-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KP48ogUgllXiyOwGB2fL7mzMzNYaHjvwnn2XGHCQ4HDcGAodonbDZI46K1X7ndzM DqmnQxQ0EL0YBGek+2I58Q== 0001209191-06-046087.txt : 20060815 0001209191-06-046087.hdr.sgml : 20060815 20060815181743 ACCESSION NUMBER: 0001209191-06-046087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060815 FILED AS OF DATE: 20060815 DATE AS OF CHANGE: 20060815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGELHARDT IRL F CENTRAL INDEX KEY: 0001213883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 061036591 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-08-15 0 0001064728 PEABODY ENERGY CORP BTU 0001213883 ENGELHARDT IRL F 701 MARKET STREET ST. LOUIS MO 63101-1826 1 0 0 0 Common Stock 2006-08-15 4 M 0 22067 7.2975 A 564303 D Common Stock 2006-08-15 4 M 0 27933 7.2975 A 592236 D Common Stock 2006-08-15 4 S 0 900 44.91 D 591336 I By Trust Common Stock 2006-08-15 4 S 0 700 44.90 D 590636 I By Trust Common Stock 2006-08-15 4 S 0 200 44.86 D 590436 I By Trust Common Stock 2006-08-15 4 S 0 1600 44.84 D 588836 I By Trust Common Stock 2006-08-15 4 S 0 4000 44.82 D 584836 I By Trust Common Stock 2006-08-15 4 S 0 8900 44.80 D 575936 I By Trust Common Stock 2006-08-15 4 S 0 600 44.74 D 575336 I By Trust Common Stock 2006-08-15 4 S 0 13700 44.70 D 561636 I By Trust Common Stock 2006-08-15 4 S 0 1800 44.67 D 559836 I By Trust Common Stock 2006-08-15 4 S 0 17600 44.60 D 542236 I By Trust Common Stock 32874 D Common Stock 19442 I By 401(k) Plan Common Stock 4400 I By Spouse Employee Stock Option (right to buy) 7.2975 2006-08-15 4 M 0 22067 D 2005-01-02 2013-01-02 Common Stock 22067 0 D Employee Stock Option (right to buy) 7.2975 2006-08-15 4 M 0 27933 D 2006-01-02 2013-01-02 Common Stock 27933 26880 D Pursuant to the Rule 10b5-1 trading plan referred to in footnote 2, upon exercise of the options the shares are immediately transferred to a family trust. This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Includes 5,962 shares aquired pursuant to the Company's Employee Stock Purchase Plan. Not applicable. Does not include an additional 1,561,132 options with different expiration dates and exercise prices. Irl F. Engelhardt By: Joseph W. Bean, Attorney-in-Fact 2006-08-15 -----END PRIVACY-ENHANCED MESSAGE-----