0000899243-16-027157.txt : 20160815
0000899243-16-027157.hdr.sgml : 20160815
20160815175257
ACCESSION NUMBER: 0000899243-16-027157
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160811
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEABODY ENERGY CORP
CENTRAL INDEX KEY: 0001064728
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 134004153
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
BUSINESS PHONE: 3143423400
MAIL ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
FORMER COMPANY:
FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP
DATE OF NAME CHANGE: 19980623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Galli Bryan A
CENTRAL INDEX KEY: 0001605252
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16463
FILM NUMBER: 161834209
MAIL ADDRESS:
STREET 1: 701 MARKET STREET
CITY: ST. LOUIS
STATE: MO
ZIP: 63101
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-11
0
0001064728
PEABODY ENERGY CORP
BTUUQ
0001605252
Galli Bryan A
701 MARKET STREET
ST. LOUIS
MO
63101
0
1
0
0
Group Exec Markting & Trading
Common Stock
2016-08-11
4
J
0
7847
0.00
D
2521
D
Common Stock
2016-08-11
4
J
0
1454
0.00
D
1742
D
Common Stock
5113
I
By Trust
On April 13, 2016, the Issuer filed voluntarily petitions under Chapter 11 of Title 11 of the U.S. Code (the "Bankruptcy Code") in the U.S. Bankruptcy Court for the Eastern District of Missouri. Section 503(c) of the Bankruptcy Code places limitations on payments made to insiders; as such, the Reporting Person's prepetition restricted stock awards are prohibited from vesting while the Issuer is in bankruptcy and the Issuer has therefore cancelled such awards.
Reflects 674 shares that were previously held indirectly through a trust and are now held directly by the Reporting Person. Also reflects one additional share issued by the Issuer to the Reporting Person on December 11, 2015 in connection with the implementation of the Issuer's 1-for-15 reverse stock split which occurred on October 1, 2015.
The amount of shares held indirectly by the Reporting Person no longer include 30 shares held through the Issuer's 401(k) plan. As of March 2016, the Issuer no longer offered its stock as an investment option under the Issuer's 401(k) plan.
/s/ Bryan A. Galli By: Priscilla Duncan, Attorney-in-Fact
2016-08-15