-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TV9DLoYNrjm8QNaG/x9J6qvZz1SinLu9ZAgNqldS+rGmba/H9sTinT9aEPNnFPb2 tK2PZGMR2ZT9k6lamnheow== 0001209191-05-048668.txt : 20050923 0001209191-05-048668.hdr.sgml : 20050923 20050923164505 ACCESSION NUMBER: 0001209191-05-048668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050921 FILED AS OF DATE: 20050923 DATE AS OF CHANGE: 20050923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITING RICHARD M CENTRAL INDEX KEY: 0001213884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 051100956 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-09-21 0 0001064728 PEABODY ENERGY CORP BTU 0001213884 WHITING RICHARD M 701 MARKET STREET ST. LOUIS MO 63101-1826 0 1 0 0 EVP - Sales and Marketing Common Stock 2005-09-21 4 M 0 10000 14.595 A 70498 D Common Stock 2005-09-21 4 S 0 10000 84.50 D 60498 I By Trust Common Stock 4556 D Employee Stock Option (right to buy) 14.595 2005-09-21 4 M 0 10000 0.00 D 2004-01-02 2013-01-02 Common Stock 10000 13458 D Pursuant to the Rule 10b5-1 trading plan referred to in footnote 2, upon exercise of the options the shares are immediately transferred to a trust. This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Of the 10,000 options exercised, 3,360 vested on January 2, 2004 and 6,640 vested on January 2, 2005. Does not include an additional 254,700 options with different expiration dates and exercise prices. Richard M. Whiting By: Joseph W. Bean, Attorney-in-Fact 2005-09-23 -----END PRIVACY-ENHANCED MESSAGE-----