 2007-11-30 4 S 0 200 54.39 D 109530 D Common Stock 2007-11-30 4 S 0 1300 54.40 D 108230 D Common Stock 2007-11-30 4 S 0 8400 54.41 D 99830 D Common Stock 2007-11-30 4 S 0 600 54.42 D 99230 D Common Stock 2007-11-30 4 S 0 1100 54.43 D 98130 D Common Stock 2007-11-30 4 S 0 400 54.44 D 97730 D Common Stock 2007-11-30 4 S 0 700 54.45 D 97030 D Common Stock 2007-11-30 4 S 0 1000 54.46 D 96030 D Common Stock 2007-11-30 4 S 0 100 54.47 D 95930 D Common Stock 2007-11-30 4 S 0 100 54.48 D 95830 D Common Stock 2007-11-30 4 S 0 300 54.49 D 95530 D Common Stock 2007-11-30 4 S 0 600 54.51 D 94930 D Common Stock 2007-11-30 4 S 0 500 54.52 D 94430 D Common Stock 2007-11-30 4 S 0 700 54.53 D 93730 D Common Stock 2007-11-30 4 S 0 500 54.55 D 93230 D Common Stock 2007-11-30 4 S 0 800 54.56 D 92430 D Common Stock 2007-11-30 4 S 0 600 54.57 D 91830 D Common Stock 2007-11-30 4 S 0 700 54.58 D 91130 D Common Stock 2007-11-30 4 S 0 2200 54.59 D 88930 D Common Stock 2007-11-30 4 S 0 1500 54.60 D 87430 D Common Stock 2007-11-30 4 S 0 800 54.61 D 86630 D Common Stock 2007-11-30 4 S 0 300 54.62 D 86330 D Common Stock 2007-11-30 4 S 0 800 54.63 D 85530 D Common Stock 2007-11-30 4 S 0 900 54.64 D 84630 D Common Stock 2007-11-30 4 S 0 900 54.65 D 83730 D Common Stock 2007-11-30 4 S 0 800 54.66 D 82930 D Common Stock 2007-11-30 4 S 0 2100 54.67 D 80830 D This exercise/sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Each transaction reported on this Form 4 shows the actual price at which the noted shares were sold. However, in accordance with the broker's policy, the reporting person received from the broker an additional payment of $242,188.87 to remedy a broker error, resulting in an average price of $54.4116 per share on all shares sold on November 30, 2007 and reported on Form 4. 2 of 5 Form 4s - Additional transactions from November 30, 2007 are reported on separate Form 4s. Richard A. Navarre By: Kenneth L. Wagner, Attorney-in-Fact 2007-12-04 -----END PRIVACY-ENHANCED MESSAGE-----