0000919574-17-003172.txt : 20170405 0000919574-17-003172.hdr.sgml : 20170405 20170405192809 ACCESSION NUMBER: 0000919574-17-003172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170403 FILED AS OF DATE: 20170405 DATE AS OF CHANGE: 20170405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Discovery Global Opportunity Partners, L.P. CENTRAL INDEX KEY: 0001099094 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 17744061 BUSINESS ADDRESS: STREET 1: DISCOVERY CAPITAL MANAGEMENT, LLC STREET 2: 20 MARSHALL STREET, SUITE 310 CITY: SOUTH NORWALK STATE: CT ZIP: 06854 BUSINESS PHONE: 203-855-1191 MAIL ADDRESS: STREET 1: DISCOVERY CAPITAL MANAGEMENT, LLC STREET 2: 20 MARSHALL STREET, SUITE 310 CITY: SOUTH NORWALK STATE: CT ZIP: 06854 FORMER NAME: FORMER CONFORMED NAME: DISCOVERY GLOBAL OPPORTUNITY PARTNERS LP DATE OF NAME CHANGE: 19991116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Citrone Robert K. CENTRAL INDEX KEY: 0001528766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 17744062 MAIL ADDRESS: STREET 1: 20 MARSHALL STREET CITY: NORWALK STATE: CT ZIP: 06854 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DISCOVERY CAPITAL MANAGEMENT, LLC / CT CENTRAL INDEX KEY: 0001389507 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 17744063 BUSINESS ADDRESS: STREET 1: 20 MARSHALL STREET STREET 2: SUITE 310 CITY: SOUTH NORWALK STATE: CT ZIP: 06854 BUSINESS PHONE: 203-956-7953 MAIL ADDRESS: STREET 1: 20 MARSHALL STREET STREET 2: SUITE 310 CITY: SOUTH NORWALK STATE: CT ZIP: 06854 4 1 p7457396.xml OWNERSHIP DOCUMENT X0306 4 2017-04-03 0 0001064728 PEABODY ENERGY CORP BTU 0001389507 DISCOVERY CAPITAL MANAGEMENT, LLC / CT 20 MARSHALL STREET SUITE 310 SOUTH NORWALK CT 06854 0 0 1 0 0001528766 Citrone Robert K. C/O DISCOVERY CAPITAL MANAGEMENT, LLC 20 MARSHALL STREET, SUITE 310 SOUTH NORWALK CT 06854 0 0 1 0 0001099094 Discovery Global Opportunity Partners, L.P. C/O DISCOVERY CAPITAL MANAGEMENT, LLC 20 MARSHALL STREET, SUITE 310 SOUTH NORWALK CT 06854 0 0 1 0 Common Stock, $0.01 par value 2017-04-03 4 C 0 7192536 0 A 14192991 I See Footnote Common Stock, $0.01 par value 2017-04-03 4 C 0 7445754 0 A 12444728 I See Footnote Common Stock, $0.01 par value 2017-04-05 4 X 0 870363 0.01 A 15063354 I See Footnote Common Stock, $0.01 par value 2017-04-05 4 X 0 600774 0.01 A 13045502 I See Footnote Common Stock, $0.01 par value 2017-04-05 4 S 0 320 27.25 D 15063034 I See Footnote Common Stock, $0.01 par value 2017-04-05 4 S 0 220 27.25 D 13045282 I See Footnote Series A Convertible Preferred Stock 2017-04-03 4 C 0 3641992 0 D 2017-04-03 Common Stock, $0.01 par value 7192536 0 I See Footnote Series A Convertible Preferred Stock 2017-04-03 4 C 0 3770211 0 D 2017-04-03 Common Stock, $0.01 par value 7445754 0 I See Footnote Warrant 0.01 2017-04-05 4 X 0 870363 0 D 2017-04-03 2017-07-03 Common Stock, $0.01 par value 870363 0 I See Footnote Warrant 0.01 2017-04-05 4 X 0 600774 0 D 2017-04-03 2017-07-03 Common Stock, $0.01 par value 600774 0 I See Footnote The securities are held in the accounts of various clients of Discovery Capital Management, LLC ("Discovery") and may be deemed to be beneficially owned by Discovery, as the investment manager to such clients, and Robert K. Citrone, as the managing member of Discovery. The securities are held in the account of Discovery Global Opportunity Partners, LP (the "Fund") and may be deemed to be beneficially owned by Discovery, as the general partner of the Fund, and Robert K. Citrone, as the managing member of Discovery. The Series A Convertible Preferred Stock has no expiration date and is convertible at a price of $16.25 per share, subject to adjustment as set forth in the Certificate of Designation attached as Exhibit 3.2 to the Issuer's Form 8-K filed on April 3, 2017. Each share of Series A Convertible Preferred Stock converted to approximately 1.975 shares of Common Stock, $0.01 par value. On April 5, 2017, the Reporting Person exercised Warrants to purchase 870,363 shares of Common Stock, $0.01 par value. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 320 shares to pay the exercise price and issuing the Reporting Person the remaining 870,043 shares. On April 5, 2017, the Reporting Person exercised Warrants to purchase 600,774 shares of Common Stock, $0.01 par value. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 220 shares to pay the exercise price and issuing the Reporting Person the remaining 600,554 shares. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Discovery Capital Management, LLC, By: /s/ Robert K. Citrone, Managing Member 2017-04-05 By: /s/ Robert K. Citrone, Managing Member 2017-04-05 Discovery Global Opportunity Partners, LP, By: Discovery Capital Management, LLC, its general partner, By: /s/ Robert K. Citrone, Managing Member 2017-04-05