-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VCyL/4ovEhEd1A5Ic0UUEmvH75eQHdFM0mVAYLWBLUUj7rLN1vQ0dfNINsoy8CAm mFHRBbhgjFjCG1VP3WLnGg== 0001209191-06-011607.txt : 20060217 0001209191-06-011607.hdr.sgml : 20060217 20060217142758 ACCESSION NUMBER: 0001209191-06-011607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060215 FILED AS OF DATE: 20060217 DATE AS OF CHANGE: 20060217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGELHARDT IRL F CENTRAL INDEX KEY: 0001213883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 06628605 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-02-15 0 0001064728 PEABODY ENERGY CORP BTU 0001213883 ENGELHARDT IRL F 701 MARKET STREET ST. LOUIS MO 63101-1826 1 0 0 0 Common Stock 2006-02-15 4 M 0 50000 7.145 A 321118 D Common Stock 2006-02-15 4 S 0 300 86.81 D 320818 I By Family Trust Common Stock 2006-02-15 4 S 0 900 86.80 D 319918 I By Family Trust Common Stock 2006-02-15 4 S 0 100 86.76 D 319818 I By Family Trust Common Stock 2006-02-15 4 S 0 100 86.75 D 319718 I By Family Trust Common Stock 2006-02-15 4 S 0 300 86.74 D 319418 I By Family Trust Common Stock 2006-02-15 4 S 0 200 86.73 D 319218 I By Family Trust Common Stock 2006-02-15 4 S 0 200 86.70 D 319018 I By Family Trust Common Stock 2006-02-15 4 S 0 200 86.68 D 318818 I By Family Trust Common Stock 2006-02-15 4 S 0 200 86.67 D 318618 I By Family Trust Common Stock 2006-02-15 4 S 0 200 86.66 D 318418 I By Family Trust Common Stock 2006-02-15 4 S 0 300 86.64 D 318118 I By Family Trust Common Stock 2006-02-15 4 S 0 700 86.63 D 317418 I By Family Trust Common Stock 2006-02-15 4 S 0 100 86.62 D 317318 I By Family Trust Common Stock 2006-02-15 4 S 0 13400 86.60 D 303918 I By Family Trust Common Stock 2006-02-15 4 S 0 100 86.58 D 303818 I By Family Trust Common Stock 2006-02-15 4 S 0 300 86.56 D 303518 I By Family Trust Common Stock 2006-02-15 4 S 0 3700 86.55 D 299818 I By Family Trust Common Stock 2006-02-15 4 S 0 400 86.51 D 299418 I By Family Trust Common Stock 2006-02-15 4 S 0 5500 86.50 D 293918 I By Family Trust Common Stock 2006-02-15 4 S 0 500 86.49 D 293418 I By Family Trust Common Stock 2006-02-15 4 S 0 1300 86.48 D 292118 I By Family Trust Common Stock 2006-02-15 4 S 0 500 86.47 D 291618 I By Family Trust Common Stock 2006-02-15 4 S 0 200 86.46 D 291418 I By Family Trust Common Stock 2006-02-15 4 S 0 400 86.45 D 291018 I By Family Trust Common Stock 2006-02-15 4 S 0 300 86.44 D 290718 I By Family Trust Common Stock 2006-02-15 4 S 0 2600 86.43 D 288118 I By Family Trust Employee Stock Option (right to buy) 7.145 2006-02-15 4 M 0 50000 D 2001-05-22 2008-05-19 Common Stock 50000 232120 D Pursuant to the Rule 10b5-1 trading plan referred to in footnote 2, upon exercise of the options the shares are immediately transferred to a family trust. This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Of the 50,000 options exercised, 12,282 were exercisable on May 19, 2001, 17,248 were exercisable on May 22, 2001, 7,960 were exercisable on May 19, 2002, 7,960 were exercisable on May 19, 2003 and 4,550 were exercisable on August 8, 2003. Of the 50,000 options exercised, 8,070 expire on May 19, 2008 and 41,930 expire on January 1, 2011. Not applicable. Does not include an additional 811,886 options with different expiration dates and exercise prices. Additional transactions from February 15, 2006 were reported on separately filed Form 4s. Irl F. Engelhardt By: Joseph W. Bean, Attorney-in-Fact 2006-02-17 -----END PRIVACY-ENHANCED MESSAGE-----