-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NaqogDBabm/x7Kvel+1zk0DKlkYixJV1CdDQ9gUF82DG4GEoLWuBIOwTD6mQnh1h cLVWfKazbTOifMOVSKzxqw== 0001209191-06-035485.txt : 20060608 0001209191-06-035485.hdr.sgml : 20060608 20060608123435 ACCESSION NUMBER: 0001209191-06-035485 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060606 FILED AS OF DATE: 20060608 DATE AS OF CHANGE: 20060608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGELHARDT IRL F CENTRAL INDEX KEY: 0001213883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 06893376 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-06-06 0 0001064728 PEABODY ENERGY CORP BTU 0001213883 ENGELHARDT IRL F 701 MARKET STREET ST. LOUIS MO 63101-1826 1 0 0 0 Common Stock 2006-06-06 4 M 0 50000 6.715 A 592236 D Common Stock 2006-06-06 4 S 0 500 59.88 D 591736 I By Trust Common Stock 2006-06-06 4 S 0 9500 59.80 D 582236 I By Trust Common Stock 2006-06-06 4 S 0 5200 59.77 D 577036 I By Trust Common Stock 2006-06-06 4 S 0 4800 59.75 D 572236 I By Trust Common Stock 2006-06-06 4 S 0 10000 59.70 D 562236 I By Trust Common Stock 2006-06-06 4 S 0 400 59.57 D 561836 I By Trust Common Stock 2006-06-06 4 S 0 1900 59.52 D 559936 I By Trust Common Stock 2006-06-06 4 S 0 7700 59.40 D 552236 I By Trust Common Stock 2006-06-06 4 S 0 500 59.39 D 551736 I By Trust Common Stock 2006-06-06 4 S 0 1200 59.37 D 550536 I By Trust Common Stock 2006-06-06 4 S 0 8300 59.30 D 542236 I By Trust Common Stock 32518 D Common Stock 19442 I By 401(k) Plan Common Stock 4400 I By Spouse Employee Stock Option (right to buy) 6.715 2006-06-06 4 M 0 50000 D 2004-01-15 2012-01-15 Common Stock 50000 11952 D Pursuant to the Rule 10b5-1 trading plan referred to in footnote 2, upon exercise of the options the shares are immediately transferred to a family trust. This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Includes 5,606 shares aquired pursuant to the Company's Employee Stock Purchase Plan. Of the 50,000 options exercised, 7,968 vested on January 15, 2004, and 42,032 vested on January 15, 2005. Not applicable. Does not include an additional 1,826,060 options with different expiration dates and exercise prices. Irl F. Engelhardt By: Joseph W. Bean, Attorney-in-Fact 2006-06-08 -----END PRIVACY-ENHANCED MESSAGE-----