-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KDQpAbnj5cvknT6tn2QjH6b7m8jyC9rt7ZdONlmjMCu8JH8GDz9i9xh4+3+kR9Bb MmvTpRTcRDiQlxu9xcIsbg== 0001209191-06-015399.txt : 20060303 0001209191-06-015399.hdr.sgml : 20060303 20060303191643 ACCESSION NUMBER: 0001209191-06-015399 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060301 FILED AS OF DATE: 20060303 DATE AS OF CHANGE: 20060303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLINGER JEFFERY L CENTRAL INDEX KEY: 0001213888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 06665573 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-03-01 1 0001064728 PEABODY ENERGY CORP BTU 0001213888 KLINGER JEFFERY L 701 MARKET STREET ST. LOUIS MO 63101-1826 0 1 0 0 VP, GC & Sec. Common Stock 2006-03-01 4 M 0 11252 7.00 A 65184 D Common Stock 2006-03-01 4 M 0 1284 6.715 A 66468 D Common Stock 2006-03-01 4 M 0 2464 7.298 A 68932 D Common Stock 2006-03-01 4 S 0 1125 48.55 D 67807 I By trust Common Stock 2006-03-01 4 S 0 1641 48.48 D 66166 I By trust Common Stock 2006-03-01 4 S 0 1406 48.40 D 64760 I By trust Common Stock 2006-03-01 4 S 0 1266 48.37 D 63494 I By trust Common Stock 2006-03-01 4 S 0 984 48.36 D 62510 I By trust Common Stock 2006-03-01 4 S 0 4531 48.27 D 57979 I By trust Common Stock 2006-03-01 4 S 0 937 48.25 D 57042 I By trust Common Stock 2006-03-01 4 S 0 1781 48.20 D 55261 I By trust Common Stock 2006-03-01 4 S 0 47 48.19 D 55214 I By trust Common Stock 2006-03-01 4 S 0 563 48.18 D 54651 I By trust Common Stock 2006-03-01 4 S 0 141 48.15 D 54510 I By trust Common Stock 2006-03-01 4 S 0 47 48.13 D 54463 I By trust Common Stock 2006-03-01 4 S 0 187 48.12 D 54276 I By trust Common Stock 2006-03-01 4 S 0 234 48.11 D 54042 I By trust Common Stock 2006-03-01 4 S 0 703 48.10 D 53339 I By trust Common Stock 2006-03-01 4 S 0 47 48.09 D 53292 I By trust Common Stock 2006-03-01 4 S 0 141 48.07 D 53151 I By trust Common Stock 2006-03-01 4 S 0 47 48.06 D 53104 I By trust Common Stock 2006-03-01 4 S 0 1031 48.05 D 52073 I By trust Common Stock 2006-03-01 4 S 0 375 48.04 D 51698 I By trust Common Stock 2006-03-01 4 S 0 47 48.03 D 51651 I By trust Common Stock 2006-03-01 4 S 0 1125 48.01 D 50526 I By trust Common Stock 2006-03-01 4 S 0 656 48.00 D 49870 I By trust Common Stock 2006-03-01 4 S 0 938 47.95 D 48932 I By trust Employee Stock Option (right to buy) 7.00 2006-03-01 4 M 0 11252 0.00 D 2003-05-21 2011-05-21 Common Stock 11252 0 D Employee Stock Option (right to buy) 6.715 2006-03-01 4 M 0 1284 0.00 D 2005-01-15 2012-01-15 Common Stock 1284 0 D Employee Stock Option (right to buy) 7.298 2006-03-01 4 M 0 2464 0.00 D 2004-01-02 2013-01-02 Common Stock 2464 24256 D Amount includes 3,496 shares held directly by the reporting person. Pursuant to the Rule 10b5-1 trading plan referred to in footnote 3, upon exercise of the options the shares are immediately transferred to a family trust. This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Of the 11,252 options, 2,501 vested on May 21, 2003 and 8,751 vested on May 21, 2004. The numbers reported in this column 9 of Table II do not include an additional 315,884 options with different expiration dates and exercise prices. Jeffery L. Klinger by Joseph W. Bean, Attorney-in-Fact 2006-03-03 -----END PRIVACY-ENHANCED MESSAGE-----