-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LTkJzuY1zdZak92oLF6ItD1E2h37sb9kdykivCjCDfdnVMBcAohQk9KyC7IC0Itl +LCereOWhKyseXTW6jtefw== 0001209191-03-013690.txt : 20030725 0001209191-03-013690.hdr.sgml : 20030725 20030725161346 ACCESSION NUMBER: 0001209191-03-013690 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030723 FILED AS OF DATE: 20030725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMES WILLIAM E CENTRAL INDEX KEY: 0001218568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 03803818 MAIL ADDRESS: STREET 1: C/O ROCKPORT CAPITAL PARTNERS LLC STREET 2: 160 GFEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110-1776 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc4.xml FORM 4 SUBMISSION X0101 42003-07-230 0001064728 PEABODY ENERGY CORP BTU 0001218568 JAMES WILLIAM E 1000Common Stock2003-07-234M01200014.29A13880DCommon Stock2003-07-234S01200032.2296D1880DCommon Stock2003-07-244M0800014.29A9880DCommon Stock2003-07-244S0800032.106D1880DEmployee Stock Option (right to buy)14.292003-07-234M0120000D1999-05-192008-05-19Common Stock1200086349DEmployee Stock Option (right to buy)14.292003-07-244M080000D2001-05-192008-05-19Common Stock800078349DOf the 12,000 options exercised, 5,600 vested on May 19, 1999, 5,600 vested on May 19, 2000 and 800 vested on May 19, 2001.Of the 8,000 options exercised, 4,800 vested on May 19, 2001 and 3,200 vested on May 22, 2001.William F. James by Joseph W. Bean, Attorney-in-Fact2003-07-25 -----END PRIVACY-ENHANCED MESSAGE-----