-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jzpd5maOPyFtpobm69CG9Uv2Ov6pzz9M4hekKSzEo4QNtdrU8qZTI31GBrYHpzGS hPpq8n/LYQY6rGX3Mr9Quw== 0001209191-06-027292.txt : 20060503 0001209191-06-027292.hdr.sgml : 20060503 20060503150739 ACCESSION NUMBER: 0001209191-06-027292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060501 FILED AS OF DATE: 20060503 DATE AS OF CHANGE: 20060503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAVARRE RICHARD A CENTRAL INDEX KEY: 0001213886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 06803411 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-05-01 0 0001064728 PEABODY ENERGY CORP BTU 0001213886 NAVARRE RICHARD A 701 MARKET STREET ST. LOUIS MO 63101-1826 0 1 0 0 EVP and CFO Common Stock 2006-05-01 4 M 0 3395 10.4875 A 85111 D Common Stock 2006-05-01 4 M 0 6819 12.2225 A 91930 D Common Stock 2006-05-01 4 M 0 12935 19.3275 A 104865 D Common Stock 2006-05-01 4 M 0 3601 23.725 A 108466 D Common Stock 2006-05-01 4 S 0 26750 66.00 D 81716 I By Trust Common Stock 7501 D Employee Stock Option (right to buy) 10.4875 2006-05-01 4 M 0 3395 D 2006-01-02 2014-01-02 Common Stock 3395 13981 D Employee Stock Option (right to buy) 12.2225 2006-05-01 4 M 0 6819 D 2005-06-15 2014-06-15 Common Stock 6819 13637 D Employee Stock Option (right to buy) 19.3275 2006-05-01 4 M 0 12935 D 2006-01-03 2015-01-03 Common Stock 12935 25869 D Employee Stock Option (right to buy) 23.725 2006-05-01 4 M 0 3601 D 2006-04-01 2015-04-01 Common Stock 3601 7201 D Pursuant to the Rule 10b5-1 trading plan referred to in footnote 2, upon exercise of the options the shares are immediately transferred to a family trust. This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Shares held pursuant to the Company's Employee Stock Purchase Plan. The number of outstanding stock options and exercise prices have been adjusted to reflect the 2-for-1 stock split effected by the Company in February 2006. Not applicable. The numbers reported in this Column 9 of Table II do not include an additional 477,786 options with different expiration dates and exercise prices. Richard A. Navarre By: Joseph W. Bean, Attorney-in-Fact 2006-05-03 -----END PRIVACY-ENHANCED MESSAGE-----