0000919574-17-003172.txt : 20170405
0000919574-17-003172.hdr.sgml : 20170405
20170405192809
ACCESSION NUMBER: 0000919574-17-003172
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170403
FILED AS OF DATE: 20170405
DATE AS OF CHANGE: 20170405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEABODY ENERGY CORP
CENTRAL INDEX KEY: 0001064728
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 134004153
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
BUSINESS PHONE: 3143423400
MAIL ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
FORMER COMPANY:
FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP
DATE OF NAME CHANGE: 19980623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Discovery Global Opportunity Partners, L.P.
CENTRAL INDEX KEY: 0001099094
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16463
FILM NUMBER: 17744061
BUSINESS ADDRESS:
STREET 1: DISCOVERY CAPITAL MANAGEMENT, LLC
STREET 2: 20 MARSHALL STREET, SUITE 310
CITY: SOUTH NORWALK
STATE: CT
ZIP: 06854
BUSINESS PHONE: 203-855-1191
MAIL ADDRESS:
STREET 1: DISCOVERY CAPITAL MANAGEMENT, LLC
STREET 2: 20 MARSHALL STREET, SUITE 310
CITY: SOUTH NORWALK
STATE: CT
ZIP: 06854
FORMER NAME:
FORMER CONFORMED NAME: DISCOVERY GLOBAL OPPORTUNITY PARTNERS LP
DATE OF NAME CHANGE: 19991116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Citrone Robert K.
CENTRAL INDEX KEY: 0001528766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16463
FILM NUMBER: 17744062
MAIL ADDRESS:
STREET 1: 20 MARSHALL STREET
CITY: NORWALK
STATE: CT
ZIP: 06854
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DISCOVERY CAPITAL MANAGEMENT, LLC / CT
CENTRAL INDEX KEY: 0001389507
STATE OF INCORPORATION: CT
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16463
FILM NUMBER: 17744063
BUSINESS ADDRESS:
STREET 1: 20 MARSHALL STREET
STREET 2: SUITE 310
CITY: SOUTH NORWALK
STATE: CT
ZIP: 06854
BUSINESS PHONE: 203-956-7953
MAIL ADDRESS:
STREET 1: 20 MARSHALL STREET
STREET 2: SUITE 310
CITY: SOUTH NORWALK
STATE: CT
ZIP: 06854
4
1
p7457396.xml
OWNERSHIP DOCUMENT
X0306
4
2017-04-03
0
0001064728
PEABODY ENERGY CORP
BTU
0001389507
DISCOVERY CAPITAL MANAGEMENT, LLC / CT
20 MARSHALL STREET
SUITE 310
SOUTH NORWALK
CT
06854
0
0
1
0
0001528766
Citrone Robert K.
C/O DISCOVERY CAPITAL MANAGEMENT, LLC
20 MARSHALL STREET, SUITE 310
SOUTH NORWALK
CT
06854
0
0
1
0
0001099094
Discovery Global Opportunity Partners, L.P.
C/O DISCOVERY CAPITAL MANAGEMENT, LLC
20 MARSHALL STREET, SUITE 310
SOUTH NORWALK
CT
06854
0
0
1
0
Common Stock, $0.01 par value
2017-04-03
4
C
0
7192536
0
A
14192991
I
See Footnote
Common Stock, $0.01 par value
2017-04-03
4
C
0
7445754
0
A
12444728
I
See Footnote
Common Stock, $0.01 par value
2017-04-05
4
X
0
870363
0.01
A
15063354
I
See Footnote
Common Stock, $0.01 par value
2017-04-05
4
X
0
600774
0.01
A
13045502
I
See Footnote
Common Stock, $0.01 par value
2017-04-05
4
S
0
320
27.25
D
15063034
I
See Footnote
Common Stock, $0.01 par value
2017-04-05
4
S
0
220
27.25
D
13045282
I
See Footnote
Series A Convertible Preferred Stock
2017-04-03
4
C
0
3641992
0
D
2017-04-03
Common Stock, $0.01 par value
7192536
0
I
See Footnote
Series A Convertible Preferred Stock
2017-04-03
4
C
0
3770211
0
D
2017-04-03
Common Stock, $0.01 par value
7445754
0
I
See Footnote
Warrant
0.01
2017-04-05
4
X
0
870363
0
D
2017-04-03
2017-07-03
Common Stock, $0.01 par value
870363
0
I
See Footnote
Warrant
0.01
2017-04-05
4
X
0
600774
0
D
2017-04-03
2017-07-03
Common Stock, $0.01 par value
600774
0
I
See Footnote
The securities are held in the accounts of various clients of Discovery Capital Management, LLC ("Discovery") and may be deemed to be beneficially owned by Discovery, as the investment manager to such clients, and Robert K. Citrone, as the managing member of Discovery.
The securities are held in the account of Discovery Global Opportunity Partners, LP (the "Fund") and may be deemed to be beneficially owned by Discovery, as the general partner of the Fund, and Robert K. Citrone, as the managing member of Discovery.
The Series A Convertible Preferred Stock has no expiration date and is convertible at a price of $16.25 per share, subject to adjustment as set forth in the Certificate of Designation attached as Exhibit 3.2 to the Issuer's Form 8-K filed on April 3, 2017. Each share of Series A Convertible Preferred Stock converted to approximately 1.975 shares of Common Stock, $0.01 par value.
On April 5, 2017, the Reporting Person exercised Warrants to purchase 870,363 shares of Common Stock, $0.01 par value. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 320 shares to pay the exercise price and issuing the Reporting Person the remaining 870,043 shares.
On April 5, 2017, the Reporting Person exercised Warrants to purchase 600,774 shares of Common Stock, $0.01 par value. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 220 shares to pay the exercise price and issuing the Reporting Person the remaining 600,554 shares.
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Discovery Capital Management, LLC, By: /s/ Robert K. Citrone, Managing Member
2017-04-05
By: /s/ Robert K. Citrone, Managing Member
2017-04-05
Discovery Global Opportunity Partners, LP, By: Discovery Capital Management, LLC, its general partner, By: /s/ Robert K. Citrone, Managing Member
2017-04-05