-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GsyWadb1jPrjI44vcJm8qOCsDOrpXuuRaX1Svlc1abk8lSiG6+5rw5htLd1gZWed +lLIqy0JWoLEP5xsfam2Ag== 0001209191-07-030843.txt : 20070517 0001209191-07-030843.hdr.sgml : 20070517 20070517103136 ACCESSION NUMBER: 0001209191-07-030843 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070515 FILED AS OF DATE: 20070517 DATE AS OF CHANGE: 20070517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALCOTT ROGER B JR CENTRAL INDEX KEY: 0001213885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 07859810 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-05-15 0 0001064728 PEABODY ENERGY CORP BTU 0001213885 WALCOTT ROGER B JR 701 MARKET STREET ST. LOUIS MO 63101-1826 0 1 0 0 EVP - Strategy & Bus. Services Common Stock 2007-05-15 4 M 0 13587 10.4875 A 32367 I By Trust Common Stock 2007-05-15 4 M 0 7520 19.3275 A 39887 I By Trust Common Stock 2007-05-15 4 S 0 2000 50.85 D 37887 I By Trust Common Stock 2007-05-15 4 S 0 4100 50.90 D 33787 I By Trust Common Stock 2007-05-15 4 S 0 100 50.91 D 33687 I By Trust Common Stock 2007-05-15 4 S 0 1800 50.92 D 31887 I By Trust Common Stock 2007-05-15 4 S 0 6107 50.95 D 25780 I By Trust Common Stock 2007-05-15 4 S 0 200 50.96 D 25580 I By Trust Common Stock 2007-05-15 4 S 0 2000 50.98 D 23580 I By Trust Common Stock 2007-05-15 4 S 0 300 50.99 D 23280 I By Trust Common Stock 2007-05-15 4 S 0 2900 51.00 D 20380 I By Trust Common Stock 2007-05-15 4 S 0 200 51.01 D 20180 I By Trust Common Stock 2007-05-15 4 S 0 1400 51.02 D 18780 I By Trust Common Stock 23746 D Employee Stock Option (right to buy) 10.4875 2007-05-15 4 M 0 13587 D 2007-01-02 2014-01-02 Common Stock 13587 0 D Employee Stock Option (right to buy) 19.3275 2007-05-15 4 M 0 7520 D 2007-01-03 2015-01-03 Common Stock 7520 7520 D Upon exercise of the options, the shares are immediately transferred to a family trust. Includes 15,746 shares held pursuant to the Company's Employee Stock Purchase Plan. Not applicable. The numbers reported in this Column 9 of Table II do not include an additional 486,502 options with different expiration dates and exercise prices. Roger B. Walcott, Jr. By: Joseph W. Bean, Attorney-in-Fact 2007-05-17 -----END PRIVACY-ENHANCED MESSAGE-----