0000899243-18-009566.txt : 20180405 0000899243-18-009566.hdr.sgml : 20180405 20180405160800 ACCESSION NUMBER: 0000899243-18-009566 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180403 FILED AS OF DATE: 20180405 DATE AS OF CHANGE: 20180405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwetz Amy B CENTRAL INDEX KEY: 0001647437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 18740669 MAIL ADDRESS: STREET 1: 701 MARKET STREET CITY: ST. LOUIS STATE: MO ZIP: 63101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-03 0 0001064728 PEABODY ENERGY CORP BTU 0001647437 Schwetz Amy B C/O PEABODY ENERGY CORPORATION 701 MARKET STREET ST. LOUIS MO 63101 0 1 0 0 EVP and CFO Common Stock 2018-04-03 4 F 0 34871 37.77 D 215419 D Common Stock 2018-04-04 4 S 0 933 36.92 D 214486 D The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 78,903 restricted stock units on April 3, 2018. The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017 in order to pay a portion of estimated tax obligations resulting from the vesting of 78,903 restricted stock units on April 3, 2018. /s/ Scott T. Jarboe, attorney-in-fact 2018-04-05