0001140361-17-016025.txt : 20170417 0001140361-17-016025.hdr.sgml : 20170417 20170417173808 ACCESSION NUMBER: 0001140361-17-016025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170412 FILED AS OF DATE: 20170417 DATE AS OF CHANGE: 20170417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIOTT ASSOCIATES, L.P. CENTRAL INDEX KEY: 0000904495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 17765456 BUSINESS ADDRESS: STREET 1: 40 WEST 57TH STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125062999 MAIL ADDRESS: STREET 1: 40 WEST 57TH STREET STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: ELLIOTT ASSOCIATES LP DATE OF NAME CHANGE: 19930513 4 1 doc1.xml FORM 4 X0306 4 2017-04-12 0 0001064728 PEABODY ENERGY CORP BTU 0000904495 ELLIOTT ASSOCIATES, L.P. 40 WEST 57TH STREET, 30TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock, par value $0.01 per Share 2017-04-12 4 M 0 51446 0.01 A 1248633 D Common Stock, par value $0.01 per Share 2017-04-12 4 F 0 19 0.01 D 1248614 D Common Stock, par value $0.01 per Share 2017-04-12 4 M 0 282344 0.01 A 3111267 I See footnotes Common Stock, par value $0.01 per Share 2017-04-12 4 F 0 93 0.01 D 3111174 I See footnotes Common Stock, par value $0.01 per Share 2017-04-13 4 M 0 52721 0.01 A 1301335 D Common Stock, par value $0.01 per Share 2017-04-13 4 F 0 18 0.01 D 1301317 D Common Stock, par value $0.01 per Share 2017-04-13 4 M 0 908 0.01 A 3112082 I See footnotes Common Stock, par value $0.01 per Share 2017-04-13 4 J 0 4287 0.0 A 1305604 D Common Stock Warrant (Right to Buy) 0.01 2017-04-12 4 X 0 51446 0 D 2017-04-03 2017-07-03 Common Stock 51446 52721 D Common Stock Warrant (Right to Buy) 0.01 2017-04-12 4 X 0 282344 0 D 2017-04-03 2017-07-03 Common Stock 282344 908 I See footnotes Common Stock Warrant (Right to Buy) 0.01 2017-04-12 4 X 0 52721 0 D 2017-04-03 2017-07-03 Common Stock 52721 0 D Common Stock Warrant (Right to Buy) 0.01 2017-04-13 4 X 0 908 0 D 2017-04-03 2017-07-03 Common Stock 908 0 I See footnotes Common Stock Warrant (Right to Buy) 0.01 2017-04-13 4 J 0 94 0 A 2017-04-03 2017-07-03 Common Stock 94 94 D This Form 4 is filed by Elliott Associates, L.P. (the "Reporting Person"). The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding common stock. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Securities are owned by The Liverpool Limited Partnership, a Bermuda limited partnership and a wholly-owned subsidiary of the Reporting Person. These shares and warrants were acquired in connection with the settlement of certain claims in connection with the Issuer's emergence from Chapter 11 Bankruptcy. The warrants are currently exercisable. /s/ Elliot Greenberg, Vice President of Braxton Associates, Inc., as General Partner of Elliott Capital Advisors, L.P., as General Partner, of Elliott Associates, L.P. 2017-04-17