-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nw/PhCLTkhcl5Cl8oFHYStG2WNgRh+uHvUXceAmzYMOKbsFIGqxrjTtUPOlfplS1 PbGa5/i/1XOhk/jQnuCYzg== 0001209191-05-048665.txt : 20050923 0001209191-05-048665.hdr.sgml : 20050923 20050923164120 ACCESSION NUMBER: 0001209191-05-048665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050921 FILED AS OF DATE: 20050923 DATE AS OF CHANGE: 20050923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGELHARDT IRL F CENTRAL INDEX KEY: 0001213883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 051100924 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-09-21 0 0001064728 PEABODY ENERGY CORP BTU 0001213883 ENGELHARDT IRL F 701 MARKET STREET ST. LOUIS MO 63101-1826 1 1 0 0 Chairman and CEO Common Stock 2005-09-21 4 M 0 50000 7.145 A 347118 D Common Stock 2005-09-21 4 S 0 9400 83.50 D 337718 I By Family Trust Common Stock 2005-09-21 4 S 0 200 83.48 D 337518 I By Family Trust Common Stock 2005-09-21 4 S 0 200 83.45 D 337318 I By Family Trust Common Stock 2005-09-21 4 S 0 1600 83.40 D 335718 I By Family Trust Common Stock 2005-09-21 4 S 0 1100 83.32 D 334618 I By Family Trust Common Stock 2005-09-21 4 S 0 1000 83.27 D 333618 I By Family Trust Common Stock 2005-09-21 4 S 0 1200 83.20 D 332418 I By Family Trust Common Stock 2005-09-21 4 S 0 200 83.19 D 332218 I By Family Trust Common Stock 2005-09-21 4 S 0 800 83.15 D 331418 I By Family Trust Common Stock 2005-09-21 4 S 0 600 83.11 D 330818 I By Family Trust Common Stock 2005-09-21 4 S 0 25000 83.10 D 305818 I By Family Trust Common Stock 2005-09-21 4 S 0 1300 83.08 D 304518 I By Family Trust Common Stock 2005-09-21 4 S 0 1800 83.06 D 302718 I By Family Trust Common Stock 2005-09-21 4 S 0 5600 83.05 D 297118 I By Family Trust Common Stock 15626 D Common Stock 8358 I By 401(k) Plan Common Stock 2200 I By Spouse Employee Stock Option (right to buy) 7.145 2005-09-21 4 M 0 50000 D 2001-05-22 2008-05-19 Common Stock 50000 158000 D Pursuant to the Rule 10b5-1 trading plan referred to in footnote 2, upon exercise of the options the shares are immediately transferred to a family trust. This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Includes 2,166 shares acquired under the Company's Employee Stock Purchase Plan. Of the 50,000 options exercised, 23,200 vested on May 19, 2000 and 26,800 vested on May 19, 2001. Not applicable. Does not include an additional 1,136,006 options with different expiration dates and exercise prices. Irl F. Engelhardt By: Joseph W. Bean, Attorney-in-Fact 2005-09-23 -----END PRIVACY-ENHANCED MESSAGE-----