-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UQXEsTyGpYxJKOLPozna3nVWKd+S067a4uFaV5XlKs802t8iQQHL3rk4FVn1IIJi jU+iya0P24EXSh2qAVQa6w== 0001209191-07-019709.txt : 20070326 0001209191-07-019709.hdr.sgml : 20070326 20070326151652 ACCESSION NUMBER: 0001209191-07-019709 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050314 FILED AS OF DATE: 20070326 DATE AS OF CHANGE: 20070326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGELHARDT IRL F CENTRAL INDEX KEY: 0001213883 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 07717920 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0202 4/A 2005-03-14 2005-03-14 0 0001064728 PEABODY ENERGY CORP BTU 0001213883 ENGELHARDT IRL F 701 MARKET STREET ST. LOUIS MO 63101-1826 1 0 0 0 Common Stock 2005-03-14 4 M 0 11000 14.29 A 164059 I By Trust Common Stock 2005-03-14 4 S 0 14500 87.8194 D 149559 I By Trust Employee Stock Option (right to buy) 14.29 2005-03-14 4 M 0 11000 0.00 D 2001-05-19 2008-05-18 Common Stock 11000 800968 D Does not include 7,843 shares held directly (including 1,083 shares acquired under the Company's Employee Stock Purchase Plan), 4,178 shares held indirectly by the Company's 401(k) plan, and 1,100 shares held indirectly by Mr. Engelhardt's spouse. This amendment corrects the number of shares held directly, which was inadvertantly understated by 30 shares in the originally-filed Form 4. The understatement was reflected in subsequently filed Form 4s. The sale reported in this Form 4 was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. This amendment corrects the number of securities beneficially owned following the reported transaction, which was inadvertantly understated by 1,000 shares in the originally-filed Form 4. The understatement was reflected in subsequently filed Form 4s. Irl F. Engelhardt by Joseph W. Bean, Attorney-in-Fact 2007-03-26 -----END PRIVACY-ENHANCED MESSAGE-----