SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
DISCOVERY CAPITAL MANAGEMENT, LLC / CT

(Last) (First) (Middle)
20 MARSHALL STREET
SUITE 310

(Street)
SOUTH NORWALK CT 06854

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/03/2017
3. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.01 par value 7,000,455 I See Footnote(1)
Common Stock, $0.01 par value 4,998,974 I See Footnote(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Convertible Preferred Stock 04/03/2017 (3) Common Stock, $0.01 par value 7,192,536 (3) I See Footnote(1)
Series A Convertible Preferred Stock 04/03/2017 (3) Common Stock, $0.01 par value 7,445,754 (3) I See Footnote(2)
Warrant 04/03/2017 07/03/2017 Common Stock, $0.01 par value 870,363 $0.01 I See Footnote(1)
Warrant 04/03/2017 07/03/2017 Common Stock, $0.01 par value 600,774 $0.01 I See Footnote(2)
1. Name and Address of Reporting Person*
DISCOVERY CAPITAL MANAGEMENT, LLC / CT

(Last) (First) (Middle)
20 MARSHALL STREET
SUITE 310

(Street)
SOUTH NORWALK CT 06854

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Citrone Robert K.

(Last) (First) (Middle)
C/O DISCOVERY CAPITAL MANAGEMENT, LLC
20 MARSHALL STREET, SUITE 310

(Street)
SOUTH NORWALK CT 06854

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Discovery Global Opportunity Partners, L.P.

(Last) (First) (Middle)
C/O DISCOVERY CAPITAL MANAGEMENT, LLC
20 MARSHALL STREET, SUITE 310

(Street)
SOUTH NORWALK CT 06854

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The securities are held in the accounts of various clients of Discovery Capital Management, LLC ("Discovery") and may be deemed to be beneficially owned by Discovery, as the investment manager to such clients, and Robert K. Citrone, as the managing member of Discovery.
2. The securities are held in the account of Discovery Global Opportunity Partners, LP (the "Fund") and may be deemed to be beneficially owned by Discovery, as the general partner of the Fund, and Robert K. Citrone, as the managing member of Discovery.
3. The Series A Convertible Preferred Stock has no expiration date and is convertible at a price of $16.25 per share, subject to adjustment as set forth in the Certificate of Designation attached as Exhibit 3.2 to the Issuer's Form 8-K filed on April 3, 2017. Each share of Series A Convertible Preferred Stock converted to approximately 1.975 shares of Common Stock, $0.01 par value.
Remarks:
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 3 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Discovery Capital Management, LLC, By: /s/ Robert K. Citrone, Managing Member 04/05/2017
By: /s/ Robert K. Citrone, Managing Member 04/05/2017
Discovery Global Opportunity Partners, LP, By: Discovery Capital Management, LLC, its general partner, By: /s/ Robert K. Citrone, Managing Member 04/05/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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