0000899243-16-027767.txt : 20160819 0000899243-16-027767.hdr.sgml : 20160819 20160819173514 ACCESSION NUMBER: 0000899243-16-027767 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160811 FILED AS OF DATE: 20160819 DATE AS OF CHANGE: 20160819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meintjes Charles F CENTRAL INDEX KEY: 0001554000 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 161843854 MAIL ADDRESS: STREET 1: 701 MARKET STREET CITY: ST. LOUIS STATE: MO ZIP: 63101 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-08-11 2016-08-15 0 0001064728 PEABODY ENERGY CORP BTUUQ 0001554000 Meintjes Charles F 701 MARKET STREET ST. LOUIS MO 63101 0 1 0 0 President - Australia Common Stock 2016-08-11 4 J 0 155 0.00 D 9525 D On April 13, 2016, the Issuer filed voluntarily petitions under Chapter 11 of Title 11 of the U.S. Code (the "Bankruptcy Code") in the U.S. Bankruptcy Court for the Eastern District of Missouri. Section 503(c) of the Bankruptcy Code places limitations on payments made to insiders; as such, the Reporting Person's prepetition restricted stock awards are prohibited from vesting while the Issuer is in bankruptcy and the Issuer has therefore cancelled such awards. This Form 4 is filed for the purpose of correcting an error in a Form 4 filed by the Reporting Person on August 15, 2016 (the "Prior Form 4"), which incorrectly reported the amount of securities beneficially owned following the transactions reported in the Prior Form 4 as a result of an inadvertent mathematical error. The amount reported in this Form 4 reflects the correct amount of securities beneficially owned following the transactions that were previously reported in the Prior Form 4. /s/ Charles F. Meintjes By: Priscilla Duncan, Attorney-in-Fact 2016-08-19