-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R1wKxP7Ijw026fuXI4n3xMRzD628albpYrO+fWFuiJotOho9MjtgvsTNXbCgO9+a vWgFGd6xq6mCLnsiAsTgWQ== 0001209191-06-025308.txt : 20060425 0001209191-06-025308.hdr.sgml : 20060425 20060425141951 ACCESSION NUMBER: 0001209191-06-025308 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060421 FILED AS OF DATE: 20060425 DATE AS OF CHANGE: 20060425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAVARRE RICHARD A CENTRAL INDEX KEY: 0001213886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 06777569 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-04-21 0 0001064728 PEABODY ENERGY CORP BTU 0001213886 NAVARRE RICHARD A 701 MARKET STREET ST. LOUIS MO 63101-1826 0 1 0 0 EVP and CFO Common Stock 2006-04-21 4 M 0 19414 7.2975 A 101130 D Common Stock 2006-04-21 4 M 0 10586 10.4875 A 111716 D Common Stock 2006-04-21 4 S 0 2200 63.65 D 109516 I By Trust Common Stock 2006-04-21 4 S 0 27800 63.47 D 81716 I By Trust Common Stock 7501 D Employee Stock Option (right to buy) 7.2975 2006-04-21 4 M 0 19414 D 2006-01-02 2013-01-02 Common Stock 19414 0 D Employee Stock Option (right to buy) 10.4875 2006-04-21 4 M 0 10586 D 2006-01-02 2014-01-02 Common Stock 10586 17376 D Amounts have been adjusted to reflect the 2-for-1 stock split effected by the Company in February 2006. Pursuant to the Rule 10b5-1 trading plan referred to in footnote 3, upon exercise of the options the shares are immediately transferred to a family trust. This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Shares held pursuant to the Company's Employee Stock Purchase Plan. The number of outstanding stock options and exercise prices have been adjusted to reflect the 2-for-1 stock split effected by the Company in February 2006. Not applicable. The numbers reported in this Column 9 of Table II do not include an additional 547,848 options with different expiration dates and exercise prices. Richard A. Navarre By: Joseph W. Bean, Attorney-in-Fact 2006-04-25 -----END PRIVACY-ENHANCED MESSAGE-----