-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Aa2uPVN8YM+ujsoBAGNClc7RSKPe52NcmU6jAE9gaWrx8EVbje72ZJjDF+xNK3A0 awUFhpSNWsU1tIefzTOKkA== 0001209191-06-006421.txt : 20060131 0001209191-06-006421.hdr.sgml : 20060131 20060131185300 ACCESSION NUMBER: 0001209191-06-006421 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060123 FILED AS OF DATE: 20060131 DATE AS OF CHANGE: 20060131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRAIG IAN S CENTRAL INDEX KEY: 0001213890 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 06567477 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2006-01-23 0 0001064728 PEABODY ENERGY CORP BTU 0001213890 CRAIG IAN S 701 MARKET STREET ST. LOUIS MO 63101 0 1 0 0 Grp. VP - Australian Ops. Common Stock 5135 D Employee Stock Option (right to buy) 7.145 2007-11-19 2008-05-19 Common Stock 15226 D Employee Stock Option (right to buy) 7.145 2010-07-01 2011-01-01 Common Stock 36396 D Employee Stock Option (right to buy) 14.595 2006-01-02 2013-01-02 Common Stock 3916 D Employee Stock Option (right to buy) 20.975 2006-01-02 2014-01-02 Common Stock 5612 D Employee Stock Option (right to buy) 38.655 2006-01-03 2015-01-03 Common Stock 5636 D Employee Stock Option (right to buy) 86.20 2009-01-03 2016-01-03 Common Stock 7566 D Employee Stock Option (right to buy) 86.20 2007-01-03 2016-01-03 Common Stock 7337 D Employee Stock Option (right to buy) 7.145 2010-01-01 2010-07-01 Common Stock 33720 D Deferred Compensation Plan ? Common Stock Fund Units Common Stock 26379 D Includes 1,135 shares acquired under the Company's Employee Stock Purchase Plan. Of the 5,612 options, 2,805 vested on January 2, 2006 and 2,807 vest on January 2, 2007. Of the 5,636 options, 1,879 vested on January 3, 2006, 1,878 vest on January 3, 2007 and 1,879 vest on January 3, 2008. Of the 7,337 options, 2,446 vest on January 3, 2007, 2,445 vest on January 3, 2008 and 2,446 vest on January 3, 2009. Of the 33,720 options, 5,750 vest on January 1, 2010 and 27,970 vest on January 1, 2010. The units represent compensation deferred under the Peabody Energy Corporation Deferred Compensation Plan (the "Plan") which are allocated to the Peabody Energy Corporation Common Stock Fund investment alternative and are to be settled in cash upon the reporting person's following termination of employment or retirement, subject to early withdrawal in certain specified events. Because the Peabody Energy Corporation Common Stock Fund investment alternative of the Plan is accounted by the plan administrator using unit accounting, the number of shares varies based on the closing price of Peabody Energy Corporation Common Stock on the applicable measurement date. Information reflects share value on January 27, 2006. Ian S. Craig By: Bryan L. Sutter, Attorney-in-Fact 2006-01-31 EX-24.3_119532 2 poa.txt POA DOCUMENT POWER OF ATTORNEY FOR EXECUTING FORMS 3, 4 AND 5 Know all by these presents, that the undersigned hereby constitutes and appoints each of Jeffery L. Klinger, Joseph W. Bean, and Bryan L. Sutter, signing singly, his true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned Forms 3, 4 and 5 with respect to Peabody Energy Corporation in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete the execution of any such Form 3, 4 or 5 with respect to Peabody Energy Corporation and the timely filing of such form with the United States Securities and Exchange Commission and any other authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his/her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as such attorney-in-fact might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his/her substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 23rd day of January 2006. /s/ Ian S. Craig (Signature) Ian S. Craig (Name Printed) -----END PRIVACY-ENHANCED MESSAGE-----