0000899243-17-009561.txt : 20170405
0000899243-17-009561.hdr.sgml : 20170405
20170405195843
ACCESSION NUMBER: 0000899243-17-009561
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170403
FILED AS OF DATE: 20170405
DATE AS OF CHANGE: 20170405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEABODY ENERGY CORP
CENTRAL INDEX KEY: 0001064728
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 134004153
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
BUSINESS PHONE: 3143423400
MAIL ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
FORMER COMPANY:
FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP
DATE OF NAME CHANGE: 19980623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kellow Glenn L
CENTRAL INDEX KEY: 0001586673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16463
FILM NUMBER: 17744124
MAIL ADDRESS:
STREET 1: 701 MARKET STREET
CITY: ST. LOUIS
STATE: MO
ZIP: 63101
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-04-03
0
0001064728
PEABODY ENERGY CORP
BTU
0001586673
Kellow Glenn L
C/O PEABODY ENERGY CORPORATION
701 MARKET STREET
ST. LOUIS
MO
63101
1
1
0
0
PRESIDENT AND CEO
Common Stock
2017-04-03
4
J
0
7921
0.00
D
0
D
Common Stock
2017-04-03
4
A
0
680890
0.00
A
680890
D
Pursuant to the Second Amended Joint Plan of Reorganization of Debtors and Debtors in Possession as revised March 15, 2017 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Eastern District of Missouri, all shares of the issuer's common stock outstanding prior to the effective date of the Plan of Reorganization (April 3, 2017), including all options to purchase common stock and other equity awards, were cancelled and extinguished on the effective date of the Plan of Reorganization for no value.
Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of April 3, 2017, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment by the issuer and its subsidiaries without cause or by the executive officer for good reason or due to a termination of employment with the issuer and its subsidiaries by reason of death or disability.
/s/ Priscilla E. Duncan, attorney-in-fact
2017-04-05