0001193125-22-215021.txt : 20220808 0001193125-22-215021.hdr.sgml : 20220808 20220808170956 ACCESSION NUMBER: 0001193125-22-215021 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20220808 DATE AS OF CHANGE: 20220808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPDR INDEX SHARES FUNDS CENTRAL INDEX KEY: 0001168164 IRS NUMBER: 421537593 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21145 FILM NUMBER: 221145349 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617-664-1465 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) DATE OF NAME CHANGE: 20070802 FORMER COMPANY: FORMER CONFORMED NAME: STREETTRACKS INDEX SHARES FUNDS (Formerly Fresco Index Shares Funds) DATE OF NAME CHANGE: 20041202 FORMER COMPANY: FORMER CONFORMED NAME: FRESCO INDEX SHARES FUNDS DATE OF NAME CHANGE: 20020225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SSGA Active Trust CENTRAL INDEX KEY: 0001516212 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-22542 FILM NUMBER: 221145350 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617-664-1465 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: SSgA Active Trust DATE OF NAME CHANGE: 20141208 FORMER COMPANY: FORMER CONFORMED NAME: SSgA Active ETF Trust DATE OF NAME CHANGE: 20110322 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPDR SERIES TRUST CENTRAL INDEX KEY: 0001064642 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-08839 FILM NUMBER: 221145351 BUSINESS ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617-664-1465 MAIL ADDRESS: STREET 1: ONE LINCOLN STREET CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STREETTRACKS SERIES TRUST DATE OF NAME CHANGE: 20000925 FORMER COMPANY: FORMER CONFORMED NAME: INDEX EXCHANGE LISTED SECURITIES TRUST DATE OF NAME CHANGE: 19980622 0001064642 S000006973 SPDR(R) Portfolio S&P 1500 Composite Stock Market ETF C000019026 SPDR(R) Portfolio S&P 1500 Composite Stock Market ETF SPTM 0001064642 S000006974 SPDR(R) S & P 600 Small Cap Value ETF C000019027 SPDR(R) S & P 600 Small Cap Value ETF SLYV 0001064642 S000006975 SPDR(R) Global Dow ETF C000019028 SPDR(R) Global Dow ETF DGT 0001064642 S000006976 SPDR(R) Dow Jones REIT ETF C000019029 SPDR(R) Dow Jones REIT ETF RWR 0001064642 S000006977 SPDR(R) S&P Bank ETF C000019030 SPDR(R) S&P Bank ETF KBE 0001064642 S000006978 SPDR(R) S&P Capital Markets ETF C000019031 SPDR(R) S&P Capital Markets ETF KCE 0001064642 S000006979 SPDR(R) S&P Insurance ETF C000019032 SPDR(R) S&P Insurance ETF KIE 0001064642 S000006980 SPDR(R) NYSE Technology ETF C000019033 SPDR(R) NYSE Technology ETF XNTK 0001064642 S000006981 SPDR(R) S&P(R) Dividend ETF C000019034 SPDR(R) S&P(R) Dividend ETF SDY 0001064642 S000006983 SPDR(R) Portfolio S&P 500 ETF C000019036 SPDR(R) Portfolio S&P 500 ETF SPLG 0001064642 S000006984 SPDR(R) Portfolio S&P 500 Growth ETF C000019037 SPDR(R) Portfolio S&P 500 Growth ETF SPYG 0001064642 S000006985 SPDR(R) Portfolio S&P 500 Value ETF C000019038 SPDR(R) Portfolio S&P 500 Value ETF SPYV 0001064642 S000006986 SPDR(R) Portfolio S&P 400 Mid Cap ETF C000019039 SPDR(R) Portfolio S&P 400 Mid Cap ETF SPMD 0001064642 S000006987 SPDR(R) S & P 400 Mid Cap Growth ETF C000019040 SPDR(R) S & P 400 Mid Cap Growth ETF MDYG 0001064642 S000006988 SPDR(R) S & P 400 Mid Cap Value ETF C000019041 SPDR(R) S & P 400 Mid Cap Value ETF MDYV 0001064642 S000006989 SPDR(R) S & P 600 Small Cap ETF C000019042 SPDR(R) S & P 600 Small Cap ETF SLY 0001064642 S000006990 SPDR(R) S & P 600 Small Cap Growth ETF C000019043 SPDR(R) S & P 600 Small Cap Growth ETF SLYG 0001064642 S000010018 SPDR(R) S&P(R) Biotech ETF C000027706 SPDR(R) S&P(R) Biotech ETF XBI 0001064642 S000010019 SPDR(R) S&P(R) Homebuilders ETF C000027707 SPDR(R) S&P(R) Homebuilders ETF XHB 0001064642 S000010020 SPDR(R) S&P(R) Semiconductor ETF C000027708 SPDR(R) S&P(R) Semiconductor ETF XSD 0001064642 S000012318 SPDR(R) S&P(R) Aerospace & Defense ETF C000033534 SPDR(R) S&P(R) Aerospace & Defense ETF XAR 0001064642 S000012319 SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF C000033535 SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF XOP 0001064642 S000012321 SPDR(R) S&P(R) Pharmaceuticals ETF C000033537 SPDR(R) S&P(R) Pharmaceuticals ETF XPH 0001064642 S000012322 SPDR(R) S&P(R) Retail ETF C000033538 SPDR(R) S&P(R) Retail ETF XRT 0001064642 S000012323 SPDR(R) S&P(R) Telecom ETF C000033539 SPDR(R) S&P(R) Telecom ETF XTL 0001064642 S000012324 SPDR(R) S&P(R) Transportation ETF C000033540 SPDR(R) S&P(R) Transportation ETF XTN 0001064642 S000012325 SPDR(R) S&P Regional Banking(SM) ETF C000033541 SPDR(R) S&P Regional Banking(SM) ETF KRE 0001064642 S000012329 SPDR(R) S&P(R) Software & Services ETF C000033545 SPDR(R) S&P(R) Software & Services ETF XSW 0001064642 S000012330 SPDR(R) S&P(R) Health Care Equipment ETF C000033546 SPDR(R) S&P(R) Health Care Equipment ETF XHE 0001064642 S000012331 SPDR(R) S&P(R) Health Care Services ETF C000033547 SPDR(R) S&P(R) Health Care Services ETF XHS 0001064642 S000012333 SPDR(R) S&P(R) Metals & Mining ETF C000033549 SPDR(R) S&P(R) Metals & Mining ETF XME 0001064642 S000012334 SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF C000033550 SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF XES 0001064642 S000017326 SPDR(R) Bloomberg 1-3 Month T-Bill ETF C000047963 SPDR(R) Bloomberg 1-3 Month T-Bill ETF BIL 0001064642 S000017327 SPDR(R) Nuveen Bloomberg Short Term Municipal Bond ETF C000047964 SPDR(R) Nuveen Bloomberg Short Term Municipal Bond ETF SHM 0001064642 S000017328 SPDR(R) Portfolio Intermediate Term Treasury ETF C000047965 SPDR(R) Portfolio Intermediate Term Treasury ETF SPTI 0001064642 S000017329 SPDR(R) Portfolio Long Term Treasury ETF C000047966 SPDR(R) Portfolio Long Term Treasury ETF SPTL 0001064642 S000017330 SPDR(R) Portfolio TIPS ETF C000047967 SPDR(R) Portfolio TIPS ETF SPIP 0001064642 S000017333 SPDR(R) Nuveen Bloomberg Municipal Bond ETF C000047970 SPDR(R) Nuveen Bloomberg Municipal Bond ETF TFI 0001064642 S000017334 SPDR(R) Portfolio Aggregate Bond ETF C000047971 SPDR(R) Portfolio Aggregate Bond ETF SPAB 0001064642 S000018782 SPDR(R) Bloomberg International Treasury Bond ETF C000051964 SPDR(R) Bloomberg International Treasury Bond ETF BWX 0001064642 S000018783 SPDR(R) FTSE International Government Inflation-Protected Bond ETF C000051965 SPDR(R) FTSE International Government Inflation-Protected Bond ETF WIP 0001064642 S000019665 SPDR(R) Portfolio Short Term Treasury ETF C000055009 SPDR(R) Portfolio Short Term Treasury ETF SPTS 0001064642 S000019666 SPDR(R) Portfolio Short Term Corporate Bond ETF C000055010 SPDR(R) Portfolio Short Term Corporate Bond ETF SPSB 0001064642 S000019669 SPDR(R) Bloomberg High Yield Bond ETF C000055013 SPDR(R) Bloomberg High Yield Bond ETF JNK 0001064642 S000022631 SPDR(R) Bloomberg Emerging Markets Local Bond ETF C000065485 SPDR(R) Bloomberg Emerging Markets Local Bond ETF EBND 0001064642 S000022922 SPDR(R) Portfolio Mortgage Backed Bond ETF C000066453 SPDR(R) Portfolio Mortgage Backed Bond ETF SPMB 0001064642 S000022923 SPDR(R) Portfolio Intermediate Term Corporate Bond ETF C000066454 SPDR(R) Portfolio Intermediate Term Corporate Bond ETF SPIB 0001064642 S000022924 SPDR(R) Portfolio Long Term Corporate Bond ETF C000066455 SPDR(R) Portfolio Long Term Corporate Bond ETF SPLB 0001064642 S000022925 SPDR(R) Bloomberg Convertible Securities ETF C000066456 SPDR(R) Bloomberg Convertible Securities ETF CWB 0001064642 S000023655 SPDR(R) Bloomberg Short Term International Treasury Bond ETF C000069669 SPDR(R) Bloomberg Short Term International Treasury Bond ETF BWZ 0001064642 S000026152 SPDR(R) ICE Preferred Securities ETF C000078463 SPDR(R) ICE Preferred Securities ETF PSK 0001064642 S000028870 SPDR(R) Nuveen Bloomberg High Yield Municipal Bond ETF C000088522 SPDR(R) Nuveen Bloomberg High Yield Municipal Bond ETF HYMB 0001064642 S000028947 SPDR(R) Bloomberg International Corporate Bond ETF C000088912 SPDR(R) Bloomberg International Corporate Bond ETF IBND 0001064642 S000031836 SPDR Portfolio Corporate Bond ETF C000099139 SPDR Portfolio Corporate Bond ETF SPBO 0001064642 S000033831 SPDR S&P 1500 Value Tilt ETF C000104492 SPDR S&P 1500 Value Tilt ETF VLU 0001064642 S000033832 SPDR S&P 1500 Momentum Tilt ETF C000104493 SPDR S&P 1500 Momentum Tilt ETF MMTM 0001064642 S000034874 SPDR Bloomberg Investment Grade Floating Rate ETF C000107256 SPDR Bloomberg Investment Grade Floating Rate ETF FLRN 0001064642 S000036414 SPDR Bloomberg Short Term High Yield Bond ETF C000111386 SPDR Bloomberg Short Term High Yield Bond ETF SJNK 0001064642 S000036938 SPDR Portfolio High Yield Bond ETF C000113018 SPDR Portfolio High Yield Bond ETF SPHY 0001064642 S000039794 SPDR SSGA US Large Cap Low Volatility Index ETF C000123372 SPDR SSGA US Large Cap Low Volatility Index ETF LGLV 0001064642 S000039795 SPDR SSGA US Small Cap Low Volatility Index ETF C000123373 SPDR SSGA US Small Cap Low Volatility Index ETF SMLV 0001064642 S000040742 SPDR Bloomberg 1-10 Year TIPS ETF C000126354 SPDR Bloomberg 1-10 Year TIPS ETF TIPX 0001064642 S000041317 SPDR(R) Portfolio S&P 600 Small Cap ETF C000128125 SPDR(R) Portfolio S&P 600 Small Cap ETF SPSM 0001064642 S000048346 SPDR MSCI USA StrategicFactors ETF C000152674 SPDR MSCI USA StrategicFactors ETF QUS 0001064642 S000050968 SPDR(R) Portfolio S&P 500 High Dividend ETF C000160602 SPDR(R) Portfolio S&P 500 High Dividend ETF SPYD 0001064642 S000051577 SPDR FactSet Innovative Technology ETF C000162275 SPDR FactSet Innovative Technology ETF XITK 0001064642 S000051701 SPDR S&P 500 Fossil Fuel Reserves Free ETF C000162693 SPDR S&P 500 Fossil Fuel Reserves Free ETF SPYX 0001064642 S000051787 SPDR Russell 1000 Yield Focus ETF C000162940 SPDR Russell 1000 Yield Focus ETF ONEY 0001064642 S000051788 SPDR Russell 1000 Momentum Focus ETF C000162941 SPDR Russell 1000 Momentum Focus ETF ONEO 0001064642 S000051789 SPDR Russell 1000 Low Volatility Focus ETF C000162942 SPDR Russell 1000 Low Volatility Focus ETF ONEV 0001064642 S000053058 SPDR SSGA Gender Diversity Index ETF C000166946 SPDR SSGA Gender Diversity Index ETF SHE 0001064642 S000054130 SPDR S&P Internet ETF C000170118 SPDR S&P Internet ETF XWEB 0001064642 S000059700 SPDR S&P Kensho Intelligent Structures ETF C000195381 SPDR S&P Kensho Intelligent Structures ETF SIMS 0001064642 S000059701 SPDR S&P Kensho Smart Mobility ETF C000195382 SPDR S&P Kensho Smart Mobility ETF HAIL 0001064642 S000059702 SPDR S&P Kensho Future Security ETF C000195383 SPDR S&P Kensho Future Security ETF FITE 0001064642 S000063360 SPDR S&P Kensho Clean Power ETF C000205413 SPDR S&P Kensho Clean Power ETF CNRG 0001064642 S000063361 SPDR S&P Kensho Final Frontiers ETF C000205414 SPDR S&P Kensho Final Frontiers ETF ROKT 0001064642 S000063362 SPDR S&P Kensho New Economies Composite ETF C000205415 SPDR S&P Kensho New Economies Composite ETF KOMP 0001064642 S000067221 SPDR Bloomberg SASB Corporate Bond ESG Select ETF C000216236 SPDR Bloomberg SASB Corporate Bond ESG Select ETF RBND 0001064642 S000068660 SPDR Bloomberg Emerging Markets USD Bond ETF C000219610 SPDR Bloomberg Emerging Markets USD Bond ETF EMHC 0001064642 S000069051 SPDR S&P 500 ESG ETF C000220766 SPDR S&P 500 ESG ETF EFIV 0001064642 S000069594 SPDR Bloomberg 3-12 Month T-Bill ETF C000222017 SPDR Bloomberg 3-12 Month T-Bill ETF BILS 0001064642 S000074035 SPDR S&P SmallCap 600 ESG ETF C000231370 SPDR S&P SmallCap 600 ESG ETF ESIX 0001064642 S000075434 SPDR MarketAxess Investment Grade 400 Corporate Bond ETF C000234530 SPDR MarketAxess Investment Grade 400 Corporate Bond ETF LQIG 0001064642 S000076007 SPDR MSCI USA Climate Paris Aligned ETF C000235432 SPDR MSCI USA Climate Paris Aligned ETF NZUS 0001168164 S000006391 SPDR(R) Portfolio Europe ETF C000017549 SPDR(R) Portfolio Europe ETF SPEU 0001168164 S000006392 SPDR(R) EURO STOXX 50(R) ETF C000017550 SPDR(R) EURO STOXX 50(R) ETF FEZ 0001168164 S000014038 SPDR(R) Portfolio Developed World ex-US ETF C000038337 SPDR(R) Portfolio Developed World ex-US ETF SPDW 0001168164 S000014039 SPDR(R) S&P(R) International Small Cap ETF C000038338 SPDR(R) S&P(R) International Small Cap ETF GWX 0001168164 S000014040 SPDR(R) Dow Jones International Real Estate ETF C000038339 SPDR(R) Dow Jones International Real Estate ETF RWX 0001168164 S000014041 SPDR(R) S&P GLOBAL INFRASTRUCTURE ETF C000038340 SPDR(R) S&P GLOBAL INFRASTRUCTURE ETF GII 0001168164 S000014042 SPDR(R) MSCI ACWI EX-US ETF C000038341 SPDR(R) MSCI ACWI EX-US ETF CWI 0001168164 S000014046 SPDR(R) S&P(R) EMERGING ASIA PACIFIC ETF C000038345 SPDR(R) S&P(R) EMERGING ASIA PACIFIC ETF GMF 0001168164 S000014047 SPDR(R) S&P(R) CHINA ETF C000038346 SPDR(R) S&P(R) CHINA ETF GXC 0001168164 S000014048 SPDR(R) Portfolio Emerging Markets ETF C000038347 SPDR(R) Portfolio Emerging Markets ETF SPEM 0001168164 S000020665 SPDR (R) S&P (R) International Dividend ETF C000057694 SPDR (R) S&P (R) International Dividend ETF DWX 0001168164 S000021247 SPDR(R) S&P(R) EMERGING MARKETS SMALL CAP ETF C000060582 SPDR(R) S&P(R) EMERGING MARKETS SMALL CAP ETF EWX 0001168164 S000021764 SPDR(R) Dow Jones Global Real Estate ETF C000062489 SPDR(R) Dow Jones Global Real Estate ETF RWO 0001168164 S000030037 SPDR(R) S&P(R) Global Natural Resources ETF C000092104 SPDR(R) S&P(R) Global Natural Resources ETF GNR 0001168164 S000031174 SPDR(R) S&P(R) Emerging Markets Dividend ETF C000096745 SPDR(R) S&P(R) Emerging Markets Dividend ETF EDIV 0001168164 S000036082 SPDR(R) Portfolio MSCI Global Stock Market ETF C000110424 SPDR(R) Portfolio MSCI Global Stock Market ETF SPGM 0001168164 S000040740 SPDR S&P Global Dividend ETF C000126352 SPDR S&P Global Dividend ETF WDIV 0001168164 S000045386 SPDR MSCI EAFE StrategicFactors ETF C000141272 SPDR MSCI EAFE StrategicFactors ETF QEFA 0001168164 S000045387 SPDR MSCI Emerging Markets StrategicFactors ETF C000141273 SPDR MSCI Emerging Markets StrategicFactors ETF QEMM 0001168164 S000045388 SPDR MSCI World StrategicFactors ETF C000141274 SPDR MSCI World StrategicFactors ETF QWLD 0001168164 S000047509 SPDR MSCI ACWI Climate Paris Aligned ETF C000149166 SPDR MSCI ACWI Climate Paris Aligned ETF NZAC 0001168164 S000052050 SPDR S&P North American Natural Resources ETF C000163789 SPDR S&P North American Natural Resources ETF NANR 0001168164 S000053083 SPDR MSCI EAFE Fossil Fuel Reserves Free ETF C000167041 SPDR MSCI EAFE Fossil Fuel Reserves Free ETF EFAX 0001168164 S000053084 SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF C000167042 SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF EEMX 0001168164 S000074036 SPDR Bloomberg SASB Developed Markets Ex US ESG Select ETF C000231371 SPDR Bloomberg SASB Developed Markets Ex US ESG Select ETF RDMX 0001168164 S000074037 SPDR Bloomberg SASB Emerging Markets ESG Select ETF C000231372 SPDR Bloomberg SASB Emerging Markets ESG Select ETF REMG 0001516212 S000033059 SPDR SSGA Multi-Asset Real Return ETF C000101916 SPDR SSGA Multi-Asset Real Return ETF RLY 0001516212 S000033060 SPDR SSGA Income Allocation ETF C000101917 SPDR SSGA Income Allocation ETF INKM 0001516212 S000033062 SPDR SSGA Global Allocation ETF C000101919 SPDR SSGA Global Allocation ETF GAL 0001516212 S000033064 SPDR Blackstone Senior Loan ETF C000101921 SPDR Blackstone Senior Loan ETF SRLN 0001516212 S000038607 SPDR SSGA Ultra Short Term Bond ETF C000119098 SPDR SSGA Ultra Short Term Bond ETF ULST 0001516212 S000046314 SPDR DoubleLine Total Return Tactical ETF C000144728 SPDR DoubleLine Total Return Tactical ETF TOTL 0001516212 S000052162 SPDR DoubleLine Short Duration Total Return Tactical ETF C000164160 SPDR DoubleLine Short Duration Total Return Tactical ETF STOT 0001516212 S000052163 SPDR DoubleLine Emerging Markets Fixed Income ETF C000164161 SPDR DoubleLine Emerging Markets Fixed Income ETF EMTL 0001516212 S000054091 SPDR(R) SSGA US Sector Rotation ETF C000170017 SPDR(R) SSGA US Sector Rotation ETF XLSR 0001516212 S000055185 SPDR SSGA Fixed Income Sector Rotation ETF C000173571 SPDR SSGA Fixed Income Sector Rotation ETF FISR 0001516212 S000070917 SPDR Nuveen Municipal Bond ETF C000225200 SPDR Nuveen Municipal Bond ETF MBND 0001516212 S000072972 SPDR Loomis Sayles Opportunistic Bond ETF C000229692 SPDR Loomis Sayles Opportunistic Bond ETF OBND 0001516212 S000074034 SPDR(R) Nuveen Municipal Bond ESG ETF C000231369 SPDR(R) Nuveen Municipal Bond ESG ETF MBNE 0001516212 S000075269 SPDR(R) Blackstone High Income ETF C000234159 SPDR(R) Blackstone High Income ETF HYBL DEFA14A 1 d349460ddefa14a.htm MULTI REGISTRANT PROXY ADDITIONAL MATERIALS Multi Registrant Proxy Additional Materials

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

 

 

Filed by the Registrant  ☒                             Filed by a Party other than the Registrant  ☐

Check the appropriate box:

 

☐   Preliminary Proxy Statement
☐   Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
☐   Definitive Proxy Statement
☒   Definitive Additional Materials
☐   Soliciting Material Pursuant to Section 240.14a-12

SPDR® INDEX SHARES FUNDS

SPDR® SERIES TRUST

SSGA ACTIVE TRUST

(Name of Registrant as Specified In Its Charter)

 

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

Payment of Filing Fee (Check the appropriate box):

 

☒   No fee required.
☐   Fee paid previously with preliminary materials.
☐   Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11.

 

 

 

LOGO

Inbound Info Agent Only - Solicitation Script

SPDR® INDEX SHARES FUNDS

SPDR® SERIES TRUST

SSGA ACTIVE TRUST

Meeting Date: September 15, 2022

Toll Free Number: 855-835-8320

Inbound Greeting:

Thank you for calling the Broadridge Proxy Services Center for the SPDR ETFs. My name is <Agent Name>. How may I assist you today?

If Unsure of voting:

Would you like me to review the proposal with you? <Once questions have been answered using the proxy materials provided, review the voting options available.>

If not received/Requesting material to be re-mailed:

Beneficial accounts

Mr./Ms. <shareholder’s last name>, this material was mailed on or around August 4th. You will need to contact your bank or broker to request another set of materials. Should you have any questions once you have received and reviewed the material, please contact us at 1-855-835-8320 between the hours of 9:00am and 10:00pm, Eastern Time.

Beneficial voting options:

To vote please follow the instructions provided to you on the ballot.

To vote you may either go to www.proxyvote.com and enter your 16 digit control number, or, dial 1-800-454-8683 and follow the prompts on the recording. You can also sign and date your proxy card and return it in the preaddressed postage paid envelope provided.

Thank you Mr./Ms. <shareholder’s last name>, your vote is important and your time is appreciated. Have a good day.

 

 

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The voting options for beneficial shareholders are as follows:

To vote by Internet

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Thank you for calling the Broadridge Proxy Services Center. The Shareholder meeting has been held and as a result, this toll free number is no longer in service for proxy related calls. If you have questions about your investment, please contact your Financial Advisor or the fund company directly. Thank you and have a nice day.

 

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