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Form N-14 - Registration statement for open-end investment company (business combinations):
SEC Accession No. 0001193125-23-064434
Filing Date
2023-03-08
Accepted
2023-03-08 15:49:53
Documents
15

Document Format Files

Seq Description Document Type Size
1 SPDR SERIES TRUST d472095dn14.htm N-14 434701
2 FEE WAIVER LETTER AGREEMENT DATED APRIL 30, 2022 d472095dex996e.htm EX-99.(6)(E) 10878
3 OPINION AND CONSENT OF MORGAN, LEWIS & BOCKIUS LLP d472095dex9911.htm EX-99.(11) 13434
4 FORM OF OPINION OF MORGAN, LEWIS & BOCKIUS LLP REGARDING TAX MATTERS d472095dex9912.htm EX-99.(12) 16799
5 AMENDMENT, DATED AUGUST 14, 2019, TO THE MASTER SUB-ADMINISTRATION AGREEMENT d472095dex9913e.htm EX-99.13(E) 10544
6 THIRD AMENDMENT, DATED OCTOBER 31, 2019 d472095dex9913q.htm EX-99.13(Q) 25046
7 FOURTH AMENDMENT, DATED NOVEMBER 15, 2021 d472095dex9913r.htm EX-99.13(R) 18222
8 FIFTH AMENDMENT, DATED FEBRUARY 24, 2022 d472095dex9913s.htm EX-99.13(S) 94887
9 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, ERNST & YOUNG LLP d472095dex9914.htm EX-99.(14) 2610
10 POWER OF ATTORNEY d472095dex9916.htm EX-99.(16) 13202
11 GRAPHIC g472095g00m01.jpg GRAPHIC 40021
12 GRAPHIC g472095g00m02.jpg GRAPHIC 39492
13 GRAPHIC g472095g0307054542379.jpg GRAPHIC 2737
14 GRAPHIC g939971img99f9f86d1.jpg GRAPHIC 10104
15 GRAPHIC g939971ssga_spdr.jpg GRAPHIC 6282
  Complete submission text file 0001193125-23-064434.txt   778613

Series and Classes/Contracts Information:

Merger
  Status Name Ticker Symbol
CIK 0001064642 acquiring    
Series S000041317   SPDR(R) Portfolio S&P 600 Small Cap ETF
Class/Contract C000128125   SPDR(R) Portfolio S&P 600 Small Cap ETF SPSM
CIK 0001064642 target    
Series S000006989   SPDR(R) S & P 600 Small Cap ETF
Class/Contract C000019042   SPDR(R) S & P 600 Small Cap ETF SLY
Mailing Address ONE LINCOLN STREET BOSTON MA 02111
Business Address ONE LINCOLN STREET BOSTON MA 02111 617-664-1465
SPDR SERIES TRUST (Filer) CIK: 0001064642 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: N-14 | Act: 33 | File No.: 333-270349 | Film No.: 23716026