0000950170-24-100744.txt : 20240826 0000950170-24-100744.hdr.sgml : 20240826 20240826202114 ACCESSION NUMBER: 0000950170-24-100744 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240814 FILED AS OF DATE: 20240826 DATE AS OF CHANGE: 20240826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMIST CAPITAL MANAGEMENT, LP CENTRAL INDEX KEY: 0001767809 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 241242960 BUSINESS ADDRESS: STREET 1: 3773 RICHMOND AVE STREET 2: SUITE 777 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 8326782412 MAIL ADDRESS: STREET 1: 3773 RICHMOND AVE STREET 2: SUITE 777 CITY: HOUSTON STATE: TX ZIP: 77046 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomist Fund, LP CENTRAL INDEX KEY: 0001767804 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 241242958 BUSINESS ADDRESS: STREET 1: 3773 RICHMOND AVE STREET 2: SUITE 560 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: (832) 678-2412 MAIL ADDRESS: STREET 1: 3773 RICHMOND AVE STREET 2: SUITE 560 CITY: HOUSTON STATE: TX ZIP: 77046 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomist Capital, LLC CENTRAL INDEX KEY: 0002034081 ORGANIZATION NAME: STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 241242959 BUSINESS ADDRESS: STREET 1: 3773 RICHMOND AVE., SUITE 777 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 832-678-2412 MAIL ADDRESS: STREET 1: 3773 RICHMOND AVE., SUITE 777 CITY: HOUSTON STATE: TX ZIP: 77046 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kuzma Brian L. CENTRAL INDEX KEY: 0002034077 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 241242957 MAIL ADDRESS: STREET 1: 3773 RICHMOND AVE., SUITE 777 CITY: HOUSTON STATE: TX ZIP: 77046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 ownership.xml 4 X0508 4 2024-08-14 true 0001064728 PEABODY ENERGY CORP BTU 0001767809 THOMIST CAPITAL MANAGEMENT, LP 3773 RICHMOND AVE., SUITE 777 HOUSTON TX 77046 false false true false 0002034081 Thomist Capital, LLC 3773 RICHMOND AVE., SUITE 777 HOUSTON TX 77046 false false true false 0001767804 Thomist Fund, LP 3773 RICHMOND AVE., SUITE 777 HOUSTON TX 77046 false false true false 0002034077 Kuzma Brian L. 3773 RICHMOND AVE., SUITE 777 HOUSTON TX 77046 false false true false false Common Stock 2024-08-14 4 P false 24300 A 3230091 I See Footnotes Common Stock 2024-08-14 4 P false 48600 A 1617455 I See Footnotes Common Stock 2024-08-14 4 P false 24300 A 808726 I See Footnotes Common Stock 2024-08-15 4 X false 31800 23 A 1649255 I See Footnotes Common Stock 2024-08-15 4 X false 26000 23 A 834726 I See Footnotes Common Stock 2024-08-16 4 X false 20100 23 A 1669355 I See Footnotes Put Option (Obligation to Buy) 23 2024-08-15 4 X false 318 0 D 2024-08-13 2024-08-16 Common Stock 31800 201 I See Footnotes Put Option (Obligation to Buy) 23 2024-08-15 4 X false 260 0 D 2024-08-13 2024-08-16 Common Stock 26000 0 I See Footnotes Put Option (Obligation to Buy) 23 2024-08-16 4 X false 201 0 D 2024-08-13 2024-08-16 Common Stock 20100 0 I See Footnotes Call Option (Right to Buy) 27 2024-08-16 4 S false 8257 D 2024-08-14 2024-10-18 Common Stock 825700 26743 I See Footnotes Call Option (Right to Buy) 27 2024-08-16 4 S false 5829 D 2024-08-14 2024-10-18 Common Stock 582900 17504 I See Footnotes Call Option (Right to Buy) 27 2024-08-16 4 S false 2914 D 2024-08-14 2024-10-18 Common Stock 291400 8753 I See Footnotes The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.81 to $21.905, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. This Form 4 is being filed by (a) Thomist Capital Management, LP (the "Manager"), (b) Thomist Capital, LLC (the "GP"), (c) The Thomist Fund, LP (the "Fund"), and (d) Brian Kuzma ("Mr. Kuzma", and collectively with the Manager, the GP and the Fund, the "Reporting Persons"). The Manager, as the investment manager of the Fund and two third-party accounts ("Managed Account 1" and "Managed Account 2") over which the Manager has voting and investment discretion. Mr. Kuzma is the managing member of the GP, which is the general partner of the Manager and the Fund. The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, and each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. The securities reported are held by the Fund. The GP and Mr. Kuzma may be deemed to have a pecuniary interest in the securities held by the Fund due to and indirect profits allocation to the GP and Mr. Kuzma's interest in the Fund. The securities reported are held by Managed Account 1. The Reporting Persons other than the Fund may be deemed to have a pecuniary interest in the securities held by Managed Account 1 due to a performance-related fee. The securities reported are held by Managed Account 2. The Reporting Persons other than the Fund may be deemed to have a pecuniary interest in the securities held by Managed Account 2 due to a performance-related fee. These contracts were sold in two transactions at prices of $26.72 per contract for the first 15,000 contracts and $20 per contract for the remaining portion. The Reporting Persons realized short-swing profits under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of transactions in the Issuer's securities reported herein. On August 24, 2024, the Reporting Persons agreed to disgorge $25,386.48 to the Issuer, representing the short-swing profits realized by the Reporting Persons THOMIST CAPITAL MANAGEMENT, LP, By: Thomist Capital, LLC, its general partner, By: /s/ Brian Kuzma, Title: Managing Member 2024-08-26 THOMIST CAPITAL, LLC, By: /s/ Brian Kuzma, Title: Managing Member 2024-08-26 THE THOMIST FUND, LP, By: Thomist Capital, LLC, its general partner, By: /s/ Brian Kuzma, Title: Managing Member 2024-08-26 BRIAN KUZMA, /s/ Brian Kuzma 2024-08-26