-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ULee6Of6i2du2N1flc0bHdfEbLJjCaZZm4UGbrHuGq4dpVFyOwYz2yvBEZIB4QBR 6bSw/2USjzXf8zlS53PcWQ== 0001209191-07-065570.txt : 20071121 0001209191-07-065570.hdr.sgml : 20071121 20071121101847 ACCESSION NUMBER: 0001209191-07-065570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20071119 FILED AS OF DATE: 20071121 DATE AS OF CHANGE: 20071121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALCOTT ROGER B JR CENTRAL INDEX KEY: 0001213885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 071261715 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-11-19 0 0001064728 PEABODY ENERGY CORP BTU 0001213885 WALCOTT ROGER B JR 701 MARKET STREET ST. LOUIS MO 63101-1826 0 1 0 0 EVP - Strategy & Bus. Services Common Stock 2007-11-19 4 M 0 243568 3.3001 A 262348 I By Trust Common Stock 2007-11-19 4 S 0 200 50.26 D 262148 I By Trust Common Stock 2007-11-19 4 S 0 1300 50.27 D 260848 I By Trust Common Stock 2007-11-19 4 S 0 200 50.28 D 260648 I By Trust Common Stock 2007-11-19 4 S 0 200 50.29 D 260448 I By Trust Common Stock 2007-11-19 4 S 0 3200 50.30 D 257248 I By Trust Common Stock 2007-11-19 4 S 0 300 50.31 D 256948 I By Trust Common Stock 2007-11-19 4 S 0 100 50.32 D 256848 I By Trust Common Stock 2007-11-19 4 S 0 300 50.33 D 256548 I By Trust Common Stock 2007-11-19 4 S 0 900 50.34 D 255648 I By Trust Common Stock 2007-11-19 4 S 0 1200 50.35 D 254448 I By Trust Common Stock 2007-11-19 4 S 0 200 50.36 D 254248 I By Trust Common Stock 2007-11-19 4 S 0 900 50.49 D 253348 I By Trust Common Stock 2007-11-19 4 S 0 3600 50.50 D 249748 I By Trust Common Stock 2007-11-19 4 S 0 2000 50.52 D 247748 I By Trust Common Stock 2007-11-19 4 S 0 6000 50.53 D 241748 I By Trust Common Stock 2007-11-19 4 S 0 900 50.56 D 240848 I By Trust Common Stock 2007-11-19 4 S 0 100 50.57 D 240748 I By Trust Common Stock 2007-11-19 4 S 0 400 50.58 D 240348 I By Trust Common Stock 2007-11-19 4 S 0 1400 50.59 D 238948 I By Trust Common Stock 2007-11-19 4 S 0 1700 50.60 D 237248 I By Trust Common Stock 2007-11-19 4 S 0 2400 50.62 D 234848 I By Trust Common Stock 2007-11-19 4 S 0 500 50.65 D 234348 I By Trust Common Stock 2007-11-19 4 S 0 600 50.66 D 233748 I By Trust Common Stock 2007-11-19 4 S 0 5800 50.67 D 227948 I By Trust Common Stock 2007-11-19 4 S 0 12800 50.68 D 215148 I By Trust Common Stock 2007-11-19 4 S 0 1200 50.69 D 213948 I By Trust Common Stock 2007-11-19 4 S 0 800 50.70 D 213148 I By Trust Common Stock 2007-11-19 4 S 0 1100 50.71 D 212048 I By Trust Common Stock 2007-11-19 4 S 0 500 50.72 D 211548 I By Trust Employee Stock Option (right to buy) 3.3001 2007-11-19 4 M 0 243568 D 2007-11-19 2008-05-19 Common Stock 243568 180379 D On October 31, 2007, Peabody Energy Corporation distributed, as a pro rata stock dividend, all of the shares of its wholly-owned subsidiary, Patriot Coal Corporation, to holders of record of Peabody Energy common stock as of the close of business on October 22, 2007 (the "spin-off"). Effective upon completion of the spin-off, the Compensation Committee of the board of directors of Peabody Energy adjusted outstanding equity awards under existing stock plans, including outstanding stock options, to preserve the pre-spin-off intrinsic value of such awards. Accordingly, the number of shares of common stock underlying each option was increased by multiplying the number prior to the spin-off by 1.082524 and the exercise price was decreased by multiplying the exercise price prior to the spin-off by 0.923767. This exercise/sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Upon exercise of the options, the shares are immediately transferred to a family trust. Not applicable. The numbers reported in this Column 9 of Table II do not include an additional 110,847 options with different expiration dates and exercise prices. 1 of 3 Form 4s - Additional transactions from November 19, 2007 are reported on separate Form 4s. Roger B. Walcott, Jr. By: Bryan L. Sutter, Attorney-in-Fact 2007-11-22 EX-24.4_212333 2 poa.txt POA DOCUMENT POWER OF ATTORNEY FOR EXECUTING FORMS 3, 4 AND 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Alexander C. Schoch, Kenneth L. Wagner, and Bryan L. Sutter, signing singly, his true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned Forms 3, 4 and 5 with respect to Peabody Energy Corporation in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 with respect to Peabody Energy Corporation and the timely filing of such form with the United States Securities and Exchange Commission and any other authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as such attorney-in-fact might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 18th day of October 2007. /s/ Roger B. Walcott, Jr. Roger B. Walcott, Jr. -----END PRIVACY-ENHANCED MESSAGE-----