0000899243-16-027157.txt : 20160815 0000899243-16-027157.hdr.sgml : 20160815 20160815175257 ACCESSION NUMBER: 0000899243-16-027157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160811 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galli Bryan A CENTRAL INDEX KEY: 0001605252 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 161834209 MAIL ADDRESS: STREET 1: 701 MARKET STREET CITY: ST. LOUIS STATE: MO ZIP: 63101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-11 0 0001064728 PEABODY ENERGY CORP BTUUQ 0001605252 Galli Bryan A 701 MARKET STREET ST. LOUIS MO 63101 0 1 0 0 Group Exec Markting & Trading Common Stock 2016-08-11 4 J 0 7847 0.00 D 2521 D Common Stock 2016-08-11 4 J 0 1454 0.00 D 1742 D Common Stock 5113 I By Trust On April 13, 2016, the Issuer filed voluntarily petitions under Chapter 11 of Title 11 of the U.S. Code (the "Bankruptcy Code") in the U.S. Bankruptcy Court for the Eastern District of Missouri. Section 503(c) of the Bankruptcy Code places limitations on payments made to insiders; as such, the Reporting Person's prepetition restricted stock awards are prohibited from vesting while the Issuer is in bankruptcy and the Issuer has therefore cancelled such awards. Reflects 674 shares that were previously held indirectly through a trust and are now held directly by the Reporting Person. Also reflects one additional share issued by the Issuer to the Reporting Person on December 11, 2015 in connection with the implementation of the Issuer's 1-for-15 reverse stock split which occurred on October 1, 2015. The amount of shares held indirectly by the Reporting Person no longer include 30 shares held through the Issuer's 401(k) plan. As of March 2016, the Issuer no longer offered its stock as an investment option under the Issuer's 401(k) plan. /s/ Bryan A. Galli By: Priscilla Duncan, Attorney-in-Fact 2016-08-15