0001752724-22-202795.txt : 20220912 0001752724-22-202795.hdr.sgml : 20220912 20220912135952 ACCESSION NUMBER: 0001752724-22-202795 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220912 DATE AS OF CHANGE: 20220912 EFFECTIVENESS DATE: 20220912 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPDR SERIES TRUST CENTRAL INDEX KEY: 0001064642 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-08839 FILM NUMBER: 221238287 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617-664-1465 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STREETTRACKS SERIES TRUST DATE OF NAME CHANGE: 20000925 FORMER COMPANY: FORMER CONFORMED NAME: INDEX EXCHANGE LISTED SECURITIES TRUST DATE OF NAME CHANGE: 19980622 0001064642 S000006973 SPDR(R) Portfolio S&P 1500 Composite 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SPDR(R) Portfolio S&P 500 Growth ETF SPYG 0001064642 S000006985 SPDR(R) Portfolio S&P 500 Value ETF C000019038 SPDR(R) Portfolio S&P 500 Value ETF SPYV 0001064642 S000006986 SPDR(R) Portfolio S&P 400 Mid Cap ETF C000019039 SPDR(R) Portfolio S&P 400 Mid Cap ETF SPMD 0001064642 S000006987 SPDR(R) S & P 400 Mid Cap Growth ETF C000019040 SPDR(R) S & P 400 Mid Cap Growth ETF MDYG 0001064642 S000006988 SPDR(R) S & P 400 Mid Cap Value ETF C000019041 SPDR(R) S & P 400 Mid Cap Value ETF MDYV 0001064642 S000006989 SPDR(R) S & P 600 Small Cap ETF C000019042 SPDR(R) S & P 600 Small Cap ETF SLY 0001064642 S000006990 SPDR(R) S & P 600 Small Cap Growth ETF C000019043 SPDR(R) S & P 600 Small Cap Growth ETF SLYG 0001064642 S000010018 SPDR(R) S&P(R) Biotech ETF C000027706 SPDR(R) S&P(R) Biotech ETF XBI 0001064642 S000010019 SPDR(R) S&P(R) Homebuilders ETF C000027707 SPDR(R) S&P(R) Homebuilders ETF XHB 0001064642 S000010020 SPDR(R) S&P(R) Semiconductor ETF C000027708 SPDR(R) S&P(R) Semiconductor ETF XSD 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Nuveen Bloomberg Municipal Bond ETF C000047970 SPDR(R) Nuveen Bloomberg Municipal Bond ETF TFI 0001064642 S000017334 SPDR(R) Portfolio Aggregate Bond ETF C000047971 SPDR(R) Portfolio Aggregate Bond ETF SPAB 0001064642 S000019665 SPDR(R) Portfolio Short Term Treasury ETF C000055009 SPDR(R) Portfolio Short Term Treasury ETF SPTS 0001064642 S000019666 SPDR(R) Portfolio Short Term Corporate Bond ETF C000055010 SPDR(R) Portfolio Short Term Corporate Bond ETF SPSB 0001064642 S000019669 SPDR(R) Bloomberg High Yield Bond ETF C000055013 SPDR(R) Bloomberg High Yield Bond ETF JNK 0001064642 S000022922 SPDR(R) Portfolio Mortgage Backed Bond ETF C000066453 SPDR(R) Portfolio Mortgage Backed Bond ETF SPMB 0001064642 S000022923 SPDR(R) Portfolio Intermediate Term Corporate Bond ETF C000066454 SPDR(R) Portfolio Intermediate Term Corporate Bond ETF SPIB 0001064642 S000022924 SPDR(R) Portfolio Long Term Corporate Bond ETF C000066455 SPDR(R) Portfolio Long Term Corporate Bond ETF SPLB 0001064642 S000022925 SPDR(R) Bloomberg Convertible Securities ETF C000066456 SPDR(R) Bloomberg Convertible Securities ETF CWB 0001064642 S000026152 SPDR(R) ICE Preferred Securities ETF C000078463 SPDR(R) ICE Preferred Securities ETF PSK 0001064642 S000028870 SPDR(R) Nuveen Bloomberg High Yield Municipal Bond ETF C000088522 SPDR(R) Nuveen Bloomberg High Yield Municipal Bond ETF HYMB 0001064642 S000031836 SPDR Portfolio Corporate Bond ETF C000099139 SPDR Portfolio Corporate Bond ETF SPBO 0001064642 S000033831 SPDR S&P 1500 Value Tilt ETF C000104492 SPDR S&P 1500 Value Tilt ETF VLU 0001064642 S000033832 SPDR S&P 1500 Momentum Tilt ETF C000104493 SPDR S&P 1500 Momentum Tilt ETF MMTM 0001064642 S000034874 SPDR Bloomberg Investment Grade Floating Rate ETF C000107256 SPDR Bloomberg Investment Grade Floating Rate ETF FLRN 0001064642 S000036414 SPDR Bloomberg Short Term High Yield Bond ETF C000111386 SPDR Bloomberg Short Term High Yield Bond ETF SJNK 0001064642 S000036938 SPDR Portfolio High Yield Bond 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LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 26134465.42000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 10840084.35000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 265183350.96000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 34400064.43000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 34389998.65000000 MarketAxess Corporation 8-50727 000044542 GPSMMRI21JE7ZCVYF972 12039002.72000000 Jane Street Execution Services, LLC 8-69254 000167280 549300HXJLXCPDWAH070 15597658.44000000 555639914.97000000 N 890982314.97230769 Committed 200000000.00000000 N N N SPDR S&P Kensho Final Frontiers ETF S000063361 549300WYR6KJ2B9XI778 N 0 0 0 Exchange-Traded Fund N N 0.02000000 -0.37000000 0.04000000 0.04000000 Y N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Revenue sharing split Cash collateral reinvestment fee 607120.38000000 3242.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 12d1-4 (17 CFR 270.12d1-4) Rule 12d1-1 (17 CFR 270.12d1-1) Y N N N SSGA Funds Management, Inc. 801-60103 000111242 FT3UGI3NU6B7EELQF380 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 Y N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Barclays Capital Inc. AC28XWWI3WIBK2824319 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Ice Data Services, Inc. 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y Y SSGA Funds Management, Inc. FT3UGI3NU6B7EELQF380 Y N N State Street Global Advisors Funds Distributors, LLC 8-44744 000030107 54ZMQ1M7YQYKOZC8E043 0.00000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 7.66000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 3.62000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 6.43000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 2.57000000 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 4.90000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 1341.44000000 Loop Capital Markets LLC 8-50140 000043098 254900FPPM2WN90D4786 3.21000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 1105.09000000 Cabrera Capital, Inc. 8-26406 000010081 00000000000000000000 6.07000000 The Williams Capital Group, L.P. 8-46623 000035149 254900QGK3PNRGR9BD85 2.83000000 2486.97000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 487720.02000000 487720.02000000 N 20588156.66769230 N N N SPDR(R) S&P(R) Pharmaceuticals ETF S000012321 549300YVZ2R8N1KQH698 N 0 0 0 Exchange-Traded Fund N N 0.41000000 0.12000000 0.15000000 0.15000000 N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Revenue sharing split Cash collateral reinvestment fee 25641052.98000000 833559.00000000 Rule 12d1-4 (17 CFR 270.12d1-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Y N N N SSGA Funds Management, Inc. 801-60103 000111242 FT3UGI3NU6B7EELQF380 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 Y N N Barclays Capital Inc. AC28XWWI3WIBK2824319 N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Ice Data Services, Inc. 13-3668779 Tax ID N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y Y SSGA Funds Management, Inc. FT3UGI3NU6B7EELQF380 Y N N State Street Global Advisors Funds Distributors, LLC 8-44744 000030107 54ZMQ1M7YQYKOZC8E043 0.00000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 333.18000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 78.86000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 39.12000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 14794.55000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 379.18000000 Cabrera Capital, Inc. 8-26406 000010081 00000000000000000000 140.33000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 9974.78000000 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 162.50000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 87.36000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 13556.78000000 39598.56000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 19230514.32000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 165895.69000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 475461.66000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 7506888.56000000 28043653.83000000 N 220664138.70692307 N N N SPDR(R) Global Dow ETF S000006975 549300PK19O19RLNLJ50 N 0 0 0 Exchange-Traded Fund N N 0.24000000 -0.22000000 0.47000000 0.47000000 N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Cash collateral reinvestment fee Revenue sharing split 2469048.86000000 7374.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 12d1-4 (17 CFR 270.12d1-4) Y N N N SSGA Funds Management, Inc. 801-60103 000111242 FT3UGI3NU6B7EELQF380 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 Y N N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N Barclays Capital Inc. AC28XWWI3WIBK2824319 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Ice Data Services, Inc. 13-3668779 Tax ID N N UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Joint Stock Company Commercial Bank Citibank CHSQDSVI1UI96Y2SW097 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Mumbai, Maharashtra, IN, Branch) 2HI3YI5320L3RW6NJ957 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Self - rule 17f-2 (17 CFR 270.17f-2) BNP Paribas Securities Services 549300WCGB70D06XZS54 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Taiwan) Limited 549300QJEO1B92LSHZ06 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Johannesburg, Gauteng, ZA, Branch) RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited (Kuwait City, Al Asimah, KW, Branch) 549300F99IL9YJDWH369 KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Karachi, Sindh, PK, Branch) 7LTWFZYICNSX8D621K86 PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Intesa Sanpaolo SpA 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (China) Company Limited 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y Y SSGA Funds Management, Inc. FT3UGI3NU6B7EELQF380 Y N N State Street Global Advisors Funds Distributors, LLC 8-44744 000030107 54ZMQ1M7YQYKOZC8E043 0.00000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 155.46000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 176.76000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 447.74000000 Santander Securities LLC 8-49571 000041791 0003237133 126.36000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 77.29000000 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 97.41000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 1098.08000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 145.82000000 Macquarie Capital (USA) Inc. 8-47198 000036368 549300670K07JRB5UQ40 148.53000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 493.78000000 3349.62000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 11109718.55000000 11109718.55000000 N 100396433.57923076 N N N SPDR Bloomberg 1-10 Year TIPS ETF S000040742 549300SS31WHLX0B1I97 N 0 0 0 Exchange-Traded Fund N N 0.03000000 -0.12000000 0.11000000 0.11000000 N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Revenue sharing split Cash collateral reinvestment fee 24855791.44000000 34451.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 12d1-4 (17 CFR 270.12d1-4) Rule 6c-11 (17 CFR 270.6c-11) Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) Y N N N SSGA Funds Management, Inc. 801-60103 000111242 FT3UGI3NU6B7EELQF380 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 Y N N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Barclays Capital Inc. AC28XWWI3WIBK2824319 N Ice Data Services, Inc. 13-3668779 Tax ID N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Bloomberg L.P. 549300B56MD0ZC402L06 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N N SSGA Funds Management, Inc. FT3UGI3NU6B7EELQF380 Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y Y N State Street Global Advisors Funds Distributors, LLC 8-44744 000030107 54ZMQ1M7YQYKOZC8E043 0.00000000 0.00000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 3873976.76000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 797041.98000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 6310282.68000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 226816643.75000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 120389653.73000000 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 40978179.25000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 8365516.73000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 6293050.58000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 294183773.23000000 BNP Paribas Securities Corp. 8-32682 000015794 RCNB6OTYUAMMP879YW96 1235807.79000000 709358533.40000000 N 1184308955.41076923 N N N SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF S000012334 549300AODH2G148UDX39 N 0 0 0 Exchange-Traded Fund N N 0.02000000 -0.33000000 0.05000000 0.05000000 N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Revenue sharing split Cash collateral reinvestment fee 3554813.15000000 9411.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 12d1-4 (17 CFR 270.12d1-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N SSGA Funds Management, Inc. 801-60103 000111242 FT3UGI3NU6B7EELQF380 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 Y N N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Barclays Capital Inc. 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LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 55.14000000 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 66.55000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 7664.53000000 Scotia Capital (USA) Inc. 8-3716 000002739 549300BLWPABP1VNME36 15.20000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 9200.07000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 44.88000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 76.86000000 Loop Capital Markets LLC 8-50140 000043098 254900FPPM2WN90D4786 36.97000000 35255.58000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 5191143.90000000 5191143.90000000 N 205434288.08153846 N N N SPDR SSGA Gender Diversity Index ETF S000053058 549300ISGTO6085ZQC34 N 0 0 0 Exchange-Traded Fund Y Y 0.02000000 -0.13000000 0.04000000 0.04000000 Y N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Revenue sharing split Cash collateral reinvestment fee 3043719.31000000 23778.00000000 Rule 12d1-4 (17 CFR 270.12d1-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Y N N N SSGA Funds Management, Inc. 801-60103 000111242 FT3UGI3NU6B7EELQF380 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 Y N N Ice Data Services, Inc. 13-3668779 Tax ID N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N Barclays Capital Inc. 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LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 8988.82000000 450030.22000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 639721480.30000000 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 131588.47000000 639853068.77000000 N 5869918481.31384615 N N N SPDR(R) Bloomberg 1-3 Month T-Bill ETF S000017326 549300GQCVCME1YJ6B50 N 0 0 0 Exchange-Traded Fund N N -0.02000000 -0.15000000 0.03000000 0.03000000 N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 6c-11 (17 CFR 270.6c-11) Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) Rule 12d1-4 (17 CFR 270.12d1-4) Y N N N SSGA Funds Management, Inc. 801-60103 000111242 FT3UGI3NU6B7EELQF380 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N Ice Data Services, Inc. 13-3668779 Tax ID N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Barclays Capital Inc. 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AC28XWWI3WIBK2824319 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Ice Data Services, Inc. 13-3668779 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Self - rule 17f-2 (17 CFR 270.17f-2) N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N N SSGA Funds Management, Inc. 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LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 85.11000000 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 37.80000000 CastleOak Securities, L.P. 8-65786 000125334 549300MXL7C60HZ59S65 53.76000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 48.30000000 20426.69000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 39808591.36000000 42129441.36000000 N 633370928.58846153 N N N SPDR(R) S&P(R) Health Care Services ETF S000012331 549300JPXFHZOFFNSZ24 N 0 0 0 Exchange-Traded Fund N N 0.18000000 -0.08000000 0.12000000 0.12000000 N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Cash collateral reinvestment fee Revenue sharing split 10165222.56000000 57051.00000000 Rule 12d1-4 (17 CFR 270.12d1-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Y N N N SSGA Funds Management, Inc. 801-60103 000111242 FT3UGI3NU6B7EELQF380 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 Y N N Ice Data Services, Inc. 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N Barclays Capital Inc. 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LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 35.70000000 24202.22000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 4670364.69000000 4670364.69000000 N 75699541.10692307 N N N SPDR(R) Bloomberg Convertible Securities ETF S000022925 549300IXKU3G7R6DMX93 N 0 0 0 Exchange-Traded Fund N N -0.21000000 -0.52000000 0.73000000 0.73000000 N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Revenue sharing split Cash collateral reinvestment fee 355198924.53000000 2247117.00000000 Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) Rule 17e-1 (17 CFR 270.17e-1) Rule 12d1-4 (17 CFR 270.12d1-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 12d1-1 (17 CFR 270.12d1-1) Y N N N SSGA Funds Management, Inc. 801-60103 000111242 FT3UGI3NU6B7EELQF380 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 Y N N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Bloomberg L.P. 549300B56MD0ZC402L06 N Ice Data Services, Inc. 13-3668779 Tax ID N Barclays Capital Inc. 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LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 12967.45000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 3485.86000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 18212.63000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 3217.31000000 CastleOak Securities, L.P. 8-65786 000125334 549300MXL7C60HZ59S65 228.90000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 9575.77000000 68285.12000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 183812612.36000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 150833.47000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 207344.92000000 185144109.25000000 N 1763221640.61846153 N N N SPDR(R) S&P Regional Banking(SM) ETF S000012325 549300EFWJBKUN6WJX52 N 0 0 0 Exchange-Traded Fund N N -0.04000000 -0.36000000 0.08000000 0.08000000 N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Revenue sharing split Cash collateral reinvestment fee 40332267.20000000 72102.00000000 Rule 12d1-4 (17 CFR 270.12d1-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N SSGA Funds Management, Inc. 801-60103 000111242 FT3UGI3NU6B7EELQF380 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 Y N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Ice Data Services, Inc. 13-3668779 Tax ID N Barclays Capital Inc. 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LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 27669.29000000 Loop Capital Markets LLC 8-50140 000043098 254900FPPM2WN90D4786 1967.00000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 60763.90000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 94698.30000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 49975.10000000 304675.45000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 408272979.94000000 408272979.94000000 N 4718473416.57000000 N N N SPDR Portfolio Intermediate Term Corporate Bond ETF S000022923 549300V0LZHF2UQ4WK69 N 0 0 0 Exchange-Traded Fund N N -0.08000000 -0.13000000 0.26000000 0.26000000 N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Revenue sharing split Cash collateral reinvestment fee 231968914.94000000 434766.00000000 Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) Rule 12d1-4 (17 CFR 270.12d1-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y N N N SSGA Funds Management, Inc. 801-60103 000111242 FT3UGI3NU6B7EELQF380 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 Y N N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Barclays Capital Inc. 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LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 365389168.02000000 4682178079.38000000 N 5746221632.44000000 Committed 200000000.00000000 N N N SPDR(R) S&P(R) Transportation ETF S000012324 549300NEBH6N1XRC0E14 N 0 0 0 Exchange-Traded Fund N N 0.02000000 -0.27000000 0.07000000 0.07000000 N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Revenue sharing split Cash collateral reinvestment fee 19916256.74000000 299390.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-4 (17 CFR 270.12d1-4) Y N N N SSGA Funds Management, Inc. 801-60103 000111242 FT3UGI3NU6B7EELQF380 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 Y N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg L.P. 549300B56MD0ZC402L06 N Ice Data Services, Inc. 13-3668779 Tax ID N Barclays Capital Inc. 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LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 12667.77000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 814.90000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 6587.37000000 312024.72000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 282259.75000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 405216.87000000 State Street Bank and Trust Company N/A N/A 571474TGEMMWANRLN572 214423704.79000000 217895907.41000000 N 2265090211.07846153 N N N SPDR(R) S&P(R) Software & Services ETF S000012329 5493005QE6PTF3R7AJ47 N 0 0 0 Exchange-Traded Fund N N 0.07000000 -0.16000000 0.07000000 0.07000000 N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 Y N Revenue sharing split Cash collateral reinvestment fee 42588734.18000000 208286.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 12d1-4 (17 CFR 270.12d1-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y N N N SSGA Funds Management, Inc. 801-60103 000111242 FT3UGI3NU6B7EELQF380 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 Y N N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Ice Data Services, Inc. 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N Barclays Capital Inc. 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Security ETF S000059702 N 10000.00000000 -0.04470588 0.04367226 100.04470588 0.04367226 0.12250000 0.27123559 99.87750000 0.27123559 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 Y SPDR Bloomberg SASB Corporate Bond ESG Select ETF S000067221 N 50000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.40000000 0.00000000 99.60000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 Y SPDR Russell 1000 Low Volatility Focus ETF S000051789 N 10000.00000000 0.50425000 0.30615263 99.49575000 0.30615263 0.28750000 0.37191228 99.71250000 0.37191228 0.00000000 750.00000000 0.00000000 0.00000000 750.00000000 0.00000000 0.00000000 750.00000000 0.00000000 0.00000000 833.33333333 0.00000000 Y SPDR FactSet Innovative Technology ETF S000051577 N 10000.00000000 0.03777777 0.01872477 99.96222222 0.01872477 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0.00000000 500.00000000 0.03498225 0.00000000 500.00000000 0.00003001 0.00000000 500.00000000 0.02393940 Y SPDR S&P 500 ESG ETF S000069051 N 25000.00000000 0.13396226 0.11612192 99.86603773 0.11612192 0.60500000 1.12527552 99.39500000 1.12527552 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 Y SPDR MSCI USA Climate Paris Aligned ETF S000076007 N 40000.00000000 0.16333333 0.00471404 99.83666666 0.00471404 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 Y SPDR(R) S & P 400 Mid Cap Value ETF S000006988 N 50000.00000000 0.12987012 0.23380252 99.87012987 0.23380252 0.12311475 0.21716157 99.87688524 0.21716157 0.00000000 681.81818181 0.00000000 0.00000000 663.46153846 0.00000000 0.00000000 729.50819672 0.00000000 0.00000000 711.11111111 0.00000000 Y SPDR(R) Portfolio S&P 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0.00000000 500.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 0.00000000 0.00000000 Y SPDR(R) Nuveen Bloomberg Short Term Municipal Bond ETF S000017327 Y 100000.00000000 60.77950413 48.72657692 39.22049586 48.72657692 -2.15722222 1.73958106 102.15722222 1.73958106 0.00000000 250.00000000 0.02520312 0.00000000 250.00000000 0.04223484 0.00000000 250.00000000 0.00015394 0.00000000 250.00000000 0.01999057 Y SPDR S&P Kensho Intelligent Structures ETF S000059700 N 10000.00000000 0.00090909 0.06841777 99.99909090 0.06841777 -0.05687500 0.23918399 100.05687500 0.23918399 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 Y SPDR(R) S&P(R) Biotech ETF S000010018 N 25000.00000000 0.03319327 0.21045808 99.96680672 0.21045808 0.05500000 0.26756544 99.94500000 0.26756544 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 Y SPDR S&P Kensho Clean Power ETF S000063360 N 10000.00000000 0.00605263 0.03996969 99.99394736 0.03996969 -0.02842105 0.14287510 100.02842105 0.14287510 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 Y SPDR(R) S&P(R) Health Care Equipment ETF S000012330 N 25000.00000000 0.00600000 0.02727636 99.99400000 0.02727636 -0.01298245 0.02118961 100.01298245 0.02118961 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 Y SPDR Portfolio Aggregate Bond ETF S000017334 Y 100000.00000000 31.69647619 2.17084314 68.30352380 2.17084314 31.45142857 1.64905786 68.54857142 1.64905786 0.00000000 500.00000000 0.01584848 0.00000000 500.00000000 0.05000079 0.00000000 500.00000000 0.01572571 0.00000000 500.00000000 0.04999998 N SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF S000012319 N 50000.00000000 0.01008179 0.10558820 99.98991820 0.10558820 0.01777573 0.14753120 99.98222426 0.14753120 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 Y SPDR Bloomberg Investment Grade Floating Rate ETF S000034874 Y 100000.00000000 1.92228758 12.01483987 98.07771241 12.01483987 0.19650000 0.47424967 99.80350000 0.47424967 0.00000000 199.34640522 0.00201664 0.00000000 199.09909909 0.09872908 0.00000000 200.00000000 0.00014433 0.00000000 200.00000000 0.04976150 Y SPDR(R) S & P 400 Mid Cap Growth ETF S000006987 N 50000.00000000 0.01807692 0.11024515 99.98192307 0.11024515 2.65628571 14.40843782 97.34371428 14.40843782 0.00000000 769.23076923 0.00000000 0.00000000 681.81818181 0.00000000 0.00000000 757.14285714 0.00000000 0.00000000 833.33333333 0.00000000 Y SPDR(R) Portfolio Short Term Treasury ETF S000019665 Y 100000.00000000 0.21136986 0.69870979 99.78863013 0.69870979 0.27906250 0.86136287 99.72093750 0.86136287 0.00000000 250.00000000 0.00010540 0.00000000 250.00000000 0.04976959 0.00000000 250.00000000 0.00013868 0.00000000 250.00000000 0.04662747 Y SPDR(R) S & P 600 Small Cap ETF S000006989 N 25000.00000000 0.06425000 0.16370533 99.93575000 0.16370533 2.24065217 13.38173420 97.75934782 13.38173420 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 Y SPDR(R) S&P Regional Banking(SM) ETF S000012325 N 50000.00000000 0.02579051 0.18090098 99.97420948 0.18090098 0.05061564 0.24638643 99.94938435 0.24638643 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 Y SPDR Portfolio Intermediate Term Corporate Bond ETF S000022923 Y 200000.00000000 1.07103658 1.61371886 98.92896341 1.61371886 0.95106267 1.20019989 99.04893732 1.20019989 0.00000000 500.00000000 0.00229249 0.00000000 500.00000000 0.20013056 0.00000000 500.00000000 0.00100151 0.00000000 500.00000000 0.10002636 Y SPDR(R) S&P(R) Transportation ETF S000012324 N 10000.00000000 -0.01706896 0.03000049 100.01706896 0.03000049 -0.00789915 0.27124014 100.00789915 0.27124014 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 Y SPDR(R) S & P 600 Small Cap Growth ETF S000006990 N 50000.00000000 0.09706896 0.30506646 99.90293103 0.30506646 4.43142857 19.40186915 95.56857142 19.40186915 0.00000000 1500.00000000 0.00000000 0.00000000 1500.00000000 0.00000000 0.00000000 1500.00000000 0.00000000 0.00000000 1500.00000000 0.00000000 Y SPDR(R) S&P(R) Software & Services ETF S000012329 N 10000.00000000 0.16682926 0.21552475 99.83317073 0.21552475 0.05163934 0.43531853 99.94836065 0.43531853 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 Y SPDR S&P 500 Fossil Fuel Reserves Free ETF S000051701 N 10000.00000000 2.19422680 14.19144266 97.80577319 14.19144266 0.17062500 0.05471160 99.82937500 0.05471160 0.00000000 1049.48453608 0.00000000 0.00000000 991.86046511 0.00000000 0.00000000 687.50000000 0.00000000 0.00000000 687.50000000 0.00000000 Y true INTERNAL CONTROL RPT 2 NCEN_811-08839_54005403_0622.htm spdrseriestrust.htm - Generated by SEC Publisher for SEC Filing

Report of Independent Registered Public Accounting Firm

 

To the Shareholders and Board of Trustees of SPDR® Series Trust,

 

In planning and performing our audits of the financial statements of SPDR® Series Trust (the “Trust”) (comprising SPDR Portfolio Short Term Treasury ETF, SPDR Portfolio Long Term Treasury ETF, SPDR Portfolio Short Term Corporate Bond ETF, SPDR Portfolio Intermediate Term Corporate Bond ETF, SPDR Portfolio Long Term Corporate Bond ETF, SPDR Portfolio Aggregate Bond ETF, SPDR Nuveen Bloomberg Municipal Bond ETF, SPDR Nuveen Bloomberg  Short Term Municipal Bond ETF, SPDR S&P Kensho Intelligent structures ETF, SPDR S&P Kensho Smart Mobility ETF,  SPDR S&P Kensho Future Security ETF, SPDR S&P Kensho New Economies Composite ETF, SPDR S&P Kensho Clean Power ETF, SPDR S&P Kensho Final Frontiers ETF, SPDR S&P Aerospace & Defense ETF, SPDR S&P Bank ETF, SPDR S&P Homebuilders ETF, SPDR S&P Oil & Gas Exploration & Production ETF, SPDR S&P Regional Banking ETF, SPDR Bloomberg 1-3 Month T-Bill ETF, SPDR Portfolio TIPS ETF, SPDR Bloomberg 1-10 Year TIPS ETF, SPDR Portfolio Intermediate Term Treasury ETF, SPDR Portfolio Corporate Bond ETF, SPDR Bloomberg Convertible Securities ETF, SPDR Portfolio Mortgage Backed Bond ETF, SPDR Nuveen Bloomberg High Yield Municipal Bond ETF, SPDR Bloomberg High Yield Bond ETF, SPDR Bloomberg Short Term High Yield Bond ETF, SPDR Bloomberg Investment Grade Floating Rate ETF, SPDR Portfolio High Yield Bond ETF, SPDR Dow Jones REIT ETF, SPDR Global Dow ETF, SPDR NYSE Technology ETF, SPDR MSCI USA Strategic FactorsSM ETF, SPDR Portfolio S&P 500 ETF, SPDR SSGA US Large Cap Low Volatility Index ETF, SPDR S&P 600 Small Cap ETF, SPDR SSGA US Small Cap Low Volatility Index ETF, SPDR Portfolio S&P 1500 Composite Stock Market ETF, SPDR S&P 400 Mid Cap ETF, SPDR S&P 1500 Momentum Tilt ETF, SPDR S&P 1500 Value Tilt ETF, SPDR S&P 400 Mid Cap Growth ETF, SPDR S&P 400 Mid Cap Value ETF, SPDR Portfolio S&P 500 Growth ETF, SPDR Portfolio S&P 500 Value ETF, SPDR Portfolio S&P 500 High Dividend ETF, SPDR S&P 600 Small Cap ETF, SPDR S&P 600 Small Cap Growth ETF, SPDR S&P 600 Small Cap Value ETF, SPDR S&P Biotech ETF, SPDR S&P Capital Markets ETF, SPDR S&P Dividend ETF, SPDR S&P Health Care Equipment ETF, SPDR S&P Health Care Services ETF, SPDR S&P Insurance ETF, SPDR S&P Metals & Mining ETF, SPDR S&P Oil & Gas Equipment & Services ETF, SPDR S&P Pharmaceuticals ETF, SPDR S&P Retail ETF, SPDR S&P Semiconductor ETF, SPDR S&P Software & Services ETF, SPDR S&P Telecom ETF, SPDR S&P Transportation ETF, SPDR ICE Preferred Securities ETF, SPDR S&P 500 Fossil Fuel Reserves Free ETF, SPDR Russell 1000 Low Volatility Focus ETF, SPDR Russell 1000 Momentum Focus ETF, SPDR Russell 1000® Yield Focus ETF, SPDR FactSet Innovative Technology ETF, SPDR SSGA Gender Diversity Index ETF, SPDR S&P Internet ETF, SPDR S&P 500 ESG ETF, SPDR Bloomberg Emerging Markets USD Bond ETF, SPDR Bloomberg 3-12 Month T-Bill ETF, SPDR MarketAxess Investment Grade 400 Corporate Bond ETF, SPDR MSCI USA Climate Paris Aligned ETF, SPDR S&P SmallCap 600 ESG ETF and SPDR Bloomberg SASB Corporate Bond ESG Select ETF) as of and for the year (or period) ended June 30, 2022 in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Trust’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinions on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Trust’s internal control over financial reporting. Accordingly, we express no such opinion.

 

The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements.

 

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.


 

 

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.

 

Our consideration of the Trust’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Trust’s internal control over financial reporting and its operation, including controls over safeguarding securities, which we consider to be a material weakness as defined above as of June 30, 2022.

 

This report is intended solely for the information and use of management and the Board of Trustees of SPDR® Series Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

 

/s/ Ernst & Young LLP

 

Boston, Massachusetts

August 29, 2022