-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SST3oCqHg1ou8BdRGoXcsn512PDr4EDopD6ea5ewZXf6B5AUwf3OaBlDzKOm9+NG 02rEadAnGBW0lXLLl3GbKw== 0001209191-07-065576.txt : 20071121 0001209191-07-065576.hdr.sgml : 20071121 20071121102346 ACCESSION NUMBER: 0001209191-07-065576 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071119 FILED AS OF DATE: 20071121 DATE AS OF CHANGE: 20071121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALCOTT ROGER B JR CENTRAL INDEX KEY: 0001213885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 071261748 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-11-19 0 0001064728 PEABODY ENERGY CORP BTU 0001213885 WALCOTT ROGER B JR 701 MARKET STREET ST. LOUIS MO 63101-1826 0 1 0 0 EVP - Strategy & Bus. Services Common Stock 2007-11-19 4 S 0 34900 51.35 D 88880 I By Trust Common Stock 2007-11-19 4 S 0 1800 51.36 D 87080 I By Trust Common Stock 2007-11-19 4 S 0 100 51.40 D 86980 I By Trust Common Stock 2007-11-19 4 S 0 1700 51.43 D 85280 I By Trust Common Stock 2007-11-19 4 S 0 5600 51.45 D 79680 I By Trust Common Stock 2007-11-19 4 S 0 5500 51.50 D 74180 I By Trust Common Stock 2007-11-19 4 S 0 100 51.54 D 74080 I By Trust Common Stock 2007-11-19 4 S 0 5700 51.55 D 68380 I By Trust Common Stock 2007-11-19 4 S 0 3000 51.60 D 65380 I By Trust Common Stock 2007-11-19 4 S 0 3000 51.64 D 62380 I By Trust Common Stock 2007-11-19 4 S 0 1600 51.65 D 60780 I By Trust Common Stock 2007-11-19 4 S 0 1400 51.67 D 59380 I By Trust Common Stock 2007-11-19 4 S 0 5000 51.70 D 54380 I By Trust Common Stock 2007-11-19 4 S 0 3200 51.75 D 51180 I By Trust Common Stock 2007-11-19 4 S 0 400 51.76 D 50780 I By Trust Common Stock 2007-11-19 4 S 0 1200 51.77 D 49580 I By Trust Common Stock 2007-11-19 4 S 0 800 51.78 D 48780 I By Trust Common Stock 2007-11-19 4 S 0 2300 51.80 D 46480 I By Trust Common Stock 2007-11-19 4 S 0 15000 51.85 D 31480 I By Trust Common Stock 2007-11-19 4 S 0 200 51.86 D 31280 I By Trust Common Stock 2007-11-19 4 S 0 1000 51.87 D 30280 I By Trust Common Stock 2007-11-19 4 S 0 500 51.88 D 29780 I By Trust Common Stock 2007-11-19 4 S 0 2000 51.90 D 27780 I By Trust Common Stock 2007-11-19 4 S 0 100 51.93 D 27680 I By Trust Common Stock 2007-11-19 4 S 0 3200 51.95 D 24480 I By Trust Common Stock 2007-11-19 4 S 0 500 51.96 D 23980 I By Trust Common Stock 2007-11-19 4 S 0 200 51.98 D 23780 I By Trust Common Stock 2007-11-19 4 S 0 5000 51.99 D 18780 I By Trust Common Stock 24406 D This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Upon exercise of the options, the shares are immediately transferred to a family trust. Includes 16,406 shares held pursuant to the Company's Employee Stock Purchase Plan. 3 of 3 Form 4s - Additional transactions from November 19, 2007 are reported on separate Form 4s. Roger B. Walcott, Jr. By: Bryan L. Sutter, Attorney-in-Fact 2007-11-22 -----END PRIVACY-ENHANCED MESSAGE-----