-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OIo1Fy9TE5So2cvOvH4LWPjJpR0g19tdq5cUUGgeHuuGrQg9PQaMy6U+7VBySs69 rWMs7FWXIxaujIUSohtYvg== 0000950138-05-000539.txt : 20050614 0000950138-05-000539.hdr.sgml : 20050613 20050614180441 ACCESSION NUMBER: 0000950138-05-000539 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050610 FILED AS OF DATE: 20050614 DATE AS OF CHANGE: 20050614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITING RICHARD M CENTRAL INDEX KEY: 0001213884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 05895950 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 4 1 form4_061405ex.xml X0202 4 2005-06-10 0 0001064728 PEABODY ENERGY CORP BTU 0001213884 WHITING RICHARD M 701 MARKET STREET ST. LOUIS MO 63101 0 1 0 0 EVP-Sales and Marketing Common Stock 2005-06-10 4 M 0 1664 14.00 A 62162 D Common Stock 2005-06-10 4 M 0 8336 13.43 A 70498 D Common Stock 2005-06-10 4 S 0 100 52.15 D 70398 I By Family Trust Common Stock 2005-06-10 4 S 0 2000 52.14 D 68398 I By Family Trust Common Stock 2005-06-10 4 S 0 1200 52.14 D 67198 I By Family Trust Common Stock 2005-06-10 4 S 0 6700 52.02 D 60498 I By Family Trust Common Stock 2005-06-13 4 M 0 10000 13.43 A 70498 D Common Stock 2005-06-13 4 S 0 10000 54.00 D 60498 I By Family Trust Common Stock 4556 D Employee Stock Option (right to buy) 14.00 2005-06-10 4 M 0 1664 D 2004-05-21 2011-05-21 Common Stock 1664 0 D Common Stock 13.43 2005-06-10 4 M 0 8336 D 2003-01-15 2012-01-14 Common Stock 8336 23310 D Common Stock 13.43 2005-06-13 4 M 0 10000 D 2012-01-14 Common Stock 10000 13310 D Pursuant to the Rule 10b5-1 trading plan referred to in Footnote 2, upon exercise of the options the shares are immediately transferred to a trust. This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Not applicable. Of the 10,000 options exercised, 2,213 vested on 01/15/2003 and 7,787 vested on 01/15/2004. Does not include an additional 284,848 options with different expiration dates and exercise prices. /s/ Jefferey L. Klinger, Attorney-in-fact for Richard M. Whiting 2005-06-14 -----END PRIVACY-ENHANCED MESSAGE-----