0000919574-17-003814.txt : 20170508 0000919574-17-003814.hdr.sgml : 20170508 20170508172922 ACCESSION NUMBER: 0000919574-17-003814 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170504 FILED AS OF DATE: 20170508 DATE AS OF CHANGE: 20170508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Discovery Global Opportunity Partners, L.P. CENTRAL INDEX KEY: 0001099094 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 17823593 BUSINESS ADDRESS: STREET 1: DISCOVERY CAPITAL MANAGEMENT, LLC STREET 2: 20 MARSHALL STREET, SUITE 310 CITY: SOUTH NORWALK STATE: CT ZIP: 06854 BUSINESS PHONE: 203-855-1191 MAIL ADDRESS: STREET 1: DISCOVERY CAPITAL MANAGEMENT, LLC STREET 2: 20 MARSHALL STREET, SUITE 310 CITY: SOUTH NORWALK STATE: CT ZIP: 06854 FORMER NAME: FORMER CONFORMED NAME: DISCOVERY GLOBAL OPPORTUNITY PARTNERS LP DATE OF NAME CHANGE: 19991116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Citrone Robert K. CENTRAL INDEX KEY: 0001528766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 17823594 MAIL ADDRESS: STREET 1: 20 MARSHALL STREET CITY: NORWALK STATE: CT ZIP: 06854 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DISCOVERY CAPITAL MANAGEMENT, LLC / CT CENTRAL INDEX KEY: 0001389507 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 17823595 BUSINESS ADDRESS: STREET 1: 20 MARSHALL STREET STREET 2: SUITE 310 CITY: SOUTH NORWALK STATE: CT ZIP: 06854 BUSINESS PHONE: 203-956-7953 MAIL ADDRESS: STREET 1: 20 MARSHALL STREET STREET 2: SUITE 310 CITY: SOUTH NORWALK STATE: CT ZIP: 06854 4 1 p7469408.xml OWNERSHIP DOCUMENT X0306 4 2017-05-04 0 0001064728 PEABODY ENERGY CORP BTU 0001389507 DISCOVERY CAPITAL MANAGEMENT, LLC / CT 20 MARSHALL STREET SUITE 310 SOUTH NORWALK CT 06854 0 0 1 0 0001528766 Citrone Robert K. C/O DISCOVERY CAPITAL MANAGEMENT, LLC 20 MARSHALL STREET, SUITE 310 SOUTH NORWALK CT 06854 0 0 1 0 0001099094 Discovery Global Opportunity Partners, L.P. C/O DISCOVERY CAPITAL MANAGEMENT, LLC 20 MARSHALL STREET, SUITE 310 SOUTH NORWALK CT 06854 0 0 1 0 Common Stock, $0.01 par value 2017-05-04 4 S 0 1852496 23.09 D 13210534 I See Footnote Common Stock, $0.01 par value 2017-05-04 4 S 0 4337504 23.09 D 8707776 I See Footnote The Reporting Person's previous Form 4 filing reported 15,063,034 shares deemed to be beneficially owned by the Reporting Person. Because fractional shares upon exercise of the Warrants were not issued pursuant to the Warrant Agreement, the number of shares deemed to be beneficially owned by the Reporting Person as of the date of the previous Form 4 was 15,063,030. The securities are held in the accounts of various clients of Discovery Capital Management, LLC ("Discovery") and may be deemed to be beneficially owned by Discovery, as the investment manager to such clients, and Robert K. Citrone, as the managing member of Discovery. The Reporting Person's previous Form 4 filing reported 13,045,282 shares deemed to be beneficially owned by the Reporting Person. Because fractional shares upon exercise of the Warrants were not issued pursuant to the Warrant Agreement, the number of shares deemed to be beneficially owned by the Reporting Person as of the date of the previous Form 4 was 13,045,280 The securities are held in the account of Discovery Global Opportunity Partners, LP (the "Fund") and may be deemed to be beneficially owned by Discovery, as the general partner of the Fund, and Robert K. Citrone, as the managing member of Discovery. Discovery Capital Management, LLC, By: /s/ Robert K. Citrone, Managing Member 2017-05-08 By: /s/ Robert K. Citrone, Managing Member 2017-05-08 Discovery Global Opportunity Partners, LP, By: Discovery Capital Management, LLC, its general partner, By: /s/ Robert K. Citrone, Managing Member 2017-05-08