N-PX 1 b82288a1nvpx.txt THE SELECT SECTOR SPDR TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-08837 The Select Sector SPDR(R) Trust (Exact name of registrant as specified in charter) One Lincoln Street, Boston, MA 02111 (Address of principal executive offices) (Zip code) Ryan M. Louvar, Esq., State Street Bank and Trust Company One Lincoln Street / CPH0326 Boston, MA 02111 (Name and address of agent for service) Registrant's telephone number, including area code: (303) 623-2577 Date of fiscal year end: September 30 Date of reporting period: June 30, 2010 Item 1. Proxy Voting Record. VOTE SUMMARY REPORT July 01, 2009 - June 30, 2010 THE CONSUMER DISCRETIONARY SELECT SECTOR SPDR(R) FUND -------------------------------------------------------------------------------- POLO RALPH LAUREN CORP. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: RL Security ID on Ballot: 731572103 Meeting Date: 8/6/2009 Shares Available to Vote: 46370
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Frank A. Bennack, Jr Management For For 1.2 Elect Director Joel L. Fleishman Management For For 1.3 Elect Director Steven P. Murphy Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- CENTEX CORP. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: CTX Security ID on Ballot: 152312104 Meeting Date: 8/18/2009 Shares Available to Vote: 94455
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- PULTE HOMES INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: PHM Security ID on Ballot: 745867101 Meeting Date: 8/18/2009 Shares Available to Vote: 158939
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Issue Shares in Connection with Acquisition Management For For 2 Increase Authorized Common Stock Management For For 3 Change Company Name Management For For 4 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- NIKE, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: NKE Security ID on Ballot: 654106103 Meeting Date: 9/21/2009 Shares Available to Vote: 560103
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Jill K. Conway Management For For 1.2 Elect Director Alan B. Graf, Jr. Management For For 1.3 Elect Director John C. Lechleiter Management For For 2 Amend Qualified Employee Stock Purchase Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- H&R BLOCK, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: HRB Security ID on Ballot: 093671105 Meeting Date: 9/24/2009 Shares Available to Vote: 528047
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Alan M. Bennett Management For For 1.2 Elect Director Thomas M. Bloch Management For For 1.3 Elect Director Richard C. Breeden Management For For 1.4 Elect Director Robert A. Gerard Management For For
1.5 Elect Director Len J. Lauer Management For For 1.6 Elect Director David B. Lewis Management For For 1.7 Elect Director Tom D. Seip Management For For 1.8 Elect Director L. Edward Shaw, Jr. Management For For 1.9 Elect Director Russell P. Smyth Management For For 1.10 Elect Director Christianna Wood Management For For 2 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 3 Amend Omnibus Stock Plan Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: DRI Security ID on Ballot: 237194105 Meeting Date: 9/25/2009 Shares Available to Vote: 198262
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Leonard L. Berry Management For For 1.2 Elect Director Odie C. Donald Management For For 1.3 Elect Director Christopher J. Fraleigh Management For For 1.4 Elect Director David H. Hughes Management For For 1.5 Elect Director Charles A Ledsinger, Jr Management For For 1.6 Elect Director William M. Lewis, Jr. Management For For 1.7 Elect Director Senator Connie Mack III Management For For 1.8 Elect Director Andrew H. (Drew) Madsen Management For For 1.9 Elect Director Clarence Otis, Jr. Management For For 1.10 Elect Director Michael D. Rose Management For For 1.11 Elect Director Maria A. Sastre Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: IGT Security ID on Ballot: 459902102 Meeting Date: 9/30/2009 Shares Available to Vote: 316488
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Stock Option Exchange Program Management For For
-------------------------------------------------------------------------------- OFFICE DEPOT, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: ODP Security ID on Ballot: 676220106 Meeting Date: 10/14/2009 Shares Available to Vote: 410972
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Conversion of Securities Management For For 2 Approve Conversion of Securities Management For For 3 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- MEREDITH CORPORATION Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: MDP Security ID on Ballot: 589433101 Meeting Date: 11/4/2009 Shares Available to Vote: 32072
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director James R. Craigie Management For For 1.2 Elect Director William T. Kerr Management For For 1.3 Elect Director Frederick B. Henry Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For 4 Amend Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- COACH, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: COH Security ID on Ballot: 189754104 Meeting Date: 11/5/2009 Shares Available to Vote: 518877
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Lew Frankfort Management For For 1.2 Elect Director Susan Kropf Management For For 1.3 Elect Director Gary Loveman Management For For 1.4 Elect Director Ivan Menezes Management For For 1.5 Elect Director Irene Miller Management For For 1.6 Elect Director Michael Murphy Management For For 1.7 Elect Director Jide Zeitlin Management For For 2 Amend Omnibus Stock Plan Management For For 3 Report on Ending Use of Animal Fur in Products Share Holder Against Against
-------------------------------------------------------------------------------- DEVRY INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: DV Security ID on Ballot: 251893103 Meeting Date: 11/11/2009 Shares Available to Vote: 96604
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Darren R. Huston Management For For 1.2 Elect Director William T. Keevan Management For For 1.3 Elect Director Lyle Logan Management For Withhold 1.4 Elect Director Julia A. McGee Management For For 2 Ratify Auditors Management For For 3 Adopt Policy Prohibiting Medically Unnecessary Share Holder Against Against Veterinary Training Surgeries
-------------------------------------------------------------------------------- DIRECTV Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: DTV Security ID on Ballot: 25459L106 Meeting Date: 11/19/2009 Shares Available to Vote: 319714
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Merger Agreement Management For For 2 Approve Voting and Right of First Refusal Management For For 3 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- HARMAN INTERNATIONAL INDUSTRIES, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: HAR Security ID on Ballot: 413086109 Meeting Date: 12/8/2009 Shares Available to Vote: 70411
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Dinesh C. Paliwal Management For For 1.2 Elect Director Edward H. Meyer Management For For 1.3 Elect Director Gary G. Steel Management For For
-------------------------------------------------------------------------------- AUTOZONE, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: AZO Security ID on Ballot: 053332102 Meeting Date: 12/16/2009 Shares Available to Vote: 27551
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director William C. Crowley Management For Withhold 1.2 Elect Director Sue E. Gove Management For For 1.3 Elect Director Earl G. Graves, Jr. Management For For 1.4 Elect Director Robert R. Grusky Management For For
1.5 Elect Director J. R. Hyde, III Management For For 1.6 Elect Director W. Andrew McKenna Management For For 1.7 Elect Director George R. Mrkonic, Jr. Management For For 1.8 Elect Director Luis P. Nieto Management For For 1.9 Elect Director William C. Rhodes, III Management For For 1.10 Elect Director Theodore W. Ullyot Management For Withhold 2 Approve Executive Incentive Bonus Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- FAMILY DOLLAR STORES, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: FDO Security ID on Ballot: 307000109 Meeting Date: 1/21/2010 Shares Available to Vote: 107718
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Mark R. Bernstein Management For For 1.2 Elect Director Pamela L. Davies Management For For 1.3 Elect Director Sharon Allred Decker Management For For 1.4 Elect Director Edward C. Dolby Management For For 1.5 Elect Director Glenn A. Eisenberg Management For For 1.6 Elect Director Howard R. Levine Management For For 1.7 Elect Director George R. Mahoney, Jr. Management For For 1.8 Elect Director James G. Martin Management For Withhold 1.9 Elect Director Harvey Morgan Management For For 1.10 Elect Director Dale C. Pond Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- JOHNSON CONTROLS, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: JCI Security ID on Ballot: 478366107 Meeting Date: 1/27/2010 Shares Available to Vote: 1074995
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director David P. Abney Management For Withhold 1.2 Elect Director Robert L. Barnett Management For For 1.3 Elect Director Eugenio Clariond Reyes-Retana Management For For 1.4 Elect Director Jeffrey A. Joerres Management For Withhold 2 Ratify Auditors Management For For 3 Require a Majority Vote for the Election of Share Holder Against Against Directors
-------------------------------------------------------------------------------- D.R. HORTON, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: DHI Security ID on Ballot: 23331A109 Meeting Date: 1/28/2010 Shares Available to Vote: 221516
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Donald R. Horton Management For For 1.2 Elect Director Bradley S. Anderson Management For For 1.3 Elect Director Michael R. Buchanan Management For For 1.4 Elect Director Michael W. Hewatt Management For For 1.5 Elect Director Bob G. Scott Management For For 1.6 Elect Director Donald J. Tomnitz Management For For 1.7 Elect Director Bill W. Wheat Management For For 2 Approve Shareholder Rights Plan (Poison Pill) Management For Against 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: IGT Security ID on Ballot: 459902102 Meeting Date: 3/2/2010 Shares Available to Vote: 227932
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Paget L. Alves Management For For 1.2 Elect Director Patti S. Hart Management For For 1.3 Elect Director Robert A. Mathewson Management For For
1.4 Elect Director Thomas J. Matthews Management For For 1.5 Elect Director Robert J. Miller Management For For 1.6 Elect Director Frederick B. Rentschler Management For For 1.7 Elect Director David E. Roberson Management For For 1.8 Elect Director Philip G. Satre Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: DIS Security ID on Ballot: 254687106 Meeting Date: 3/10/2010 Shares Available to Vote: 2976110
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Susan E. Arnold Management For For 2 Elect Director John E. Bryson Management For For 3 Elect Director John S. Chen Management For For 4 Elect Director Judith L. Estrin Management For For 5 Elect Director Robert A. Iger Management For For 6 Elect Director Steven P. Jobs Management For For 7 Elect Director Fred H. Langhammer Management For For 8 Elect Director Aylwin B. Lewis Management For For 9 Elect Director Monica C. Lozano Management For For 10 Elect Director Robert W. Matschullat Management For For 11 Elect Director John E. Pepper, Jr. Management For For 12 Elect Director Sheryl Sandberg Management For For 13 Elect Director Orin C. Smith Management For For
14 Ratify Auditors Management For For 15 Amend Omnibus Stock Plan Management For For 16 Reduce Supermajority Vote Requirement Management For For 17 Reduce Supermajority Vote Requirement Management For For 18 Amend Articles of Incorporation to Delete Management For For Certain Tracking Stock Provisions 19 Amend Articles of Incorporation to Delete Management For For Classified Board Transition Provisions 20 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 21 Amend EEO Policy to Prohibit Discrimination Share Holder Against Abstain Based on Ex-Gay Status
-------------------------------------------------------------------------------- THE BLACK & DECKER CORP. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: BDK Security ID on Ballot: 091797100 Meeting Date: 3/12/2010 Shares Available to Vote: 47055
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- STARBUCKS CORP. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: SBUX Security ID on Ballot: 855244109 Meeting Date: 3/24/2010 Shares Available to Vote: 1012272
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Howard Schultz Management For For 1.2 Elect Director Barbara Bass Management For For 1.3 Elect Director William W. Bradley Management For For 1.4 Elect Director Mellody Hobson Management For For 1.5 Elect Director Kevin R. Johnson Management For For 1.6 Elect Director Olden Lee Management For For
1.7 Elect Director Sheryl Sandberg Management For Against 1.8 Elect Director James G. Shennan, Jr. Management For For 1.9 Elect Director Javier G. Teruel Management For Against 1.10 Elect Director Myron E. Ullman, III Management For For 1.11 Elect Director Craig E. Weatherup Management For For 2 Ratify Auditors Management For For 3 Adopt Comprehensive Recycling Strategy for Share Holder Against Abstain Beverage Containers
-------------------------------------------------------------------------------- CARNIVAL CORP. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: CCL Security ID on Ballot: 143658300 Meeting Date: 4/13/2010 Shares Available to Vote: 642183
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Reelect Micky Arison As A Director Of Carnival Management For For Corporation And As A Director Of Carnival Plc. 2 Elect Sir Jonathon Band As A Director Of Management For For Carnival Corporation And As A Director Of Carnival Plc. 3 Reelect Robert H. Dickinson As A Director Of Management For For Carnival Corporation And As A Director Of Carnival Plc. 4 Reelect Arnold W. Donald As A Director Of Management For For Carnival Corporation And As A Director Of Carnival Plc.
5 Reelect Pier Luigi Foschi As A Director Of Management For For Carnival Corporation And As A Director Of Carnival Plc. 6 Reelect Howard S. Frank As A Director Of Management For For Carnival Corporation And As A Director Of Carnival Plc. 7 Reelect Richard J. Glasier As A Director Of Management For For Carnival Corporation And As A Director Of Carnival Plc. 8 Reelect Modesto A. Maidique As A Director Of Management For For Carnival Corporation And As A Director Of Carnival Plc. 9 Reelect Sir John Parker As A Director Of Management For For Carnival Corporation And As A Director Of Carnival Plc. 10 Reelect Peter G. Ratcliffe As A Director Of Management For For Carnival Corporation And As A Director Of Carnival Plc. 11 Reelect Stuart Subotnick As A Director Of Management For For Carnival Corporation And As A Director Of Carnival Plc. 12 Reelect Laura Weil As A Director Of Carnival Management For For Corporation And As A Director Of Carnival Plc.
13 Reelect Randall J. Weisenburger As A Director Of Management For For Carnival Corporation And As A Director Of Carnival Plc. 14 Reelect Uzi Zucker As A Director Of Carnival Management For For Corporation And As A Director Of Carnival Plc. 15 Reappoint The UK Firm Of PricewaterhouseCoopers Management For For LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation. 16 Authorize The Audit Committee Of Carnival Plc To Management For For Fix Remuneration Of The Independent Auditors Of Carnival Plc. 17 Receive The UK Accounts And Reports Of The Management For For Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2009 18 Approve The Directors Remuneration Report Of Management For For Carnival Plc For The Year Ended November 30, 2009 19 Authorize Issue of Equity with Pre-emptive Rights Management For For
20 Authorize Issue of Equity without Pre-emptive Management For For Rights 21 Authorise Shares for Market Purchase Management For For 22 Stock Retention/Holding Period Share Holder Against Against 23 Transact Other Business (Non-Voting) Management
-------------------------------------------------------------------------------- THE GOODYEAR TIRE & RUBBER COMPANY Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: GT Security ID on Ballot: 382550101 Meeting Date: 4/13/2010 Shares Available to Vote: 364217
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director James C. Boland Management For For 2 Elect Director James A. Firestone Management For Against 3 Elect Director Robert J. Keegan Management For For 4 Elect Director Richard J. Kramer Management For For 5 Elect Director W. Alan McCollough Management For For 6 Elect Director Denise M. Morrison Management For For 7 Elect Director Rodney O'Neal Management For For 8 Elect Director Shirley D. Peterson Management For For 9 Elect Director Stephanie A. Streeter Management For For 10 Elect Director G. Craig Sullivan Management For For 11 Elect Director Thomas H. Weidemeyer Management For For 12 Elect Director Michael R. Wessel Management For For 13 Ratify Auditors Management For For
-------------------------------------------------------------------------------- LENNAR CORPORATION Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: LEN Security ID on Ballot: 526057104 Meeting Date: 4/14/2010 Shares Available to Vote: 123290
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Director Irving Bolotin Management For For 1.2 Director Steven L. Gerard Management For For 1.3 Director Sherrill W. Hudson Management For For 1.4 Director R. Kirk Landon Management For For 1.5 Director Sidney Lapidus Management For For 1.6 Director Stuart A. Miller Management For For 1.7 Director Donna E. Shalala Management For For 1.8 Director Jeffrey Sonnenfeld Management For For 2 Ratify Auditors Management For For 3 Adopt Quantitative GHG Goals for Products and Share Holder Against Abstain Operations
-------------------------------------------------------------------------------- GENUINE PARTS CO. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: GPC Security ID on Ballot: 372460105 Meeting Date: 4/19/2010 Shares Available to Vote: 251731
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Mary B. Bullock, Ph.D. Management For For 1.2 Elect Director Jean Douville Management For For 1.3 Elect Director Thomas C. Gallagher Management For For 1.4 Elect Director George C. 'Jack' Guynn Management For For 1.5 Elect Director John D. Johns Management For For 1.6 Elect Director Michael M.E. Johns, M.D. Management For For 1.7 Elect Director J. Hicks Lanier Management For For 1.8 Elect Director Wendy B. Needham Management For For 1.9 Elect Director Jerry W. Nix Management For For 1.10 Elect Director Larry L. Prince Management For For 1.11 Elect Director Gary W. Rollins Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- THE SHERWIN-WILLIAMS COMPANY Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: SHW Security ID on Ballot: 824348106 Meeting Date: 4/20/2010 Shares Available to Vote: 75818
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Fix Number of Directors at 11 and Elect Director Management For For Arthur F. Anton 1.2 Elect Director James C. Boland Management For For 1.3 Elect Director Christopher M. Connor Management For For 1.4 Elect Director David F. Hodnik Management For For 1.5 Elect Director Thomas G. Kadien Management For For 1.6 Elect Director Susan J. Kropf Management For For 1.7 Elect Director Gary E. McCullough Management For For 1.8 Elect Director A. Malachi Mixon, III Management For For 1.9 Elect Director Curtis E. Moll Management For For 1.10 Elect Director Richard K. Smucker Management For For 1.11 Elect Director John M. Stropki, Jr. Management For For 2 Amend Omnibus Stock Plan Management For Against 3 Ratify Auditors Management For For 4 Require a Majority Vote for the Election of Share Holder Against Against Directors
-------------------------------------------------------------------------------- WHIRLPOOL CORPORATION Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: WHR Security ID on Ballot: 963320106 Meeting Date: 4/20/2010 Shares Available to Vote: 58543
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Michael F. Johnston Management For For 1.2 Elect Director William T. Kerr Management For For 1.3 Elect Director William D. Perez Management For For 1.4 Elect Director Janice D. Stoney Management For For 1.5 Elect Director Michael D. White Management For For 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- OFFICE DEPOT, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: ODP Security ID on Ballot: 676220106 Meeting Date: 4/21/2010 Shares Available to Vote: 244370
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Lee A. Ault III Management For For 2 Elect Director Neil R. Austrian Management For For 3 Elect Director Justin Bateman Management For For 4 Elect Director David W. Bernauer Management For For 5 Elect Director Thomas J. Colligan Management For For 6 Elect Director Marsha J. Evans Management For For 7 Elect Director David I. Fuente Management For For 8 Elect Director Brenda J. Gaines Management For For 9 Elect Director Myra M. Hart Management For For 10 Elect Director W. Scott Hedrick Management For For 11 Elect Director Kathleen Mason Management For For 12 Elect Director Steve Odland Management For For 13 Elect Director James S. Rubin Management For Against 14 Elect Director Raymond Svider Management For Against 15 Ratify Auditors Management For For 16 Approve Stock Option Repricing Program Management For Against
-------------------------------------------------------------------------------- HARLEY-DAVIDSON, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: HOG Security ID on Ballot: 412822108 Meeting Date: 4/24/2010 Shares Available to Vote: 227472
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Barry K. Allen Management For For 1.2 Elect Director Richard I. Beattie Management For For 1.3 Elect Director Judson C. Green Management For For 1.4 Elect Director N. Thomas Linebarger Management For Withhold 2 Declassify the Board of Directors Management For For 3 Amend Bonus Plan Management For For 4 Amend Non-Employee Director Omnibus Stock Plan Management For For 5 Ratify Auditors Management For For 6 Approve the Adoption of Simple Majority Vote Share Holder Against For
-------------------------------------------------------------------------------- FORTUNE BRANDS, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: FO Security ID on Ballot: 349631101 Meeting Date: 4/27/2010 Shares Available to Vote: 210374
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Anne M. Tatlock Management For For 2 Elect Director Norman H. Wesley Management For For 3 Elect Director Peter M. Wilson Management For For 4 Ratify Auditors Management For For 5 Reduce Supermajority Vote Requirement Management For For 6 Approve Non-Employee Director Stock Award Plan Management For For 7 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- THE NEW YORK TIMES COMPANY Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: NYT Security ID on Ballot: 650111107 Meeting Date: 4/27/2010 Shares Available to Vote: 180829
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Raul E. Cesan Management For For 1.2 Elect Director Robert E. Denham Management For For 1.3 Elect Director James A. Kohlberg Management For For 1.4 Elect Director Dawn G. Lepore Management For For 2 Approve Omnibus Stock Plan Management For Against 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- VF CORPORATION Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: VFC Security ID on Ballot: 918204108 Meeting Date: 4/27/2010 Shares Available to Vote: 156898
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Richard T. Carucci Management For For 1.2 Elect Director Juliana L. Chugg Management For For 1.3 Elect Director George Fellows Management For For 1.4 Elect Director Clarence Otis, Jr. Management For For 2 Amend Omnibus Stock Plan Management For Against 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- SCRIPPS NETWORKS INTERACTIVE, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: SNI Security ID on Ballot: 811065101 Meeting Date: 4/28/2010 Shares Available to Vote: 145500
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director David A. Galloway Management For For 1.2 Elect Director Dale Pond Management For For 1.3 Elect Director Ronald W. Tysoe Management For For
-------------------------------------------------------------------------------- THE MCGRAW-HILL COMPANIES, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: MHP Security ID on Ballot: 580645109 Meeting Date: 4/28/2010 Shares Available to Vote: 556532
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Pedro Aspe Management For For 1.2 Elect Director Robert P. McGraw Management For For 1.3 Elect Director Hilda Ochoa-Brillembourg Management For Against 1.4 Elect Director Edward B. Rust, Jr. Management For Against
2 Declassify the Board of Directors Management For For 3 Reduce Supermajority Vote Requirement Related to Management For For the Classified Board 4 Reduce Supermajority Vote Requirement Relating Management For For to Business Combinations 5 Reduce Supermajority Vote Requirement Regarding Management For For the Sale, Lease, Exchange of the Company's Assets 6 Reduce Supermajority Vote Requirement Regarding Management For For the Plan for Exchanging Shares 7 Reduce Supermajority Vote Requirement Regarding Management For For Authorization of Dissolution 8 Rescind Fair Price Provision Management For For 9 Amend Omnibus Stock Plan Management For For 10 Ratify Auditors Management For For 11 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 12 Provide Right to Act by Written Consent Share Holder Against For
-------------------------------------------------------------------------------- GANNETT CO., INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: GCI Security ID on Ballot: 364730101 Meeting Date: 5/4/2010 Shares Available to Vote: 226777
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Craig A. Dubow Management For For 1.2 Elect Director Howard D. Elias Management For For 1.3 Elect Director Arthur H. Harper Management For For 1.4 Elect Director John Jeffry Louis Management For For 1.5 Elect Director Marjorie Magner Management For For 1.6 Elect Director Scott K. McCune Management For For 1.7 Elect Director Duncan M. McFarland Management For For 1.8 Elect Director Donna E. Shalala Management For For 1.9 Elect Director Neal Shapiro Management For For 1.10 Elect Director Karen Hastie Williams Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For Against 4 Adopt Anti Gross-up Policy Share Holder Against For
-------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: ORLY Security ID on Ballot: 686091109 Meeting Date: 5/4/2010 Shares Available to Vote: 109277
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Lawrence P. O'Reilly Management For For 2 Elect Director Rosalie O'Reilly-Wooten Management For For 3 Elect Director Thomas T. Hendrickson Management For For 4 Ratify Auditors Management For For 5 Other Business Management For Against
-------------------------------------------------------------------------------- SEARS HOLDINGS CORPORATION Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: SHLD Security ID on Ballot: 812350106 Meeting Date: 5/4/2010 Shares Available to Vote: 44874
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director W. Bruce Johnson Management For For 1.2 Elect Director William C. Kunkler, III Management For For 1.3 Elect Director Edward S. Lampert Management For For 1.4 Elect Director Steven T. Mnuchin Management For For 1.5 Elect Director Ann N. Reese Management For For 1.6 Elect Director Emily Scott Management For For 1.7 Elect Director Thomas J. Tisch Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- AUTONATION, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: AN Security ID on Ballot: 05329W102 Meeting Date: 5/5/2010 Shares Available to Vote: 80193
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Mike Jackson Management For For 1.2 Elect Director Robert J. Brown Management For For 1.3 Elect Director Rick L. Burdick Management For Withhold 1.4 Elect Director William C. Crowley Management For For 1.5 Elect Director David B. Edelson Management For Withhold 1.6 Elect Director Robert R. Grusky Management For For 1.7 Elect Director Michael Larson Management For For 1.8 Elect Director Michael E. Maroone Management For For 1.9 Elect Director Carlos A. Migoya Management For For 2 Ratify Auditors Management For For 3 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 4 Require Independent Board Chairman Share Holder Against Against
-------------------------------------------------------------------------------- DISCOVERY COMMUNICATIONS, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: DISCA Security ID on Ballot: 25470F104 Meeting Date: 5/5/2010 Shares Available to Vote: 262921
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Paul A. Gould Management For For 1.2 Elect Director John S. Hendricks Management For For 1.3 Elect Director M. LaVoy Robison Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: MAR Security ID on Ballot: 571903202 Meeting Date: 5/7/2010 Shares Available to Vote: 226873
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director J.W. Marriott, Jr. Management For For 2 Elect Director John W. Marriott, III Management For For 3 Elect Director Mary K. Bush Management For For 4 Elect Director Lawrence W. Kellner Management For For 5 Elect Director Debra L. Lee Management For For 6 Elect Director George Munoz Management For For 7 Elect Director Harry J. Pearce Management For For 8 Elect Director Steven S Reinemund Management For For 9 Elect Director W. Mitt Romney Management For For 10 Elect Director William J. Shaw Management For For 11 Elect Director Lawrence M. Small Management For For 12 Ratify Auditors Management For For
-------------------------------------------------------------------------------- NEWELL RUBBERMAID INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: NWL Security ID on Ballot: 651229106 Meeting Date: 5/11/2010 Shares Available to Vote: 246071
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Scott S. Cowen Management For For 2 Elect Director Cynthia A. Montgomery Management For For 3 Elect Director Michael B. Polk Management For For 4 Elect Director Michael A. Todman Management For For 5 Approve Omnibus Stock Plan Management For For 6 Ratify Auditors Management For For
-------------------------------------------------------------------------------- EASTMAN KODAK COMPANY Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: EK Security ID on Ballot: 277461109 Meeting Date: 5/12/2010 Shares Available to Vote: 375441
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Richard S. Braddock Management For For 2 Elect Director Herald Y. Chen Management For For 3 Elect Director Adam H. Clammer Management For For 4 Elect Director Timothy M. Donahue Management For For 5 Elect Director Michael J. Hawley Management For For 6 Elect Director William H. Hernandez Management For Against 7 Elect Director Douglas R. Lebda Management For For 8 Elect Director Debra L. Lee Management For For 9 Elect Director Delano E. Lewis Management For For 10 Elect Director William G. Parrett Management For For 11 Elect Director Antonio M. Perez Management For For 12 Elect Director Joel Seligman Management For For 13 Elect Director Dennis F. Strigl Management For Against 14 Elect Director Laura D'Andrea Tyson Management For Against 15 Ratify Auditors Management For For 16 Amend Omnibus Stock Plan Management For For 17 Amend Executive Incentive Bonus Plan Management For For
-------------------------------------------------------------------------------- MATTEL, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: MAT Security ID on Ballot: 577081102 Meeting Date: 5/12/2010 Shares Available to Vote: 636373
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Michael J. Dolan Management For Against 1.2 Elect Director Robert A. Eckert Management For Against 1.3 Elect Director Frances D. Fergusson Management For Against 1.4 Elect Director Tully M. Friedman Management For Against 1.5 Elect Director Dominic Ng Management For Against 1.6 Elect Director Vasant M. Prabhu Management For Against 1.7 Elect Director Andrea L. Rich Management For Against 1.8 Elect Director Ronald L. Sargent Management For Against 1.9 Elect Director Dean A. Scarborough Management For Against 1.10 Elect Director Christopher A. Sinclair Management For Against 1.11 Elect Director G. Craig Sullivan Management For Against 1.12 Elect Director Kathy Brittain White Management For Against 2 Approve Omnibus Stock Plan Management For Against 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- PULTEGROUP, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: PHM Security ID on Ballot: 745867101 Meeting Date: 5/12/2010 Shares Available to Vote: 277506
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Thomas M. Schoewe Management For For 1.2 Elect Director Timothy R. Eller Management For For 1.3 Elect Director Clint W. Murchison III Management For For 1.4 Elect Director Richard J. Dugas, Jr. Management For For
1.5 Elect Director David N. McCammon Management For For 1.6 Elect Director James J. Postl Management For For 2 Declassify the Board of Directors Management For For 3 Amend Stock Ownership Limitations Management For Against 4 Ratify Auditors Management For For 5 Require a Majority Vote for the Election of Share Holder Against For Directors 6 Require Independent Board Chairman Share Holder Against Against 7 Performance-Based Equity Awards Share Holder Against Against 8 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 9 Stock Retention/Holding Period Share Holder Against Against 10 Reimburse Expenses Incurred by Stockholder in Share Holder Against Against Contested Election of Directors
-------------------------------------------------------------------------------- WYNN RESORTS, LIMITED Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: WYNN Security ID on Ballot: 983134107 Meeting Date: 5/12/2010 Shares Available to Vote: 86133
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Stephen A. Wynn Management For For 1.2 Elect Director Ray R. Irani Management For For 1.3 Elect Director Alvin V. Shoemaker Management For For 1.4 Elect Director D. Boone Wayson Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- FORD MOTOR COMPANY Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: F Security ID on Ballot: 345370860 Meeting Date: 5/13/2010 Shares Available to Vote: 2930608
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Stephen G. Butler Management For For 1.2 Elect Director Kimberly A. Casiano Management For Withhold 1.3 Elect Director Anthony F. Earley, Jr. Management For Withhold 1.4 Elect Director Edsel B. Ford II Management For For 1.5 Elect Director William Clay Ford, Jr. Management For For 1.6 Elect Director Richard A. Gephardt Management For For 1.7 Elect Director Irvine O. Hockaday, Jr. Management For For 1.8 Elect Director Richard A. Manoogian Management For For 1.9 Elect Director Ellen R. Marram Management For For 1.10 Elect Director Alan Mulally Management For For 1.11 Elect Director Homer A. Neal Management For For 1.12 Elect Director Gerald L. Shaheen Management For For 1.13 Elect Director John L. Thornton Management For For 2 Ratify Auditors Management For For 3 Adopt NOL Rights Plan (NOL Pill) Management For Against 4 Disclose Prior Government Service Share Holder Against Abstain 5 Adopt Recapitalization Plan Share Holder Against For 6 Report on Political Contributions Share Holder Against Abstain 7 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 8 Prohibit Energy Projects Only Concerned With CO2 Share Holder Against Abstain Reduction
-------------------------------------------------------------------------------- KOHL'S CORPORATION Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: KSS Security ID on Ballot: 500255104 Meeting Date: 5/13/2010 Shares Available to Vote: 548973
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Peter Boneparth Management For For 2 Elect Director Steven A. Burd Management For Against 3 Elect Director John F. Herma Management For For 4 Elect Director Dale E. Jones Management For For 5 Elect Director William S. Kellogg Management For For 6 Elect Director Kevin Mansell Management For For 7 Elect Director Frank V. Sica Management For For 8 Elect Director Peter M. Sommerhauser Management For For 9 Elect Director Stephanie A. Streeter Management For For 10 Elect Director Nina G. Vaca Management For For 11 Elect Director Stephen E. Watson Management For For 12 Ratify Auditors Management For For 13 Approve Omnibus Stock Plan Management For For 14 Reduce Supermajority Vote Requirement Share Holder Against For 15 Require Independent Board Chairman Share Holder Against Against
-------------------------------------------------------------------------------- LEGGETT & PLATT, INCORPORATED Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: LEG Security ID on Ballot: 524660107 Meeting Date: 5/13/2010 Shares Available to Vote: 147603
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Robert E. Brunner Management For For 2 Elect Director Ralph W. Clark Management For For 3 Elect Director R. Ted Enloe, III Management For For 4 Elect Director Richard T. Fisher Management For For 5 Elect Director Matthew C. Flanigan Management For For 6 Elect Director Karl G. Glassman Management For For 7 Elect Director Ray A. Griffith Management For For 8 Elect Director David S. Haffner Management For For 9 Elect Director Joseph W. McClanathan Management For Against 10 Elect Director Judy C. Odom Management For For 11 Elect Director Maurice E. Purnell, Jr. Management For For 12 Elect Director Phoebe A. Wood Management For For 13 Ratify Auditors Management For For 14 Amend Omnibus Stock Plan Management For For 15 Amend EEO Policy to Prohibit Discrimination Share Holder Against Abstain Based on Sexual Orientation and Gender Identity
-------------------------------------------------------------------------------- STARWOOD HOTELS & RESORTS WORLDWIDE, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: HOT Security ID on Ballot: 85590A401 Meeting Date: 5/13/2010 Shares Available to Vote: 163775
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Adam M. Aron Management For For 1.2 Elect Director Charlene Barshefsky Management For For 1.3 Elect Director Thomas E. Clarke Management For For 1.4 Elect Director Clayton C. Daley, Jr. Management For For 1.5 Elect Director Bruce W. Duncan Management For For
1.6 Elect Director Lizanne Galbreath Management For For 1.7 Elect Director Eric Hippeau Management For For 1.8 Elect Director Stephen R. Quazzo Management For Withhold 1.9 Elect Director Thomas O. Ryder Management For For 1.10 Elect Director Frits van Paasschen Management For For 1.11 Elect Director Kneeland C. Youngblood Management For For 2 Ratify Auditors Management For For 3 Amend Executive Incentive Bonus Plan Management For For
-------------------------------------------------------------------------------- THE WASHINGTON POST COMPANY Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: WPO Security ID on Ballot: 939640108 Meeting Date: 5/13/2010 Shares Available to Vote: 5543
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Lee C. Bollinger Management For For 1.2 Elect Director Christopher C. Davis Management For For 1.3 Elect Director John L. Dotson Jr. Management For For 2 Amend Restricted Stock Plan Management For For
-------------------------------------------------------------------------------- WYNDHAM WORLDWIDE CORPORATION Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: WYN Security ID on Ballot: 98310W108 Meeting Date: 5/13/2010 Shares Available to Vote: 214953
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Honourable B. Mulroney Management For For 1.2 ElectDirector Michael H. Wargotz Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- MACY'S, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: M Security ID on Ballot: 55616P104 Meeting Date: 5/14/2010 Shares Available to Vote: 741137
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Stephen F. Bollenbach Management For For 1.2 Elect Director Deirdre P. Connelly Management For For 1.3 Elect Director Meyer Feldberg Management For For 1.4 Elect Director Sara Levinson Management For For 1.5 Elect Director Terry J. Lundgren Management For For 1.6 Elect Director Joseph Neubauer Management For Withhold 1.7 Elect Director Joseph A. Pichler Management For For 1.8 Elect Director Joyce M. Roche Management For For 1.9 Elect Director Craig E. Weatherup Management For For 1.10 Elect Director Marna C. Whittington Management For Withhold 2 Ratify Auditors Management For For 3 Amend Certificate of Incorporation to Reduce Management For For Supermajority Vote Requirements and Eliminate Certain Provisions 4 Require a Majority Vote for the Election of Share Holder Against Against Directors
-------------------------------------------------------------------------------- NORDSTROM, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: JWN Security ID on Ballot: 655664100 Meeting Date: 5/18/2010 Shares Available to Vote: 142217
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Phyllis J. Campbell Management For For 2 Elect Director Enrique Hernandez, Jr. Management For For 3 Elect Director Robert G. Miller Management For For 4 Elect Director Blake W. Nordstrom Management For For 5 Elect Director Erik B. Nordstrom Management For For 6 Elect Director Peter E. Nordstrom Management For For 7 Elect Director Philip G. Satre Management For For 8 Elect Director Robert D. Walter Management For For 9 Elect Director Alison A. Winter Management For For 10 Approve Omnibus Stock Plan Management For For 11 Ratify Auditors Management For For
-------------------------------------------------------------------------------- THE GAP, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: GPS Security ID on Ballot: 364760108 Meeting Date: 5/18/2010 Shares Available to Vote: 841833
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Adrian D.P. Bellamy Management For For 1.2 Elect Director Domenico De Sole Management For For 1.3 Elect Director Robert J. Fisher Management For For 1.4 Elect Director William S. Fisher Management For For 1.5 Elect Director Bob L. Martin Management For For 1.6 Elect Director Jorge P. Montoya Management For For 1.7 Elect Director Glenn K. Murphy Management For For 1.8 Elect Director James M. Schneider Management For For 1.9 Elect Director Mayo A. Shattuck III Management For For 1.10 Elect Director Kneeland C. Youngblood Management For For 2 Ratify Auditors Management For For 3 Amend Executive Incentive Bonus Plan Management For For
-------------------------------------------------------------------------------- URBAN OUTFITTERS, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: URBN Security ID on Ballot: 917047102 Meeting Date: 5/18/2010 Shares Available to Vote: 229186
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Scott A. Belair Management For Withhold 1.2 Elect Director Robert H. Strouse Management For For 2 Amend Executive Incentive Bonus Plan Management For For 3 Adopt ILO Based Code of Conduct Share Holder Against Abstain
-------------------------------------------------------------------------------- ROSS STORES, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: ROST Security ID on Ballot: 778296103 Meeting Date: 5/19/2010 Shares Available to Vote: 119543
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Michael J. Bush Management For For 1.2 Elect Director Norman A. Ferber Management For For 1.3 Elect Director Gregory L. Quesnel Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- COMCAST CORPORATION Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: CMCSA Security ID on Ballot: 20030N101 Meeting Date: 5/20/2010 Shares Available to Vote: 5107176
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director S. Decker Anstrom Management For For 1.2 Elect Director Kenneth J. Bacon Management For For 1.3 Elect Director Sheldon M. Bonovitz Management For For 1.4 Elect Director Edward D. Breen Management For For 1.5 Elect Director Julian A. Brodsky Management For For 1.6 Elect Director Joseph J. Collins Management For For 1.7 Elect Director J. Michael Cook Management For For 1.8 Elect Director Gerald L. Hassell Management For Withhold 1.9 Elect Director Jeffrey A. Honickman Management For For 1.10 Elect Director Brian L. Roberts Management For For 1.11 Elect Director Ralph J. Roberts Management For For 1.12 Elect Director Judith Rodin Management For For 1.13 Elect Director Michael I. Sovern Management For For 2 Ratify Auditors Management For For 3 Amend Executive Incentive Bonus Plan Management For For 4 Provide for Cumulative Voting Share Holder Against Against 5 Adopt Policy on Succession Planning Share Holder Against Against 6 Require Independent Board Chairman Share Holder Against Against
-------------------------------------------------------------------------------- HASBRO, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: HAS Security ID on Ballot: 418056107 Meeting Date: 5/20/2010 Shares Available to Vote: 226762
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Basil L. Anderson Management For For 1.2 Elect Director Alan R. Batkin Management For For 1.3 Elect Director Frank J. Biondi, Jr. Management For For 1.4 Elect Director Kenneth A. Bronfin Management For Withhold 1.5 Elect Director John M. Connors, Jr. Management For For 1.6 Elect Director Michael W.o. Garrett Management For For 1.7 Elect Director Brian Goldner Management For For 1.8 Elect Director Jack M. Greenberg Management For Withhold 1.9 Elect Director Alan G. Hassenfeld Management For For 1.10 Elect Director Tracy A. Leinbach Management For For 1.11 Elect Director Edward M. Philip Management For For 1.12 Elect Director Alfred J. Verrecchia Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- MCDONALD'S CORPORATION Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: MCD Security ID on Ballot: 580135101 Meeting Date: 5/20/2010 Shares Available to Vote: 1539672
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Walter E. Massey Management For For 2 Elect Director John W. Rogers, Jr. Management For For 3 Elect Director Roger W. Stone Management For For 4 Elect Director Miles D. White Management For For 5 Ratify Auditors Management For For 6 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 7 Reduce Supermajority Vote Requirement Share Holder Against For 8 Require Suppliers to Adopt CAK Share Holder Against Abstain 9 Adopt Cage-Free Eggs Purchasing Policy Share Holder Against Abstain
-------------------------------------------------------------------------------- STANLEY BLACK & DECKER, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: SWK Security ID on Ballot: 854502101 Meeting Date: 5/20/2010 Shares Available to Vote: 311497
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Nolan D. Archibald Management For For 1.2 Elect Director John G. Breen Management For For 1.3 Elect Director George W. Buckley Management For For 1.4 Elect Director Virgis W. Colbert Management For For 1.5 Elect Director Manuel A. Fernandez Management For For 1.6 Elect Director Benjamin H. Griswold, IV Management For For 1.7 Elect Director Anthony Luiso Management For For 1.8 Elect Director John F. Lundgren Management For For 1.9 Elect Director Robert L. Ryan Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- THE HOME DEPOT, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: HD Security ID on Ballot: 437076102 Meeting Date: 5/20/2010 Shares Available to Vote: 3006554
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director F. Duane Ackerman Management For For 2 Elect Director David H. Batchelder Management For For 3 Elect Director Francis S. Blake Management For For 4 Elect Director Ari Bousbib Management For Against 5 Elect Director Gregory D. Brenneman Management For For 6 Elect Director Albert P. Carey Management For For 7 Elect Director Armando Codina Management For For 8 Elect Director Bonnie G. Hill Management For For 9 Elect Director Karen L. Katen Management For For 10 Ratify Auditors Management For For 11 Amend Omnibus Stock Plan Management For For 12 Provide for Cumulative Voting Share Holder Against Against 13 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 14 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 15 Provide Right to Act by Written Consent Share Holder Against For 16 Require Independent Board Chairman Share Holder Against Against 17 Prepare Employment Diversity Report Share Holder Against Abstain 18 Reincorporate in Another State [from Delaware to Share Holder Against Against North Dakota]
-------------------------------------------------------------------------------- TIFFANY & CO. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: TIF Security ID on Ballot: 886547108 Meeting Date: 5/20/2010 Shares Available to Vote: 174478
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Michael J. Kowalski Management For For 2 Elect Director Rose Marie Bravo Management For Against 3 Elect Director Gary E. Costley Management For For 4 Elect Director Lawrence K. Fish Management For Against 5 Elect Director Abby F. Kohnstamm Management For For 6 Elect Director Charles K. Marquis Management For For 7 Elect Director Peter W. May Management For For 8 Elect Director J. Thomas Presby Management For For 9 Elect Director William A. Shutzer Management For For 10 Ratify Auditors Management For For
-------------------------------------------------------------------------------- YUM! BRANDS, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: YUM Security ID on Ballot: 988498101 Meeting Date: 5/20/2010 Shares Available to Vote: 762089
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director David W. Dorman Management For For 2 Elect Director Massimo Ferragamo Management For For 3 Elect Director J. David Grissom Management For For 4 Elect Director Bonnie G. Hill Management For For 5 Elect Director Robert Holland, Jr. Management For For 6 Elect Director Kenneth G. Langone Management For For 7 Elect Director Jonathan S. Linen Management For For 8 Elect Director Thomas C. Nelson Management For For 9 Elect Director David C. Novak Management For For
10 Elect Director Thomas M. Ryan Management For Against 11 Elect Director Jing-Shyh S. Su Management For For 12 Elect Director Robert D. Walter Management For For 13 Ratify Auditors Management For For 14 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- J. C. PENNEY COMPANY, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: JCP Security ID on Ballot: 708160106 Meeting Date: 5/21/2010 Shares Available to Vote: 249705
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Colleen C. Barrett Management For For 2 Elect Director M. Anthony Burns Management For For 3 Elect Director Maxine K. Clark Management For For 4 Elect Director Thomas J. Engibous Management For For 5 Elect Director Kent B. Foster Management For For 6 Elect Director G.B. Laybourne Management For For 7 Elect Director Burl Osborne Management For For 8 Elect Director Leonard H. Roberts Management For For 9 Elect Director Javier G. Teruel Management For For 10 Elect Director R. Gerald Turner Management For For 11 Elect Director Myron E. Ullman, III Management For For 12 Elect Director Mary Beth West Management For For 13 Ratify Auditors Management For For
-------------------------------------------------------------------------------- TIME WARNER INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: TWX Security ID on Ballot: 887317303 Meeting Date: 5/21/2010 Shares Available to Vote: 2118350
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director James L. Barksdale Management For For 2 Elect Director William P. Barr Management For For 3 Elect Director Jeffrey L. Bewkes Management For For 4 Elect Director Stephen F. Bollenbach Management For For 5 Elect Director Frank J. Caufield Management For For 6 Elect Director Robert C. Clark Management For For 7 Elect Director Mathias Dopfner Management For Against 8 Elect Director Jessica P. Einhorn Management For For 9 Elect Director Fred Hassan Management For For 10 Elect Director Michael A. Miles Management For Against 11 Elect Director Kenneth J. Novack Management For For 12 Elect Director Deborah C. Wright Management For Against 13 Ratify Auditors Management For For 14 Approve Omnibus Stock Plan Management For Against 15 Provide Right to Call Special Meeting Management For For 16 Reduce Supermajority Vote Requirement Share Holder Against Against 17 Stock Retention/Holding Period Share Holder Against Against 18 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- RADIOSHACK CORP. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: RSH Security ID on Ballot: 750438103 Meeting Date: 5/24/2010 Shares Available to Vote: 230675
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Frank J. Belatti Management For For 2 Elect Director Julian C. Day Management For For 3 Elect Director Daniel R. Feehan Management For For 4 Elect Director H. Eugene Lockhart Management For For 5 Elect Director Jack L. Messman Management For For 6 Elect Director Thomas G. Plaskett Management For For 7 Elect Director Edwina D. Woodbury Management For For 8 Ratify Auditors Management For For
-------------------------------------------------------------------------------- TIME WARNER CABLE INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: TWC Security ID on Ballot: 88732J207 Meeting Date: 5/24/2010 Shares Available to Vote: 651491
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Carole Black Management For For 2 Elect Director Glenn A. Britt Management For For 3 Elect Director Thomas H. Castro Management For For 4 Elect Director David C. Chang Management For For 5 Elect Director James E. Copeland, Jr. Management For For 6 Elect Director Peter R. Haje Management For For 7 Elect Director Donna A. James Management For For 8 Elect Director Don Logan Management For For 9 Elect Director N.J. Nicholas, Jr. Management For For 10 Elect Director Wayne H. Pace Management For For 11 Elect Director Edward D. Shirley Management For For 12 Elect Director John E. Sununu Management For For 13 Ratification Of Auditors Management For For
-------------------------------------------------------------------------------- AMAZON.COM, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: AMZN Security ID on Ballot: 023135106 Meeting Date: 5/25/2010 Shares Available to Vote: 632506
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Jeffrey P. Bezos Management For For 2 Elect Director Tom A. Alberg Management For For 3 Elect Director John Seely Brown Management For For 4 Elect Director William B. Gordon Management For For 5 Elect Director Alain Monie Management For For 6 Elect Director Thomas O. Ryder Management For Against 7 Elect Director Patricia Q. Stonesifer Management For For 8 Ratify Auditors Management For For 9 Report on Political Contributions Share Holder Against Abstain
-------------------------------------------------------------------------------- OMNICOM GROUP INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: OMC Security ID on Ballot: 681919106 Meeting Date: 5/25/2010 Shares Available to Vote: 574009
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director John D. Wren Management For For 1.2 Elect Director Bruce Crawford Management For For 1.3 Elect Director Alan R. Batkin Management For For 1.4 Elect Director Robert Charles Clark Management For For 1.5 Elect Director Leonard S. Coleman, Jr. Management For For 1.6 Elect Director Errol M. Cook Management For For 1.7 Elect Director Susan S. Denison Management For For 1.8 Elect Director Michael A. Henning Management For For 1.9 Elect Director John R. Murphy Management For For
1.10 Elect Director John R. Purcell Management For For 1.11 Elect Director Linda Johnson Rice Management For For 1.12 Elect Director Gary L. Roubos Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For 4 Adopt Majority Voting for Uncontested Election Management For For of Directors 5 Reimburse Proxy Contest Expenses Share Holder Against Against 6 Adopt a Policy in which the Company will not Share Holder Against Against Make or Promise to Make Any Death Benefit Payments to Senior Executives 7 Reduce Supermajority Vote Requirement Share Holder Against For
-------------------------------------------------------------------------------- BIG LOTS, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: BIG Security ID on Ballot: 089302103 Meeting Date: 5/27/2010 Shares Available to Vote: 76622
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Jeffrey P. Berger Management For For 1.2 Elect Director Steven S. Fishman Management For For 1.3 Elect Director Peter J. Hayes Management For For 1.4 Elect Director David T. Kollat Management For For 1.5 Elect Director Brenda J. Lauderback Management For For 1.6 Elect Director Philip E. Mallott Management For For 1.7 Elect Director Russell Solt Management For For
1.8 Elect Director James R. Tener Management For For 1.9 Elect Director Dennis B. Tishkoff Management For For 2 Amend Omnibus Stock Plan Management For For 3 Amend Executive Incentive Bonus Plan Management For For 4 Adopt Majority Voting for Uncontested Election Management For Against of Directors 5 Require Advance Notice for Shareholder Director Management For Against Nominations 6 Ratify Auditors Management For For
-------------------------------------------------------------------------------- LIMITED BRANDS, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: LTD Security ID on Ballot: 532716107 Meeting Date: 5/27/2010 Shares Available to Vote: 460060
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Dennis S. Hersch Management For For 1.2 Elect Director David T. Kollat Management For For 1.3 Elect Director William R. Loomis, Jr. Management For For 1.4 Elect Director Leslie H. Wexner Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: IPG Security ID on Ballot: 460690100 Meeting Date: 5/27/2010 Shares Available to Vote: 898067
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Reginald K. Brack Management For For 2 Elect Director Jocelyn Carter-Miller Management For For 3 Elect Director Jill M. Considine Management For For 4 Elect Director Richard A. Goldstein Management For For 5 Elect Director Mary J. Steele Guilfoile Management For For 6 Elect Director H. John Greeniaus Management For For
7 Elect Director William T. Kerr Management For For 8 Elect Director Michael I. Roth Management For For 9 Elect Director David M. Thomas Management For For 10 Ratify Auditors Management For For 11 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: LOW Security ID on Ballot: 548661107 Meeting Date: 5/28/2010 Shares Available to Vote: 2711202
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director David W. Bernauer Management For For 1.2 Elect Director Leonard L. Berry Management For For 1.3 Elect Director Dawn E. Hudson Management For For 1.4 Elect Director Robert A. Niblock Management For For 2 Ratify Auditors Management For For 3 Provide Right to Call Special Meeting Management For For 4 Report on Political Contributions Share Holder Against Abstain 5 Require Independent Board Chairman Share Holder Against Against
-------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: TJX Security ID on Ballot: 872540109 Meeting Date: 6/2/2010 Shares Available to Vote: 827905
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Jose B. Alvarez Management For For 2 Elect Director Alan M. Bennett Management For For 3 Elect Director David A. Brandon Management For For 4 Elect Director Bernard Cammarata Management For For 5 Elect Director David T. Ching Management For For 6 Elect Director Michael F. Hines Management For For
7 Elect Director Amy B. Lane Management For For 8 Elect Director Carol Meyrowitz Management For For 9 Elect Director John F. O'Brien Management For For 10 Elect Director Willow B. Shire Management For For 11 Elect Director Fletcher H. Wiley Management For For 12 Ratify Auditors Management For For 13 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- PRICELINE.COM INCORPORATED Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: PCLN Security ID on Ballot: 741503403 Meeting Date: 6/2/2010 Shares Available to Vote: 45495
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Jeffery H. Boyd Management For For 1.2 Elect Director Ralph M. Bahna Management For Withhold 1.3 Elect Director Howard W. Barker, Jr. Management For For 1.4 Elect Director Jan L. Docter Management For For 1.5 Elect Director Jeffrey E. Epstein Management For Withhold 1.6 Elect Director James M. Guyette Management For For 1.7 Elect Director Nancy B. Peretsman Management For For 1.8 Elect Director Craig W. Rydin Management For For 2 Ratify Auditors Management For For 3 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- DIRECTV Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: DTV Security ID on Ballot: 25490A101 Meeting Date: 6/3/2010 Shares Available to Vote: 1735116
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Neil R. Austrian Management For For 1.2 Elect Director Ralph F. Boyd, Jr. Management For For 1.3 Elect Director Paul A. Gould Management For For 1.4 Elect Director Charles R. Lee Management For For 1.5 Elect Director Peter A. Lund Management For For 1.6 Elect Director Gregory B. Maffei Management For Withhold 1.7 Elect Director John C. Malone Management For Withhold 1.8 Elect Director Nancy S. Newcomb Management For For 1.9 Elect Director Haim Saban Management For For 1.10 Elect Director Michael D. White Management For For 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For For 4 Approve Executive Incentive Bonus Plan Management For For 5 Stock Retention/Holding Period Share Holder Against Against
-------------------------------------------------------------------------------- STAPLES, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: SPLS Security ID on Ballot: 855030102 Meeting Date: 6/7/2010 Shares Available to Vote: 1436200
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Basil L. Anderson Management For For 2 Elect Director Arthur M. Blank Management For Against 3 Elect Director Mary Elizabeth Burton Management For For 4 Elect Director Justin King Management For For 5 Elect Director Carol Meyrowitz Management For Against 6 Elect Director Rowland T. Moriarty Management For For
7 Elect Director Robert C. Nakasone Management For For 8 Elect Director Ronald L. Sargent Management For For 9 Elect Director Elizabeth A. Smith Management For Against 10 Elect Director Robert E. Sulentic Management For Against 11 Elect Director Vijay Vishwanath Management For Against 12 Elect Director Paul F. Walsh Management For For 13 Approve Executive Incentive Bonus Plan Management For For 14 Amend Omnibus Stock Plan Management For For 15 Ratify Auditors Management For For 16 Provide Right to Act by Written Consent Share Holder Against For 17 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- EXPEDIA, INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: EXPE Security ID on Ballot: 30212P105 Meeting Date: 6/8/2010 Shares Available to Vote: 211668
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director A. George "Skip" Battle Management For For 1.2 Elect Director Barry Diller Management For For 1.3 Elect Director Jonathan L. Dolgen Management For For 1.4 Elect Director William R. Fitzgerald Management For Withhold 1.5 Elect Director Craig A. Jacobson Management For For 1.6 Elect Director Victor A. Kaufman Management For For 1.7 Elect Director Peter M. Kern Management For For 1.8 Elect Director Dara Khosrowshahi Management For For 1.9 Elect Director John C. Malone Management For Withhold 1.10 Elect Director Jose A. Tazon Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: ANF Security ID on Ballot: 002896207 Meeting Date: 6/9/2010 Shares Available to Vote: 99030
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Edward F. Limato Management For Against 2 Elect Director Robert A. Rosholt Management For For 3 Elect Director Craig R. Stapleton Management For Against 4 Elect Director Elizabeth M. Lee Management For For 5 Ratify Auditors Management For For 6 Approve Omnibus Stock Plan Management For Against 7 Require Independent Board Chairman Share Holder Against For 8 Declassify the Board of Directors Share Holder Against For 9 Adopt ILO Based Code of Conduct Share Holder Against Abstain
-------------------------------------------------------------------------------- TARGET CORPORATION Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: TGT Security ID on Ballot: 87612E106 Meeting Date: 6/9/2010 Shares Available to Vote: 1483843
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Calvin Darden Management For For 2 Elect Director Anne M. Mulcahy Management For Against 3 Elect Director Stephen W. Sanger Management For For 4 Elect Director Gregg W. Steinhafel Management For For 5 Ratify Auditors Management For For 6 Declassify the Board of Directors Management For For 7 Reduce Supermajority Vote Requirement Management For For 8 Amend Articles of Incorporation Management For For 9 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- GAMESTOP CORP. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: GME Security ID on Ballot: 36467W109 Meeting Date: 6/22/2010 Shares Available to Vote: 172427
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director R. Richard Fontaine Management For For 1.2 Elect Director Jerome L. Davis Management For For 1.3 Elect Director Steven R. Koonin Management For For 1.4 Elect Director Stephanie M. Shern Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- BEST BUY CO., INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: BBY Security ID on Ballot: 086516101 Meeting Date: 6/24/2010 Shares Available to Vote: 713604
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Lisa M. Caputo Management For For 1.2 Elect Director Brian J. Dunn Management For For 1.3 Elect Director Kathy J. Higgins Victor Management For For 1.4 Elect Director Rogelio M. Rebolledo Management For For 1.5 Elect Director Gerard R. Vittecoq Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- BED BATH & BEYOND INC. Institutional Account Name: The Consumer Discretionary Select Sector SPDR Fund Ticker: BBBY Security ID on Ballot: 075896100 Meeting Date: 6/29/2010 Shares Available to Vote: 544841
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Warren Eisenberg Management For For 2 Elect Director Leonard Feinstein Management For For 3 Elect Director Steven H. Temares Management For For 4 Elect Director Dean S. Adler Management For Against 5 Elect Director Stanley F. Barshay Management For Against 6 Elect Director Klaus Eppler Management For Against
7 Elect Director Patrick R. Gaston Management For For 8 Elect Director Jordan Heller Management For For 9 Elect Director Victoria A. Morrison Management For For 10 Ratify Auditors Management For For
VOTE SUMMARY REPORT July 01, 2009 - June 30, 2010 THE CONSUMER STAPLES SELECT SECTOR SPDR(R) FUND -------------------------------------------------------------------------------- CONSTELLATION BRANDS, INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: STZ Security ID on Ballot: 21036P108 Meeting Date: 7/23/2009 Shares Available to Vote: 567752
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Barry A. Fromberg Management For For 1.2 Elect Director Jeananne K. Hauswald Management For For 1.3 Elect Director James A. Locke III Management For Withhold 1.4 Elect Director Peter M. Perez Management For For 1.5 Elect Director Richard Sands Management For For 1.6 Elect Director Robert Sands Management For For 1.7 Elect Director Paul L. Smith Management For For 1.8 Elect Director Peter H. Soderberg Management For For 1.9 Elect Director Mark Zupan Management For For 2 Ratify Auditors Management For For 3 Increase Authorized Common Stock Management For For 4 Amend Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- H. J. HEINZ CO. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: HNZ Security ID on Ballot: 423074103 Meeting Date: 8/12/2009 Shares Available to Vote: 771730
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director W.R. Johnson Management For For 2 Elect Director C.E. Bunch Management For For 3 Elect Director L.S. Coleman, Jr. Management For For 4 Elect Director J.G. Drosdick Management For For 5 Elect Director E.E. Holiday Management For For 6 Elect Director C. Kendle Management For For 7 Elect Director D.R. O Hare Management For For
8 Elect Director N. Peltz Management For For 9 Elect Director D.H. Reilley Management For For 10 Elect Director L.C. Swann Management For For 11 Elect Director T.J. Usher Management For For 12 Elect Director M.F. Weinstein Management For For 13 Ratify Auditors Management For For 14 Provide Right to Call Special Meeting Management For For
-------------------------------------------------------------------------------- THE J. M. SMUCKER CO. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: SJM Security ID on Ballot: 832696405 Meeting Date: 8/19/2009 Shares Available to Vote: 130947
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Paul J. Dolan Management For Against 2 Elect Director Nancy Lopez Knight Management For For 3 Elect Director Gary A. Oatey Management For For 4 Elect Director Alex Shumate Management For For 5 Elect Director Timothy P. Smucker Management For For 6 Ratify Auditors Management For For 7 Eliminate Cumulative Voting Management For For 8 Adopt Majority Voting for Uncontested Election Management For Against of Directors 9 Approve Board to Amend the Amendment Regulations Management For For to the Extent Permitted By Law
-------------------------------------------------------------------------------- GENERAL MILLS, INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: GIS Security ID on Ballot: 370334104 Meeting Date: 9/21/2009 Shares Available to Vote: 771661
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Bradbury H. Anderson Management For Against 2 Elect Director R. Kerry Clark Management For For 3 Elect Director Paul Danos Management For Against 4 Elect Director William T. Esrey Management For For 5 Elect Director Raymond V. Gilmartin Management For Against 6 Elect Director Judith Richards Hope Management For For 7 Elect Director Heidi G. Miller Management For Against 8 Elect Director Hilda Ochoa-Brillembourg Management For For 9 Elect Director Steve Odland Management For Against 10 Elect Director Kendall J. Powell Management For For 11 Elect Director Lois E. Quam Management For For 12 Elect Director Michael D. Rose Management For For 13 Elect Director Robert L. Ryan Management For For 14 Elect Director Dorothy A. Terrell Management For For 15 Approve Omnibus Stock Plan Management For Against 16 Ratify Auditors Management For For 17 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- CONAGRA FOODS INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: CAG Security ID on Ballot: 205887102 Meeting Date: 9/25/2009 Shares Available to Vote: 1157392
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Mogens C. Bay Management For Withhold 1.2 Elect Director Stephen G. Butler Management For For 1.3 Elect Director Steven F. Goldstone Management For For 1.4 Elect Director Joie A. Gregor Management For For
1.5 Elect Director Rajive Johri Management For For 1.6 Elect Director W.g. Jurgensen Management For For 1.7 Elect Director Richard H. Lenny Management For For 1.8 Elect Director Ruth Ann Marshall Management For For 1.9 Elect Director Gary M. Rodkin Management For For 1.10 Elect Director Andrew J. Schindler Management For For 1.11 Elect Director Kenneth E. Stinson Management For For 2 Approve Omnibus Stock Plan Management For For 3 Approve Executive Incentive Bonus Plan Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: PG Security ID on Ballot: 742718109 Meeting Date: 10/13/2009 Shares Available to Vote: 5455856
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Kenneth I. Chenault Management For For 2 Elect Director Scott D. Cook Management For For 3 Elect Director Rajat K. Gupta Management For For 4 Elect Director A.G. Lafley Management For For 5 Elect Director Charles R. Lee Management For For 6 Elect Director Lynn M. Martin Management For For 7 Elect Director Robert A. McDonald Management For For 8 Elect Director W. James McNerney, Jr. Management For For 9 Elect Director Johnathan A. Rodgers Management For For
10 Elect Director Ralph Snyderman Management For For 11 Elect Director Mary Agnes Wilderotter Management For For 12 Elect Director Patricia A. Woertz Management For For 13 Elect Director Ernesto Zedillo Management For For 14 Ratify Auditors Management For For 15 Amend Code of Regulations Management For For 16 Approve Omnibus Stock Plan Management For Against 17 Provide for Cumulative Voting Share Holder Against Against 18 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- SARA LEE CORP. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: SLE Security ID on Ballot: 803111103 Meeting Date: 10/29/2009 Shares Available to Vote: 1468321
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Brenda C. Barnes Management For For 2 Elect Director Christopher B. Begley Management For For 3 Elect Director Crandall C. Bowles Management For For 4 Elect Director Virgis W. Colbert Management For For 5 Elect Director James S. Crown Management For For 6 Elect Director Laurette T. Koellner Management For For 7 Elect Director Cornelis J.A. Van Lede Management For For 8 Elect Director Dr. John McAdam Management For For 9 Elect Director Sir Ian Prosser Management For For 10 Elect Director Norman R. Sorensen Management For For 11 Elect Director Jeffrey W. Ubben Management For For 12 Elect Director Jonathan P. Ward Management For For 13 Ratify Auditors Management For For
-------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: ADM Security ID on Ballot: 039483102 Meeting Date: 11/5/2009 Shares Available to Vote: 1319420
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director George W. Buckley Management For Against 1.2 Elect Director Mollie Hale Carter Management For Against 1.3 Elect Director Donald E. Felsinger Management For Against 1.4 Elect Director Victoria F. Haynes Management For For 1.5 Elect Director Antonio Maciel Neto Management For For 1.6 Elect Director Patrick J. Moore Management For Against 1.7 Elect Director Thomas F. O'Neill Management For For 1.8 Elect Director Kelvin R. Westbrook Management For For 1.9 Elect Director Patricia A. Woertz Management For For 2 Approve Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For 4 Adopt ILO Based Code of Conduct Share Holder Against Against
-------------------------------------------------------------------------------- THE ESTEE LAUDER COMPANIES INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: EL Security ID on Ballot: 518439104 Meeting Date: 11/13/2009 Shares Available to Vote: 116939
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Rose Marie Bravo Management For For 1.2 Elect Director Paul J. Fribourg Management For For 1.3 Elect Director Mellody Hobson Management For For 1.4 Elect Director Irvine O. Hockaday, Jr. Management For For 1.5 Elect Director Barry S. Sternlicht Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- SYSCO CORPORATION Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: SYY Security ID on Ballot: 871829107 Meeting Date: 11/18/2009 Shares Available to Vote: 1197553
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Jonathan Golden Management For For 2 Elect Director Joseph A. Hafner. Jr. Management For For 3 Elect Director Nancy S. Newcomb Management For For 4 Elect Director Kenneth F. Spitler Management For For 5 Approve Non-Employee Director Omnibus Stock Plan Management For For 6 Amend Omnibus Stock Plan Management For Against 7 Approve Executive Incentive Bonus Plan Management For For 8 Ratify Auditors Management For For 9 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 10 Adopt Principles for Health Care Reform Share Holder Against Against
-------------------------------------------------------------------------------- THE CLOROX COMPANY Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: CLX Security ID on Ballot: 189054109 Meeting Date: 11/18/2009 Shares Available to Vote: 195437
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Daniel Boggan, Jr. Management For For 1.2 Elect Director Richard H. Carmona Management For For 1.3 Elect Director Tully M. Friedman Management For For 1.4 Elect Director George J. Harad Management For For 1.5 Elect Director Donald R. Knauss Management For For 1.6 Elect Director Robert W. Matschullat Management For For 1.7 Elect Director Gary G. Michael Management For For
1.8 Elect Director Edward A. Mueller Management For For 1.9 Elect Director Jan L. Murley Management For For 1.10 Elect Director Pamela Thomas-Graham Management For For 1.11 Elect Director Carolyn M. Ticknor Management For For 2 Ratify Auditors Management For For 3 Require Independent Board Chairman Share Holder Against Against
-------------------------------------------------------------------------------- CAMPBELL SOUP CO. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: CPB Security ID on Ballot: 134429109 Meeting Date: 11/19/2009 Shares Available to Vote: 290502
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Edmund M. Carpenter Management For Withhold 1.2 Elect Director Paul R. Charron Management For For 1.3 Elect Director Douglas R. Conant Management For For 1.4 Elect Director Bennett Dorrance Management For For 1.5 Elect Director Harvey Golub Management For For 1.6 Elect Director Lawrence C. Karlson Management For For 1.7 Elect Director Randall W. Larrimore Management For For 1.8 Elect Director Mary Alice D. Malone Management For For 1.9 Elect Director Sara Mathew Management For For 1.10 Elect Director William D. Perez Management For For 1.11 Elect Director Charles R. Perrin Management For For 1.12 Elect Director A. Barry Rand Management For For 1.13 Elect Director Nick Schreiber Management For For
1.14 Elect Director Archbold D. Van Beuren Management For For 1.15 Elect Director Les C. Vinney Management For Withhold 1.16 Elect Director Charlotte C. Weber Management For For 2 Ratify Auditors Management For For 3 Amend Executive Incentive Bonus Plan Management For For
-------------------------------------------------------------------------------- WALGREEN CO. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: WAG Security ID on Ballot: 931422109 Meeting Date: 1/13/2010 Shares Available to Vote: 2105304
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Steven A. Davis Management For For 1.2 Elect Director William C. Foote Management For For 1.3 Elect Director Mark P. Frissora Management For For 1.4 Elect Director Alan G. McNally Management For For 1.5 Elect Director Nancy M. Schlichting Management For Withhold 1.6 Elect Director David Y. Schwartz Management For For 1.7 Elect Director Alejandro Silva Management For For 1.8 Elect Director James A. Skinner Management For Withhold 1.9 Elect Director Gregory D. Wasson Management For For 2 Ratify Auditors Management For For 3 Amend Stock Option Plan Management For For 4 Reduce Supermajority Vote Requirement Share Holder Against For 5 Performance-Based Equity Awards Share Holder Against Against 6 Report on Charitable Contributions Share Holder Against Against
-------------------------------------------------------------------------------- HORMEL FOODS CORP. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: HRL Security ID on Ballot: 440452100 Meeting Date: 1/26/2010 Shares Available to Vote: 78368
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Terrell K. Crews Management For For 1.2 Elect Director Jeffrey M. Ettinger Management For For 1.3 Elect Director Jody H. Feragen Management For For 1.4 Elect Director Susan I. Marvin Management For For 1.5 Elect Director John L. Morrison Management For For 1.6 Elect Director Elsa A. Murano Management For For 1.7 Elect Director Robert C. Nakasone Management For For 1.8 Elect Director Susan K. Nestergard Management For Withhold 1.9 Elect Director Ronald D. Pearson Management For For 1.10 Elect Director Dakota A. Pippins Management For For 1.11 Elect Director Huch C. Smith Management For For 1.12 Elect Director John G. Turner Management For For 2 Ratify Auditors Management For For 3 Implement Specific Animal Welfare Policies and Share Holder Against Against Practices for Suppliers
-------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: COST Security ID on Ballot: 22160K105 Meeting Date: 1/28/2010 Shares Available to Vote: 796709
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director B.S. Carson, Sr., M.D. Management For For 1.2 Elect Director William H. Gates Management For For 1.3 Elect Director Hamilton E. James Management For For 1.4 Elect Director Jill S. Ruckelshaus Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- TYSON FOODS, INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: TSN Security ID on Ballot: 902494103 Meeting Date: 2/5/2010 Shares Available to Vote: 1023861
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Don Tyson Management For For 1.2 Elect Director John Tyson Management For For 1.3 Elect Director Lloyd V. Hackley Management For For 1.4 Elect Director Jim Kever Management For For 1.5 Elect Director Kevin M. McNamara Management For For 1.6 Elect Director Brad T. Sauer Management For Withhold 1.7 Elect Director Robert Thurber Management For For 1.8 Elect Director Barbara A. Tyson Management For For 1.9 Elect Director Albert C. Zapanta Management For For 2 Amend Executive Incentive Bonus Plan Management For For 3 Ratify Auditors Management For For 4 Report on Water Pollution Prevention Measures Share Holder Against Against 5 Report on Reducing Environmental Impacts Share Holder Against Against 6 Phase Out Antibiotics in Animal Feed Share Holder Against Against
-------------------------------------------------------------------------------- THE PEPSI BOTTLING GROUP, INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: PBG Security ID on Ballot: 713409100 Meeting Date: 2/17/2010 Shares Available to Vote: 492019
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Merger Agreement Management For For
-------------------------------------------------------------------------------- WHOLE FOODS MARKET, INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: WFMI Security ID on Ballot: 966837106 Meeting Date: 3/8/2010 Shares Available to Vote: 150914
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director John B. Elstrott Management For For 1.2 Elect Director Gabrielle E. Greene Management For For 1.3 Elect Director Hass Hassan Management For For 1.4 Elect Director Stephanie Kugelman Management For For 1.5 Elect Director John P. Mackey Management For For 1.6 Elect Director Jonathan A. Seiffer Management For Withhold 1.7 Elect Director Morris J. Siegel Management For For 1.8 Elect Director Jonathan D. Sokoloff Management For Withhold 1.9 Elect Director Ralph Z. Sorenson Management For For 1.10 Elect Director W.A. (Kip) Tindell, III Management For For 2 Ratify Auditors Management For For 3 Reduce Supermajority Vote Requirement Share Holder Against Against 4 Amend Articles/Bylaws/Charter -- Removal of Share Holder Against For Directors 5 Adopt a Policy Establishing an Engagement Share Holder Against Against Process with Proponents to Shareholder Proposals 6 Adopt and Disclose Succession Planning Policy Share Holder Against For
-------------------------------------------------------------------------------- THE COCA-COLA COMPANY Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: KO Security ID on Ballot: 191216100 Meeting Date: 4/21/2010 Shares Available to Vote: 2940235
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Herbert A. Allen Management For For 2 Elect Director Ronald W. Allen Management For For 3 Elect Director Cathleen P. Black Management For Against 4 Elect Director Barry Diller Management For Against
5 Elect Director Alexis M. Herman Management For For 6 Elect Director Muhtar Kent Management For For 7 Elect Director Donald R. Keough Management For For 8 Elect Director Maria Elena Lagomasino Management For For 9 Elect Director Donald F. McHenry Management For For 10 Elect Director Sam Nunn Management For For 11 Elect Director James D. Robinson III Management For For 12 Elect Director Peter V. Ueberroth Management For Against 13 Elect Director Jacob Wallenberg Management For For 14 Elect Director James B. Williams Management For For 15 Ratify Auditors Management For For 16 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 17 Require Independent Board Chairman Share Holder Against Against 18 Performance-Based Equity Awards Share Holder Against Against 19 Publish Report on Chemical Bisphenol A (BPA) Share Holder Against Abstain
-------------------------------------------------------------------------------- COCA-COLA ENTERPRISES INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: CCE Security ID on Ballot: 191219104 Meeting Date: 4/23/2010 Shares Available to Vote: 995563
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director L. Phillip Humann Management For For 1.2 Elect Director Suzanne B. Labarge Management For For 1.3 Elect Director Veronique Morali Management For Withhold 1.4 Elect Director Phoebe A. Wood Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For 4 Submit Severance Agreement (Change-in-Control) Share Holder Against Against to Shareholder Vote
-------------------------------------------------------------------------------- KELLOGG COMPANY Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: K Security ID on Ballot: 487836108 Meeting Date: 4/23/2010 Shares Available to Vote: 344098
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Benjamin Carson Management For For 1.2 Elect Director Gordon Gund Management For For 1.3 Elect Director Dorothy Johnson Management For For 1.4 Elect Director Ann McLaughlin Korologos Management For For 2 Ratify Auditors Management For For 3 Reduce Supermajority Vote Requirement Share Holder Against For
-------------------------------------------------------------------------------- KIMBERLY-CLARK CORPORATION Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: KMB Security ID on Ballot: 494368103 Meeting Date: 4/29/2010 Shares Available to Vote: 962371
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director John R. Alm Management For For 2 Elect Director Dennis R. Beresford Management For For 3 Elect Director John F. Bergstrom Management For For 4 Elect Director Abelardo E. Bru Management For For 5 Elect Director Robert W. Decherd Management For For 6 Elect Director Thomas J. Falk Management For For 7 Elect Director Mae C. Jemison, M.D. Management For For 8 Elect Director James M. Jenness Management For For 9 Elect Director Ian C. Read Management For For 10 Elect Director Linda Johnson Rice Management For For
11 Elect Director Marc J. Shapiro Management For For 12 Elect Director G. Craig Sullivan Management For For 13 Ratification Of Auditors Management For For 14 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- THE HERSHEY COMPANY Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: HSY Security ID on Ballot: 427866108 Meeting Date: 5/4/2010 Shares Available to Vote: 352625
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Pamela M. Arway Management For For 1.2 Elect Director Robert F. Cavanaugh Management For For 1.3 Elect Director Charles A. Davis Management For For 1.4 Elect Director James E. Nevels Management For For 1.5 Elect Director Thomas J. Ridge Management For For 1.6 Elect Director David L. Shedlarz Management For For 1.7 Elect Director David J. West Management For For 1.8 Elect Director LeRoy S. Zimmerman Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- PEPSICO, INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: PEP Security ID on Ballot: 713448108 Meeting Date: 5/5/2010 Shares Available to Vote: 2141442
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Shona L. Brown Management For For 2 Elect Director Ian M. Cook Management For For 3 Elect Director Dina Dublon Management For For 4 Elect Director Victor J. Dzau Management For For 5 Elect Director Ray L. Hunt Management For For 6 Elect Director Alberto Ibarguen Management For For
7 Elect Director Arthur C. Martinez Management For For 8 Elect Director Indra K. Nooyi Management For For 9 Elect Director Sharon P. Rockefeller Management For For 10 Elect Director James J. Schiro Management For Against 11 Elect Director Lloyd G. Trotter Management For For 12 Elect Director Daniel Vasella Management For For 13 Ratify Auditors Management For For 14 Amend Omnibus Stock Plan Management For Against 15 Report on Charitable Contributions Share Holder Against Abstain 16 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 17 Report on Public Policy Advocacy Process Share Holder Against Abstain
-------------------------------------------------------------------------------- AVON PRODUCTS, INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: AVP Security ID on Ballot: 054303102 Meeting Date: 5/6/2010 Shares Available to Vote: 1071616
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director W. Don Cornwell Management For For 1.2 Elect Director V. Ann Hailey Management For For 1.3 Elect Director Fred Hassan Management For For 1.4 Elect Director Andrea Jung Management For For 1.5 Elect Director Maria Elena Lagomasino Management For For 1.6 Elect Director Ann S. Moore Management For Withhold 1.7 Elect Director Paul S. Pressler Management For For 1.8 Elect Director Gary M. Rodkin Management For For
1.9 Elect Director Paula Stern Management For For 1.10 Elect Director Lawrence A. Weinbach Management For For 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- COLGATE-PALMOLIVE COMPANY Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: CL Security ID on Ballot: 194162103 Meeting Date: 5/7/2010 Shares Available to Vote: 1451956
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director John T. Cahill Management For For 2 Elect Director Ian Cook Management For For 3 Elect Director Helene D. Gayle Management For For 4 Elect Director Ellen M. Hancock Management For For 5 Elect Director Joseph Jimenez Management For For 6 Elect Director David W. Johnson Management For For 7 Elect Director Richard J. Kogan Management For For 8 Elect Director Delano E. Lewis Management For For 9 Elect Director J. Pedro Reinhard Management For For 10 Elect Director Stephen I. Sadove Management For For 11 Ratify Auditors Management For For 12 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 13 Report on Charitable Contributions Share Holder Against Abstain 14 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- REYNOLDS AMERICAN INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: RAI Security ID on Ballot: 761713106 Meeting Date: 5/7/2010 Shares Available to Vote: 380499
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Martin D. Feinstein Management For For 1.2 Elect Director Susan M. Ivey Management For For 1.3 Elect Director Lionel L. Nowell, III Management For For 1.4 Elect Director Neil R. Withington Management For For 2 Ratify Auditors Management For For 3 Declassify the Board of Directors Share Holder Against For 4 Stock Retention/Holding Period Share Holder Against Against 5 Amend Marketing Material to Disclose Truthful Share Holder Against Abstain Data on Health Risks 6 Adopt Human Rights Protocols for Company and Share Holder Against Abstain Suppliers
-------------------------------------------------------------------------------- MEAD JOHNSON NUTRITION COMPANY Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: MJN Security ID on Ballot: 582839106 Meeting Date: 5/11/2010 Shares Available to Vote: 306353
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Stephen W. Golsby Management For For 1.2 Elect Director Dr. Steven M. Altschuler Management For Withhold 1.3 Elect Director Howard B. Bernick Management For For 1.4 Elect Director James M. Cornelius Management For For 1.5 Elect Director Peter G. Ratcliffe Management For For 1.6 Elect Director Dr. Elliott Sigal Management For For 1.7 Elect Director Robert S. Singer Management For For 1.8 Elect Director Kimberly A. Casiano Management For For 1.9 Elect Director Anna C. Catalano Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- CVS CAREMARK CORPORATION Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: CVS Security ID on Ballot: 126650100 Meeting Date: 5/12/2010 Shares Available to Vote: 3990336
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Edwin M. Banks Management For For 2 Elect Director C. David Brown II Management For For 3 Elect Director David W. Dorman Management For For 4 Elect Director Kristen Gibney Williams Management For For 5 Elect Director Marian L. Heard Management For For 6 Elect Director William H. Joyce Management For For 7 Elect Director Jean-Pierre Millon Management For For 8 Elect Director Terrence Murray Management For For 9 Elect Director C.A. Lance Piccolo Management For For 10 Elect Director Sheli Z. Rosenberg Management For For 11 Elect Director Thomas M. Ryan Management For For 12 Elect Director Richard J. Swift Management For For 13 Ratify Auditors Management For For 14 Approve Omnibus Stock Plan Management For For 15 Provide Right to Call Special Meeting Management For For 16 Report on Political Contributions Share Holder Against Abstain 17 Adopt Global Warming Principles Share Holder Against Abstain
-------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: PM Security ID on Ballot: 718172109 Meeting Date: 5/12/2010 Shares Available to Vote: 4777704
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Harold Brown Management For For 2 Elect Director Mathis Cabiallavetta Management For For 3 Elect Director Louis C. Camilleri Management For For 4 Elect Director J. Dudley Fishburn Management For For 5 Elect Director Jennifer Li Management For For 6 Elect Director Graham Mackay Management For For 7 Elect Director Sergio Marchionne Management For Against 8 Elect Director Lucio A. Noto Management For For 9 Elect Director Carlos Slim Helu Management For For 10 Elect Director Stephen M. Wolf Management For For 11 Ratify Auditors Management For For 12 Report on Effect of Marketing Practices on the Share Holder Against Abstain Poor 13 Establish Supplier Human Rights Purchasing Share Holder Against Abstain Protocols
-------------------------------------------------------------------------------- KRAFT FOODS INC Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: KFT Security ID on Ballot: 50075N104 Meeting Date: 5/18/2010 Shares Available to Vote: 4631663
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Ajaypal S. Banga Management For For 2 Elect Director Myra M. Hart Management For For 3 Elect Director Lois D. Juliber Management For For 4 Elect Director Mark D. Ketchum Management For For 5 Elect Director Richard A. Lerner Management For For 6 Elect Director Mackey J. McDonald Management For For
7 Elect Director John C. Pope Management For For 8 Elect Director Fredric G. Reynolds Management For For 9 Elect Director Irene B. Rosenfeld Management For For 10 Elect Director J.F. Van Boxmeer Management For For 11 Elect Director Deborah C. Wright Management For For 12 Elect Director Frank G. Zarb Management For For 13 Ratify Auditors Management For For 14 Provide Right to Act by Written Consent Share Holder Against For
-------------------------------------------------------------------------------- DEAN FOODS COMPANY Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: DF Security ID on Ballot: 242370104 Meeting Date: 5/19/2010 Shares Available to Vote: 177888
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Tom C. Davis Management For For 1.2 Elect Director Gregg L. Engles Management For For 1.3 Elect Director Jim L. Turner Management For For 2 Ratify Auditors Management For For 3 Adopt Anti Gross-up Policy Share Holder Against For
-------------------------------------------------------------------------------- SAFEWAY INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: SWY Security ID on Ballot: 786514208 Meeting Date: 5/19/2010 Shares Available to Vote: 887909
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Steven A. Burd Management For For 2 Elect Director Janet E. Grove Management For For 3 Elect Director Mohan Gyani Management For For 4 Elect Director Paul Hazen Management For For 5 Elect Director Frank C. Herringer Management For For 6 Elect Director Kenneth W. Oder Management For Against
7 Elect Director Arun Sarin Management For For 8 Elect Director Michael S. Shannon Management For For 9 Elect Director William Y. Tauscher Management For For 10 Provide Right to Call Special Meeting Management For For 11 Ratify Auditors Management For For 12 Restore or Provide for Cumulative Voting Share Holder Against Against 13 Adopt Global Warming Principles Share Holder Against Abstain 14 Adopt a Policy in which the Company will not Share Holder Against Against Make or Promise to Make Any Death Benefit Payments to Senior Executives 15 Purchase Poultry from Suppliers Using CAK Share Holder Against Abstain
-------------------------------------------------------------------------------- ALTRIA GROUP, INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: MO Security ID on Ballot: 02209S103 Meeting Date: 5/20/2010 Shares Available to Vote: 4655459
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Elizabeth E. Bailey Management For Against 2 Elect Director Gerald L. Baliles Management For Against 3 Elect Director John T. Casteen III Management For For 4 Elect Director Dinyar S. Devitre Management For For 5 Elect Director Thomas F. Farrell II Management For Against 6 Elect Director Robert E. R. Huntley Management For For 7 Elect Director Thomas W. Jones Management For For 8 Elect Director George Munoz Management For For 9 Elect Director Nabil Y. Sakkab Management For Against
10 Elect Director Michael E. Szymanczyk Management For For 11 Approve Omnibus Stock Plan Management For For 12 Ratify Auditors Management For For 13 Report on Effect of Marketing Practices on the Share Holder Against Abstain Poor 14 Adopt Human Rights Protocols for Company and Share Holder Against Abstain Suppliers
-------------------------------------------------------------------------------- DR PEPPER SNAPPLE GROUP, INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: DPS Security ID on Ballot: 26138E109 Meeting Date: 5/20/2010 Shares Available to Vote: 535794
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director John L. Adams Management For For 2 Elect Director Terence D. Martin Management For For 3 Elect Director Ronald G. Rogers Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- LORILLARD, INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: LO Security ID on Ballot: 544147101 Meeting Date: 5/20/2010 Shares Available to Vote: 347202
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Virgis W. Colbert Management For For 1.2 Elect Director Richard W. Roedel Management For For 1.3 Elect Director David H. Taylor Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- MOLSON COORS BREWING COMPANY Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: TAP Security ID on Ballot: 60871R209 Meeting Date: 6/2/2010 Shares Available to Vote: 598419
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Directors John E. Cleghorn Management For For 1.2 Elect Directors Charles M. Herington Management For For 1.3 Elect Directors David P. O'Brien Management For For
-------------------------------------------------------------------------------- WAL-MART STORES, INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: WMT Security ID on Ballot: 931142103 Meeting Date: 6/4/2010 Shares Available to Vote: 4403159
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Aida M. Alvarez Management For For 2 Elect Director James W. Breyer Management For For 3 Elect Director M. Michele Burns Management For For 4 Elect Director James I. Cash, Jr. Management For For 5 Elect Director Roger C. Corbett Management For For 6 Elect Director Douglas N. Daft Management For For 7 Elect Director Michael T. Duke Management For For 8 Elect Director Gregory B. Penner Management For For 9 Elect Director Steven S. Reinemund Management For For 10 Elect Director H. Lee Scott, Jr. Management For For 11 Elect Director Arne M. Sorenson Management For Against 12 Elect Director Jim C. Walton Management For For 13 Elect Director S. Robson Walton Management For For 14 Elect Director Christopher J. Williams Management For For 15 Elect Director Linda S. Wolf Management For For 16 Ratify Auditors Management For For 17 Approve Omnibus Stock Plan Management For For 18 Amend Sharesave Plan Management For For 19 Amend EEO Policy to Prohibit Discrimination Share Holder Against Abstain based on Sexual Orientation and Gender Identity 20 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 21 Report on Political Contributions Share Holder Against Abstain 22 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 23 Require Suppliers to Adopt CAK Share Holder Against Abstain 24 Report on Process for Identifying and Share Holder Against Abstain Prioritizing Public Policy Activities
-------------------------------------------------------------------------------- SUPERVALU INC. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: SVU Security ID on Ballot: 868536103 Meeting Date: 6/24/2010 Shares Available to Vote: 431816
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Donald R. Chappel Management For For 2 Elect Director Irwin S. Cohen Management For For 3 Elect Director Ronald E. Daly Management For For 4 Elect Director Susan E. Engel Management For For 5 Elect Director Craig R. Herkert Management For For 6 Elect Director Charles M. Lillis Management For For 7 Elect Director Steven S. Rogers Management For For 8 Elect Director Matthew E. Rubel Management For For 9 Elect Director Wayne C. Sales Management For For 10 Elect Director Kathi P. Seifert Management For For 11 Ratify Auditors Management For For 12 Company Request on Advisory Vote on Executive Management For For Compensation
-------------------------------------------------------------------------------- THE KROGER CO. Institutional Account Name: The Consumer Staples Select Sector SPDR Fund Ticker: KR Security ID on Ballot: 501044101 Meeting Date: 6/24/2010 Shares Available to Vote: 1740467
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Reuben V. Anderson Management For For 2 Elect Director Robert D. Beyer Management For For 3 Elect Director David B. Dillon Management For For 4 Elect Director Susan J. Kropf Management For For 5 Elect Director John T. LaMacchia Management For For 6 Elect Director David B. Lewis Management For For 7 Elect Director W. Rodney McMullen Management For For 8 Elect Director Jorge P. Montoya Management For For 9 Elect Director Clyde R. Moore Management For For 10 Elect Director Susan M. Phillips Management For For 11 Elect Director Steven R. Rogel Management For For 12 Elect Director James A. Runde Management For For 13 Elect Director Ronald L. Sargent Management For Against 14 Elect Director Bobby S. Shackouls Management For For 15 Adopt Majority Voting for Uncontested Election Management For Against of Directors 16 Ratify Auditors Management For For 17 Report on Climate Change Share Holder Against Abstain
VOTE SUMMARY REPORT July 01, 2009 - June 30, 2010 THE ENERGY SELECT SECTOR SPDR(R) FUND -------------------------------------------------------------------------------- ENSCO INTERNATIONAL PLC Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: ESV Security ID on Ballot: 26874Q100 Meeting Date: 12/22/2009 Shares Available to Vote: 1139420
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Change State of Incorporation [from Delaware to Management For For England] 2 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- DENBURY RESOURCES INC. Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: DNR Security ID on Ballot: 247916208 Meeting Date: 3/9/2010 Shares Available to Vote: 2374115
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- BJ SERVICES COMPANY Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: BJS Security ID on Ballot: 055482103 Meeting Date: 3/31/2010 Shares Available to Vote: 2275706
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: BHI Security ID on Ballot: 057224107 Meeting Date: 3/31/2010 Shares Available to Vote: 976713
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Issue of Shares in Connection with Management For For Acquisition 2 Amend Omnibus Stock Plan Management For For 3 Amend Omnibus Stock Plan Management For For 4 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- SCHLUMBERGER LTD. Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: SLB Security ID on Ballot: 806857108 Meeting Date: 4/7/2010 Shares Available to Vote: 6372150
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect P. Camus as Director Management For For 1.2 Elect P. Currie as Director Management For For 1.3 Elect J.S. Gorelick as Director Management For For 1.4 Elect A. Gould as Director Management For For 1.5 Elect T. Isaac as Director Management For For 1.6 Elect K.V. Kamath as Director Management For For 1.7 Elect N. Kudryavtsev as Director Management For For 1.8 Elect A. Lajous as Director Management For For 1.9 Elect M.E. Marks as Director Management For For 1.10 Elect L.R. Reif as Director Management For For 1.11 Elect T.I. Sandvold as Director Management For For 1.12 Elect H. Seydoux as Director Management For For 2 Adopt and Approve Financials and Dividends Management For For 3 Approve 2010 Omnibus Stock Incentive Plan Management For For 4 Amend Qualified Employee Stock Purchase Plan Management For For 5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
-------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: BHI Security ID on Ballot: 057224107 Meeting Date: 4/22/2010 Shares Available to Vote: 1036481
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Larry D. Brady Management For For 1.2 Elect Director Clarence P. Cazalot, Jr. Management For For 1.3 Elect Director Chad C. Deaton Management For For 1.4 Elect Director Edward P. Djerejian Management For For 1.5 Elect Director Anthony G. Fernandes Management For For 1.6 Elect Director Claire W. Gargalli Management For For 1.7 Elect Director Pierre H. Jungels Management For For 1.8 Elect Director James A. Lash Management For For 1.9 Elect Director J. Larry Nichols Management For For 1.10 Elect Director H. John Riley, Jr. Management For For 1.11 Elect Director Charles L. Watson Management For For 1.12 Elect Director J. W. Stewart Management For For 1.13 Elect Director James L. Payne Management For For 2 Ratify Auditors Management For For 3 Provide Right to Call Special Meeting Management For For 4 Require a Majority Vote for the Election of Share Holder Against Against Directors
-------------------------------------------------------------------------------- CABOT OIL & GAS CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: COG Security ID on Ballot: 127097103 Meeting Date: 4/27/2010 Shares Available to Vote: 663025
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director David M. Carmichael Management For For 1.2 Elect Director Robert L. Keiser Management For For 2 Ratify Auditors Management For For 3 Report on Environmental Impacts of Natural Gas Share Holder Against Abstain Fracturing
-------------------------------------------------------------------------------- NOBLE ENERGY, INC. Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: NBL Security ID on Ballot: 655044105 Meeting Date: 4/27/2010 Shares Available to Vote: 1077786
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Jeffrey L. Berenson Management For For 2 Elect Director Michael A. Cawley Management For For 3 Elect Director Edward F. Cox Management For For 4 Elect Director Charles D. Davidson Management For For 5 Elect Director Thomas J. Edelman Management For Against 6 Elect Director Eric P. Grubman Management For For 7 Elect Director Kirby L. Hedrick Management For For 8 Elect Director Scott D. Urban Management For For 9 Elect Director William T. Van Kleef Management For For 10 Ratify Auditors Management For For
-------------------------------------------------------------------------------- SPECTRA ENERGY CORP Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: SE Security ID on Ballot: 847560109 Meeting Date: 4/27/2010 Shares Available to Vote: 3602623
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director William T. Esrey Management For For 1.2 Elect Director Gregory L. Ebel Management For For 1.3 Elect Director Pamela L. Carter Management For For 1.4 Elect Director Peter B. Hamilton Management For For 1.5 Elect Director Dennis R. Hendrix Management For For 1.6 Elect Director Michael E.J. Phelps Management For For 2 Ratify Auditors Management For For 3 Require a Majority Vote for the Election of Share Holder Against Against Directors
-------------------------------------------------------------------------------- EOG RESOURCES, INC. Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: EOG Security ID on Ballot: 26875P101 Meeting Date: 4/28/2010 Shares Available to Vote: 1492968
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director George A. Alcorn Management For For 2 Elect Director Charles R. Crisp Management For For 3 Elect Director James C. Day Management For For 4 Elect Director Mark G. Papa Management For For 5 Elect Director H. Leighton Steward Management For For 6 Elect Director Donald F. Textor Management For For 7 Elect Director Frank G. Wisner Management For For 8 Ratify Auditors Management For For 9 Amend Omnibus Stock Plan Management For For 10 Amend Qualified Employee Stock Purchase Plan Management For For 11 Amend Executive Incentive Bonus Plan Management For For 12 Report on Environmental Impacts of Natural Gas Share Holder Against Abstain Fracturing 13 Stock Retention/Holding Period Share Holder Against Against 14 Double Trigger on Equity Plans Share Holder Against Against
-------------------------------------------------------------------------------- MARATHON OIL CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: MRO Security ID on Ballot: 565849106 Meeting Date: 4/28/2010 Shares Available to Vote: 4031710
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Gregory H. Boyce Management For For 2 Elect Director Clarence P. Cazalot, Jr. Management For For 3 Elect Director David A. Daberko Management For For 4 Elect Director William L. Davis Management For For 5 Elect Director Shirley Ann Jackson Management For For 6 Elect Director Philip Lader Management For For 7 Elect Director Charles R. Lee Management For For 8 Elect Director Michael E. J. Phelps Management For For 9 Elect Director Dennis H. Reilley Management For For 10 Elect Director Seth E. Schofield Management For For 11 Elect Director John W. Snow Management For For 12 Elect Director Thomas J. Usher Management For For 13 Ratify Auditors Management For For 14 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 15 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- ROWAN COMPANIES, INC. Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: RDC Security ID on Ballot: 779382100 Meeting Date: 4/29/2010 Shares Available to Vote: 782616
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director William T. Fox III Management For For 2 Elect Director Sir Graham Hearne Management For For 3 Elect Director H. E. Lentz Management For Against 4 Elect Director P. Dexter Peacock Management For Against 5 Reduce Supermajority Vote Requirement Management For For 6 Ratify Auditors Management For For
-------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: VLO Security ID on Ballot: 91913Y100 Meeting Date: 4/29/2010 Shares Available to Vote: 3702691
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Ruben M. Escobedo Management For Against 2 Elect Director Bob Marbut Management For For 3 Elect Director Robert A. Profusek Management For For 4 Ratify Auditors Management For For 5 Approve Omnibus Stock Plan Management For For 6 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 7 Report on Rainforest Sustainability Share Holder Against Abstain 8 Report on Political Contributions Share Holder Against Abstain 9 Stock Retention/Holding Period Share Holder Against Against
-------------------------------------------------------------------------------- CONSOL ENERGY INC. Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: CNX Security ID on Ballot: 20854P109 Meeting Date: 5/4/2010 Shares Available to Vote: 1335789
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director John Whitmire Management For For 1.2 Elect Director J. Brett Harvey Management For For 1.3 Elect Director James E. Altmeyer, Sr. Management For For 1.4 Elect Director Philip W. Baxter Management For For 1.5 Elect Director William E. Davis Management For For 1.6 Elect Director Raj K. Gupta Management For For 1.7 Elect Director Patricia A. Hammick Management For For 1.8 Elect Director David C. Hardesty, Jr. Management For For 1.9 Elect Director John T. Mills Management For For 1.10 Elect Director William P. Powell Management For For 1.11 Elect Director Joseph T. Williams Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- PEABODY ENERGY CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: BTU Security ID on Ballot: 704549104 Meeting Date: 5/4/2010 Shares Available to Vote: 1792485
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Gregory H. Boyce Management For For 1.2 Elect Director William A. Coley Management For For 1.3 Elect Director William E. James Management For Withhold 1.4 Elect Director Robert B. Karn, III Management For For 1.5 Elect Director M. Frances Keeth Management For For 1.6 Elect Director Henry E. Lentz Management For Withhold 1.7 Elect Director Robert A. Malone Management For For 1.8 Elect Director William C. Rusnack Management For For 1.9 Elect Director John F. Turner Management For For 1.10 Elect Director Alan H. Washkowitz Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- HESS CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: HES Security ID on Ballot: 42809H107 Meeting Date: 5/5/2010 Shares Available to Vote: 1670549
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director N.F. Brady Management For For 1.2 Elect Director G.P. Hill Management For For 1.3 Elect Director T.H. Kean Management For For 1.4 Elect Director F.A. Olson Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For 4 Report on Political Contributions Share Holder Against Abstain
-------------------------------------------------------------------------------- APACHE CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: APA Security ID on Ballot: 037411105 Meeting Date: 5/6/2010 Shares Available to Vote: 1743980
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Eugene C. Fiedorek Management For For 2 Elect Director Patricia Albjerg Graham Management For For 3 Elect Director F.H. Merelli Management For Against 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- SUNOCO, INC. Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: SUN Security ID on Ballot: 86764P109 Meeting Date: 5/6/2010 Shares Available to Vote: 726410
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Gary W. Edwards Management For For 1.2 Elect Director Lynn L. Elsenhans Management For For 1.3 Elect Director Ursula O. Fairbairn Management For For 1.4 Elect Director Rosemarie B. Greco Management For For 1.5 Elect Director John P. Jones, III Management For For 1.6 Elect Director James G. Kaiser Management For For 1.7 Elect Director John W. Rowe Management For For 1.8 Elect Director John K. Wulff Management For For 2 Approve Executive Incentive Bonus Plan Management For For 3 Approve Omnibus Stock Plan Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- FMC TECHNOLOGIES, INC. Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: FTI Security ID on Ballot: 30249U101 Meeting Date: 5/7/2010 Shares Available to Vote: 1008126
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Thorleif Enger Management For For 1.2 Elect Director Claire S. Farley Management For For 1.3 Elect Director Joseph H. Netherland Management For For 2 Ratify Auditors Management For For 3 Require a Majority Vote for the Election of Share Holder Against Against Directors
-------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: OXY Security ID on Ballot: 674599105 Meeting Date: 5/7/2010 Shares Available to Vote: 3268208
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Spencer Abraham Management For For 2 Elect Director John S. Chalsty Management For For 3 Elect Director Stephen I. Chazen Management For For 4 Elect Director Edward P. Djerejian Management For For 5 Elect Director John E. Feick Management For For 6 Elect Director Carlos M. Gutierrez Management For For 7 Elect Director Ray R. Irani Management For For 8 Elect Director Irvin W. Maloney Management For For 9 Elect Director Avedick B. Poladian Management For For 10 Elect Director Rodolfo Segovia Management For For 11 Elect Director Aziz D. Syriani Management For For 12 Elect Director Rosemary Tomich Management For For 13 Elect Director Walter L. Weisman Management For For 14 Ratify Auditors Management For For 15 Amend Omnibus Stock Plan Management For For 16 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 17 Limit Executive Compensation Share Holder Against Against 18 Require Independent Board Chairman Share Holder Against Against 19 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 20 Report on Host Country Social and Environmental Share Holder Against Abstain Laws 21 Require a Majority Vote for the Election of Share Holder Against Against Directors 22 Report on Policy for Increasing Safety by Share Holder Against Abstain Reducing Hazardous Substance Usage and Re-locating Facilities 23 Double Trigger on Equity Plans Share Holder Against Against
-------------------------------------------------------------------------------- CAMERON INTERNATIONAL CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: CAM Security ID on Ballot: 13342B105 Meeting Date: 5/12/2010 Shares Available to Vote: 1742808
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Michael E. Patrick Management For For 1.2 Elect Director Jon Erik Reinhardsen Management For For 1.3 Elect Director Bruce W. Wilkinson Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- CONOCOPHILLIPS Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: COP Security ID on Ballot: 20825C104 Meeting Date: 5/12/2010 Shares Available to Vote: 5058233
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Richard L. Armitage Management For For 1.2 Elect Director Richard H. Auchinleck Management For Against 1.3 Elect Director James E. Copeland, Jr. Management For For 1.4 Elect Director Kenneth M. Duberstein Management For For 1.5 Elect Director Ruth R. Harkin Management For For 1.6 Elect Director Harold W. Mcgraw III Management For Against 1.7 Elect Director James J. Mulva Management For For 1.8 Elect Director Robert A. Niblock Management For Against 1.9 Elect Director Harald J. Norvik Management For For 1.10 Elect Director William K. Reilly Management For For 1.11 Elect Director Bobby S. Shackouls Management For For 1.12 Elect Director Victoria J. Tschinkel Management For For 1.13 Elect Director Kathryn C. Turner Management For For 1.14 Elect Director William E. Wade, Jr. Management For For 2 Ratify Auditors Management For For 3 Report on Board Risk Management Oversight Share Holder Against Against 4 Adopt Quantitative GHG Goals for Products and Share Holder Against Abstain Operations 5 Report on Environmental Impact of Oil Sands Share Holder Against Abstain Operations in Canada 6 Adopt Policy to Address Coastal Louisiana Share Holder Against Abstain Environmental Impacts 7 Report on Financial Risks of Climate Change Share Holder Against Abstain 8 Adopt Goals to Reduce Emission of TRI Chemicals Share Holder Against Abstain 9 Amend EEO Policy to Prohibit Discrimination Share Holder Against Abstain Based on Sexual Orientation and Gender Identity 10 Report on Political Contributions Share Holder Against Abstain
-------------------------------------------------------------------------------- MURPHY OIL CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: MUR Security ID on Ballot: 626717102 Meeting Date: 5/12/2010 Shares Available to Vote: 1191555
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Frank W. Blue Management For For 1.2 Elect Director Claiborne P. Deming Management For For 1.3 Elect Director Robert A. Hermes Management For For 1.4 Elect Director James V. Kelley Management For Withhold 1.5 Elect Director R. Madison Murphy Management For Withhold 1.6 Elect Director William C. Nolan, Jr. Management For Withhold 1.7 Elect Director Neal E. Schmale Management For For 1.8 Elect Director David J. H. Smith Management For For 1.9 Elect Directors Caroline G. Theus Management For For 1.10 Elect Directors David M. Wood Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: NOV Security ID on Ballot: 637071101 Meeting Date: 5/12/2010 Shares Available to Vote: 2365499
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Ben A. Guill Management For For 1.2 Elect Director Roger L. Jarvis Management For For 1.3 Elect Director Eric L. Mattson Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: PXD Security ID on Ballot: 723787107 Meeting Date: 5/14/2010 Shares Available to Vote: 637059
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Andrew D. Lundquist Management For For 1.2 Elect Director Charles E. Ramsey, Jr. Management For For 1.3 Elect Director Frank A. Risch Management For For 2 Ratify Auditors Management For For 3 Require a Majority Vote for the Election of Share Holder None Against Directors
-------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: APC Security ID on Ballot: 032511107 Meeting Date: 5/18/2010 Shares Available to Vote: 2233472
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director H. Paulett Eberhart Management For For 2 Elect Director Preston M. Geren III Management For For 3 Elect Director James T. Hackett Management For For 4 Ratify Auditors Management For For 5 Amend EEO Policy to Prohibit Discrimination Share Holder Against Abstain based on Sexual Orientation and Gender Identity 6 Reimburse Expenses Incurred by Stockholder in Share Holder Against Against Contested Election of Directors
-------------------------------------------------------------------------------- MASSEY ENERGY COMPANY Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: MEE Security ID on Ballot: 576206106 Meeting Date: 5/18/2010 Shares Available to Vote: 1330699
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Richard M. Gabrys Management For Withhold 1.2 Elect Director Dan R. Moore Management For Withhold 1.3 Elect Director Baxter F. Phillips, Jr. Management For Withhold 2 Ratify Auditors Management For For 3 Report on Implementation of EPA Settlement Share Holder Against Abstain Reforms and CSR Commitments 4 Adopt Quantitative GHG goals from Products and Share Holder Against Abstain Operations 5 Require a Majority Vote for the Election of Share Holder Against Against Directors 6 Declassify the Board of Directors Share Holder None For
-------------------------------------------------------------------------------- SOUTHWESTERN ENERGY COMPANY Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: SWN Security ID on Ballot: 845467109 Meeting Date: 5/18/2010 Shares Available to Vote: 2172932
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Lewis E. Epley, Jr. Management For For 1.2 Elect Director Robert L. Howard Management For For 1.3 Elect Director Harold M. Korell Management For For 1.4 Elect Director Vello A. Kuuskraa Management For For 1.5 Elect Director Kenneth R. Mourton Management For For 1.6 Elect Director Steven L. Mueller Management For For 1.7 Elect Director Charles E. Scharlau Management For For 2 Ratify Auditors Management For For 3 Increase Authorized Common Stock Management For Against 4 Require a Majority Vote for the Election of Share Holder Against Against Directors 5 Report on Political Contributions Share Holder Against Abstain
-------------------------------------------------------------------------------- DENBURY RESOURCES INC. Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: DNR Security ID on Ballot: 247916208 Meeting Date: 5/19/2010 Shares Available to Vote: 3908972
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Gareth Roberts Management For For 1.2 Elect Director Wieland F. Wettstein Management For For 1.3 Elect Director Michael L. Beatty Management For For 1.4 Elect Director Michael B. Decker Management For For 1.5 Elect Director Ronald G. Greene Management For For 1.6 Elect Director David I. Heather Management For For 1.7 Elect Director Gregory L. McMichael Management For For 1.8 Elect Director Randy Stein Management For For 2 Amend Omnibus Stock Plan Management For For 3 Amend Omnibus Stock Plan Management For For 4 Amend Omnibus Stock Plan Management For For 5 Ratify Auditors Management For For
-------------------------------------------------------------------------------- EL PASO CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: EP Security ID on Ballot: 28336L109 Meeting Date: 5/19/2010 Shares Available to Vote: 5171822
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Juan Carlos Braniff Management For For 2 Elect Director David W. Crane Management For For 3 Elect Director Douglas L. Foshee Management For For 4 Elect Director Robert W. Goldman Management For For 5 Elect Director Anthony W. Hall, Jr. Management For For 6 Elect Director Thomas R. Hix Management For For 7 Elect Director Ferrell P. McClean Management For For 8 Elect Director Timothy J. Probert Management For For 9 Elect Director Steven J. Shapiro Management For For 10 Elect Director J. Michael Talbert Management For For 11 Elect Director Robert F. Vagt Management For For 12 Elect Director John L. Whitmire Management For For 13 Amend Omnibus Stock Plan Management For For 14 Ratify Auditors Management For For
-------------------------------------------------------------------------------- HALLIBURTON COMPANY Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: HAL Security ID on Ballot: 406216101 Meeting Date: 5/19/2010 Shares Available to Vote: 5253299
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director A.M. Bennett Management For For 2 Elect Director J.R. Boyd Management For For 3 Elect Director M. Carroll Management For For 4 Elect Director N.K. Dicciani Management For For 5 Elect Director S.M. Gillis Management For For 6 Elect Director J.T. Hackett Management For For 7 Elect Director D.J. Lesar Management For For 8 Elect Director R.A. Malone Management For For 9 Elect Director J.L. Martin Management For For 10 Elect Director D.L. Reed Management For For 11 Ratify Auditors Management For For 12 Review and Assess Human Rights Policies Share Holder Against Abstain 13 Report on Political Contributions Share Holder Against Abstain 14 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 15 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- RANGE RESOURCES CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: RRC Security ID on Ballot: 75281A109 Meeting Date: 5/19/2010 Shares Available to Vote: 663571
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Charles L. Blackburn Management For For 2 Elect Director Anthony V. Dub Management For For 3 Elect Director V. Richard Eales Management For For 4 Elect Director Allen Finkelson Management For For 5 Elect Director James M. Funk Management For For 6 Elect Director Jonathan S. Linker Management For For 7 Elect Director Kevin S. McCarthy Management For For 8 Elect Director John H. Pinkerton Management For For 9 Elect Director Jeffrey L. Ventura Management For For 10 Amend Omnibus Stock Plan Management For For 11 Ratify Auditors Management For For
-------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: WMB Security ID on Ballot: 969457100 Meeting Date: 5/20/2010 Shares Available to Vote: 4093823
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Kathleen B. Cooper Management For For 2 Elect Director William R. Granberry Management For For 3 Elect Director William G. Lowrie Management For For 4 Declassify the Board of Directors Management For For 5 Amend Omnibus Stock Plan Management For For 6 Ratify Auditors Management For For 7 Report on Environmental Impacts of Natural Gas Share Holder Against Abstain Fracturing 8 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- DIAMOND OFFSHORE DRILLING, INC. Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: DO Security ID on Ballot: 25271C102 Meeting Date: 5/24/2010 Shares Available to Vote: 287299
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director James S. Tisch Management For For 1.2 Elect Director Lawrence R. Dickerson Management For For 1.3 Elect Director John R. Bolton Management For For 1.4 Elect Director Charles L. Fabrikant Management For Withhold 1.5 Elect Director Paul G. Gaffney II Management For For 1.6 Elect Director Edward Grebow Management For For 1.7 Elect Director Herbert C. Hofmann Management For For 1.8 Elect Director Arthur L. Rebell Management For For 1.9 Elect Director Raymond S. Troubh Management For For 2 Ratify Auditors Management For For 3 Other Business Management For Against
-------------------------------------------------------------------------------- CHEVRON CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: CVX Security ID on Ballot: 166764100 Meeting Date: 5/26/2010 Shares Available to Vote: 10356565
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director S.H. Armacost Management For For 2 Elect Director L.F. Deily Management For For 3 Elect Director R.E. Denham Management For For 4 Elect Director R.J. Eaton Management For For 5 Elect Director C. Hagel Management For For 6 Elect Director E. Hernandez Management For For 7 Elect Director F.G. Jenifer Management For For 8 Elect Director G.L. Kirkland Management For For 9 Elect Director S. Nunn Management For For 10 Elect Director D.B. Rice Management For For
11 Elect Director K.W. Sharer Management For Against 12 Elect Director C.R. Shoemate Management For For 13 Elect Director J.G. Stumpf Management For For 14 Elect Director R.D. Sugar Management For Against 15 Elect Director C. Ware Management For For 16 Elect Director J.S. Watson Management For For 17 Ratify Auditors Management For For 18 Provide Right to Call Special Meeting Management For For 19 Request Director Nominee with Environmental Share Holder Against Against Qualifications 20 Stock Retention/Holding Period Share Holder Against Against 21 Disclose Payments To Host Governments Share Holder Against Abstain 22 Adopt Guidelines for Country Selection Share Holder Against Abstain 23 Report on Financial Risks From Climate Change Share Holder Against Abstain 24 Amend Bylaws to Establish a Board Committee on Share Holder Against Abstain Human Rights
-------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: XOM Security ID on Ballot: 30231G102 Meeting Date: 5/26/2010 Shares Available to Vote: 14165045
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director M.J. Boskin Management For For 1.2 Elect Director P. Brabeck-Letmathe Management For For 1.3 Elect Director L.R. Faulkner Management For For 1.4 Elect Director J.S. Fishman Management For For 1.5 Elect Director K.C. Frazier Management For Withhold 1.6 Elect Director W.W. George Management For For 1.7 Elect Director M.C. Nelson Management For Withhold 1.8 Elect Director S.J. Palmisano Management For Withhold 1.9 Elect Director S.C. Reinemund Management For For 1.10 Elect Director R.W. Tillerson Management For For 1.11 Elect Director E.E. Whitacre, Jr. Management For Withhold 2 Ratify Auditors Management For For 3 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 4 Reincorporate in Another State [from New Jersey Share Holder Against Against to North Dakota] 5 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 6 Amend EEO Policy to Prohibit Discrimination Share Holder Against Abstain based on Sexual Orientation and Gender Identity 7 Adopt Policy on Human Right to Water Share Holder Against Abstain 8 Adopt Policy to Address Coastal Louisiana Share Holder Against Abstain Environmental Impacts 9 Report on Environmental Impact of Oil Sands Share Holder Against Abstain Operations in Canada 10 Report on Environmental Impacts of Natural Gas Share Holder Against Abstain Fracturing 11 Report on Energy Technologies Development Share Holder Against Abstain 12 Adopt Quantitative GHG Goals from Products and Share Holder Against Abstain Operations 13 Report on Risks of Alternative Long-term Fossil Share Holder Against Abstain Fuel Demand Estimates
-------------------------------------------------------------------------------- NABORS INDUSTRIES, LTD. Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: NBR Security ID on Ballot: G6359F103 Meeting Date: 6/1/2010 Shares Available to Vote: 2573642
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect John V. Lombardi as Director Management For Withhold 1.2 Elect James L. Payne as Director Management For Withhold 2 Appoint Pricewaterhouse Coopers LLP and Management For For Authorize Audit Committee of the Board to Fix Their Remuneration 3 Adopt Pay for Superior Performance Standard in Share Holder Against For the Company's Executive Compensation Plan for Senior Executives 4 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 5 Require Independent Board Chairman Share Holder Against Against 6 Declassify the Board of Directors Share Holder Against For
-------------------------------------------------------------------------------- TESORO CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: TSO Security ID on Ballot: 881609101 Meeting Date: 6/4/2010 Shares Available to Vote: 1902936
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Rodney F. Chase Management For For 1.2 Elect Director Gregory J. Goff Management For For 1.3 Elect Director Robert W. Goldman Management For For 1.4 Elect Director Steven H. Grapstein Management For For 1.5 Elect Director William J. Johnson Management For For 1.6 Elect Director J.W. (Jim) Nokes Management For For 1.7 Elect Director Donald H. Schmude Management For For 1.8 Elect Director Michael E. Wiley Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- DEVON ENERGY CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: DVN Security ID on Ballot: 25179M103 Meeting Date: 6/9/2010 Shares Available to Vote: 2543980
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director John Richels Management For For 2 Ratify Auditors Management For For 3 Reduce Supermajority Vote Requirement Share Holder Against For
-------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORPORATION Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: CHK Security ID on Ballot: 165167107 Meeting Date: 6/11/2010 Shares Available to Vote: 4243445
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Frank Keating Management For Withhold 1.2 Elect Director Merrill A. Miller, Jr. Management For Withhold 1.3 Elect Director Frederick B. Whittemore Management For Withhold 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For 4 Adopt Policy Relating to Annual Cash Bonuses Share Holder Against Against 5 Adopt Policy to Promote Responsible Use of Share Holder Against For Company Stock by Named Executive Officers and Directors 6 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 7 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' and Directors' Compensation 8 Report on Environmental Impacts of Natural Gas Share Holder Against Abstain Fracturing 9 Prepare Sustainability Report Share Holder Against Abstain
-------------------------------------------------------------------------------- XTO ENERGY INC. Institutional Account Name: The Energy Select Sector SPDR Fund Ticker: XTO Security ID on Ballot: 98385X106 Meeting Date: 6/25/2010 Shares Available to Vote: 3431123
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
VOTE SUMMARY REPORT July 01, 2009 - June 30, 2010 THE FINANCIAL SELECT SECTOR SPDR(R) FUND -------------------------------------------------------------------------------- CITIGROUP INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: C Security ID on Ballot: 172967101 Meeting Date: 7/24/2009 Shares Available to Vote: 14926750 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Amend Certificate of Incorporation to Approve Management For For Dividend Blocker Amendment 2 Amend Certificate of Incorporation to Approve Management For For Director Amendment 3 Amend Certificate of Incorporation to Approve Management For Against Retirement Amendment 4 Increase Authorized Preferred Stock Management For Against
-------------------------------------------------------------------------------- LEGG MASON, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: LM Security ID on Ballot: 524901105 Meeting Date: 7/28/2009 Shares Available to Vote: 400421 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Robert E. Angelica Management For For 1.2 Elect Director Barry W. Huff Management For Withhold 1.3 Elect Director John E. Koerner, III Management For For 1.4 Elect Director Cheryl Gordon Krongard Management For For 1.5 Elect Director Scott C. Nuttall Management For Withhold 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For 4 Compensation- Make Changes to the Executive Share Holder Against Against Incentive Compensation Plan (EICP) as Applied to Senior Executives 5 Require a Majority Vote for the Election of Share Holder Against Against Directors
-------------------------------------------------------------------------------- E*TRADE FINANCIAL CORP. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: ETFC Security ID on Ballot: 269246104 Meeting Date: 8/19/2009 Shares Available to Vote: 3912348 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Increase Authorized Common Stock Management For For 2 Approve Conversion of Securities Management For For 3 Approve Conversion of Securities Management For Against 4 Adjourn Meeting Management For Against 5 Advisory Vote to Retain Shareholder Rights Plan Management None Against (Poison Pill) Until Scheduled Expiration
-------------------------------------------------------------------------------- CITIGROUP INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: C Security ID on Ballot: 172967101 Meeting Date: 9/2/2009 Shares Available to Vote: 12554026 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Increase Authorized Common Stock Management For For 2 Approve Reverse Stock Split Management For For 3 Amend Certificate of Incorporation to Eliminate Management For Against Voting Rights of Common Stock that Relates to Outstanding Series of Preferred Stock
-------------------------------------------------------------------------------- BANK OF AMERICA CORP. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: BAC Security ID on Ballot: 060505104 Meeting Date: 2/23/2010 Shares Available to Vote: 47010625 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Increase Authorized Common Stock Management For For 2 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: BEN Security ID on Ballot: 354613101 Meeting Date: 3/16/2010 Shares Available to Vote: 702543 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Samuel H. Armacost Management For For 1.2 Elect Director Charles Crocker Management For For 1.3 Elect Director Joseph R. Hardiman Management For For 1.4 Elect Director Robert D. Joffe Management For For 1.5 Elect Director Charles B. Johnson Management For For 1.6 Elect Director Gregory E. Johnson Management For For 1.7 Elect Director Rupert H. Johnson, Jr. Management For For 1.8 Elect Director Thomas H. Kean Management For For 1.9 Elect Director Chutta Ratnathicam Management For For 1.10 Elect Director Peter M. Sacerdote Management For For 1.11 Elect Director Laura Stein Management For For 1.12 Elect Director Anne M. Tatlock Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: DFS Security ID on Ballot: 254709108 Meeting Date: 4/8/2010 Shares Available to Vote: 2189185 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Jeffrey S. Aronin Management For Against 2 Elect Director Mary K. Bush Management For For 3 Elect Director Gregory C. Case Management For Against 4 Elect Director Robert M. Devlin Management For For 5 Elect Director Cynthia A. Glassman Management For For 6 Elect Director Richard H. Lenny Management For For 7 Elect Director Thomas G. Maheras Management For For 8 Elect Director Michael H. Moskow Management For For 9 Elect Director David W. Nelms Management For For 10 Elect Director E. Follin Smith Management For Against 11 Elect Director Lawrence A.Weinbach Management For For 12 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 13 Ratify Auditors Management For For
-------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: BK Security ID on Ballot: 064058100 Meeting Date: 4/13/2010 Shares Available to Vote: 4795803 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Ruth E. Bruch Management For Withhold 1.2 Elect Director Nicholas M. Donofrio Management For For 1.3 Elect Director Gerald L. Hassell Management For For 1.4 Elect Director Edmund F. Kelly Management For Withhold 1.5 Elect Director Robert P. Kelly Management For For 1.6 Elect Director Richard J. Kogan Management For For
1.7 Elect Director Michael J. Kowalski Management For For 1.8 Elect Director John A. Luke, Jr. Management For Withhold 1.9 Elect Director Robert Mehrabian Management For Withhold 1.10 Elect Director Mark A. Nordenberg Management For For 1.11 Elect Director Catherine A. Rein Management For For 1.12 Elect Director William C. Richardson Management For For 1.13 Elect Director Samuel C. Scott III Management For Withhold 1.14 Elect Director John P. Surma Management For Withhold 1.15 Elect Director Wesley W. von Schack Management For Withhold 2 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 3 Ratify Auditors Management For For 4 Provide for Cumulative Voting Share Holder Against Against 5 Stock Retention/Holding Period Share Holder Against Against 6 Submit Severance Agreement (Change-in-Control) Share Holder Against Against to Shareholder Vote
-------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: TROW Security ID on Ballot: 74144T108 Meeting Date: 4/14/2010 Shares Available to Vote: 518158 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Edward C. Bernard Management For For 2 Elect Director James T. Brady Management For For 3 Elect Director J. Alfred Broaddus, Jr. Management For For 4 Elect Director Donald B. Hebb, Jr. Management For For 5 Elect Director James A.C. Kennedy Management For For 6 Elect Director Brian C. Rogers Management For For 7 Elect Director Alfred Sommer, PHD Management For For 8 Elect Director Dwight S. Taylor Management For For 9 Elect Director Anne Marie Whittemore Management For For 10 Ratify Auditors Management For For
-------------------------------------------------------------------------------- CITIGROUP INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: C Security ID on Ballot: 172967101 Meeting Date: 4/20/2010 Shares Available to Vote: 69613632 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Alain J.P. Belda Management For For 2 Elect Director Timothy C. Collins Management For For 3 Elect Director Jerry A. Grundhofer Management For For 4 Elect Director Robert L. Joss Management For For 5 Elect Director Andrew N. Liveris Management For For 6 Elect Director Michael E. O'Neill Management For For 7 Elect Director Vikram S. Pandit Management For For 8 Elect Director Richard D. Parsons Management For For 9 Elect Director Lawrence R. Ricciardi Management For For 10 Elect Director Judith Rodin Management For For 11 Elect Director Robert L. Ryan Management For For 12 Elect Director Anthony M. Santomero Management For For
13 Elect Director Diana L. Taylor Management For For 14 Elect Director William S. Thompson, Jr. Management For For 15 Elect Director Ernesto Zedillo Management For For 16 Ratify Auditors Management For For 17 Amend Omnibus Stock Plan Management For For 18 Amend Omnibus Stock Plan Management For For 19 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 20 Amend NOL Rights Plan (NOL Pill) Management For Against 21 Approve Reverse Stock Split Management For For 22 Affirm Political Non-Partisanship Share Holder Against Abstain 23 Report on Political Contributions Share Holder Against Abstain 24 Report on Collateral in Derivatives Trading Share Holder Against Against 25 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 26 Stock Retention/Holding Period Share Holder Against Against 27 Reimburse Expenses Incurred by Stockholder in Share Holder Against Against Contested Election of Directors
-------------------------------------------------------------------------------- FIFTH THIRD BANCORP Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: FITB Security ID on Ballot: 316773100 Meeting Date: 4/20/2010 Shares Available to Vote: 2381369 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Darryl F. Allen Management For For 1.2 Elect Director Ulysses L. Bridgeman, Jr. Management For For 1.3 Elect Director Emerson L. Brumback Management For For 1.4 Elect Director James P. Hackett Management For For 1.5 Elect Director Gary R. Heminger Management For For 1.6 Elect Director Jewell D. Hoover Management For For 1.7 Elect Director Kevin T. Kabat Management For For 1.8 Elect Director Mitchel D. Livingston, PhD Management For For 1.9 Elect Director Hendrik G. Meijer Management For For 1.10 Elect Director John J. Schiff, Jr. Management For For 1.11 Elect Director Dudley S. Taft Management For For 1.12 Elect Director Marsha C. Williams Management For For 2 Adopt Majority Voting for Uncontested Election Management For Against of Directors 3 Eliminate Cumulative Voting Management For For 4 Permit Board to Amend Bylaws Without Shareholder Management For For Consent 5 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 6 Ratify Auditors Management For For 7 Require Independent Board Chairman Share Holder Against Against
-------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: FHN Security ID on Ballot: 320517105 Meeting Date: 4/20/2010 Shares Available to Vote: 405900 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Robert B. Carter Management For For 1.2 Elect Director Mark A. Emkes Management For For 1.3 Elect Director D. Bryan Jordan Management For For 1.4 Elect Director R. Brad Martin Management For For 1.5 Elect Director Vicki R. Palmer Management For For 1.6 Elect Director Michael D. Rose Management For For 1.7 Elect Director William B. Sansom Management For For 1.8 Elect Director Luke Yancy III Management For Withhold 2 Adopt Majority Voting for Uncontested Election Management For Against of Directors 3 Amend Omnibus Stock Plan Management For For 4 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 5 Ratify Auditors Management For For
-------------------------------------------------------------------------------- M&T BANK CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: MTB Security ID on Ballot: 55261F104 Meeting Date: 4/20/2010 Shares Available to Vote: 152291 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Brent D. Baird Management For For 1.2 Elect Director Robert J. Bennett Management For For 1.3 Elect Director C. Angela Bontempo Management For For 1.4 Elect Director Robert T. Brady Management For Withhold 1.5 Elect Director Michael D. Buckley Management For For 1.6 Elect Director T. Jefferson Cunningham, III Management For For 1.7 Elect Director Mark J. Czarnecki Management For For 1.8 Elect Director Colm E. Doherty Management For For 1.9 Elect Director Gary N. Geisel Management For For 1.10 Elect Director Patrick W.E. Hodgson Management For For 1.11 Elect Director Richard G. King Management For For 1.12 Elect Director Jorge G. Pereira Management For For 1.13 Elect Director Michael P. Pinto Management For For 1.14 Elect Director Melinda R. Rich Management For For 1.15 Elect Director Robert E. Sadler, Jr. Management For For 1.16 Elect Director Herbert L. Washington Management For For 1.17 Elect Director Robert G. Wilmers Management For For 2 Advisory Vote on Executive Compensation Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- MOODY'S CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: MCO Security ID on Ballot: 615369105 Meeting Date: 4/20/2010 Shares Available to Vote: 367941 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Basil L. Anderson Management For For 2 Elect Director Darrell Duffie, Ph.d. Management For For 3 Elect Director Raymond W. McDaniel, Jr Management For For 4 Amend Omnibus Stock Plan Management For For 5 Amend Executive Incentive Bonus Plan Management For For 6 Ratify Auditors Management For For 7 Require Independent Board Chairman Share Holder Against Against
-------------------------------------------------------------------------------- NORTHERN TRUST CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: NTRS Security ID on Ballot: 665859104 Meeting Date: 4/20/2010 Shares Available to Vote: 747468 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Linda Walker Bynoe Management For Withhold 1.2 Elect Director Nicholas D. Chabraja Management For For 1.3 Elect Director Susan Crown Management For For 1.4 Elect Director Dipak C. Jain Management For For 1.5 Elect Director Robert W. Lane Management For For 1.6 Elect Director Robert C. McCormack Management For For 1.7 Elect Director Edward J. Mooney Management For For 1.8 Elect Director John W. Rowe Management For For 1.9 Elect Director David H.B. Smith, Jr. Management For For 1.10 Elect Director William D. Smithburg Management For For 1.11 Elect Director Enrique J. Sosa Management For For 1.12 Elect Director Charles A. Tribbett, III Management For For 1.13 Elect Director Frederick H. Waddell Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- U.S. BANCORP Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: USB Security ID on Ballot: 902973304 Meeting Date: 4/20/2010 Shares Available to Vote: 6968727 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Douglas M. Baker, Jr. Management For Against 2 Elect Director Y. Marc Belton Management For For 3 Elect Director Victoria Buyniski Gluckman Management For Against 4 Elect Director Arthur D. Collins, Jr. Management For For 5 Elect Director Richard K. Davis Management For For 6 Elect Director Joel W. Johnson Management For For 7 Elect Director Olivia F. Kirtley Management For For 8 Elect Director Jerry W. Levin Management For For 9 Elect Director David B. O'Maley Management For Against 10 Elect Director O'dell M. Owens, M.D., M.P.H. Management For Against 11 Elect Director Richard G. Reiten Management For For 12 Elect Director Craig D. Schnuck Management For For 13 Elect Director Patrick T. Stokes Management For For 14 Ratify Auditors Management For For 15 Amend Omnibus Stock Plan Management For For 16 Advisory Vote to Ratify Named Executive Management For Against Officers' Compensation
-------------------------------------------------------------------------------- HUDSON CITY BANCORP, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: HCBK Security ID on Ballot: 443683107 Meeting Date: 4/21/2010 Shares Available to Vote: 1424439 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Donald O. Quest PhD Management For For 2 Elect Director Joseph G. Sponholz Management For For 3 Approve/Amend Executive Incentive Bonus Plan Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- HCP, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: HCP Security ID on Ballot: 40414L109 Meeting Date: 4/22/2010 Shares Available to Vote: 586725 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director James F. Flaherty III Management For For 1.2 Elect Director Christine N. Garvey Management For For 1.3 Elect Director David B. Henry Management For For 1.4 Elect Director Lauralee E. Martin Management For For 1.5 Elect Director Michael D. Mckee Management For For 1.6 Elect Director Harold M. Messmer, Jr. Management For For 1.7 Elect Director Peter L. Rhein Management For For 1.8 Elect Director Kenneth B. Roath Management For For 1.9 Elect Director Richard M. Rosenberg Management For For 1.10 Elect Director Joseph P. Sullivan Management For For 2 Ratify Auditors Management For For 3 Require a Majority Vote for the Election of Share Holder Against Against Directors
-------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: HBAN Security ID on Ballot: 446150104 Meeting Date: 4/22/2010 Shares Available to Vote: 1541247 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director David P. Lauer Management For For 1.2 Elect Director Gerard P. Mastroianni Management For For 1.3 Elect Director Richard W. Neu Management For For 1.4 Elect Director Kathleen H. Ransier Management For For 1.5 Elect Director William R. Robertson Management For For 2 Amend Omnibus Stock Plan Management For For 3 Increase Authorized Common Stock Management For For 4 Ratify Auditors Management For For 5 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
-------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: PGR Security ID on Ballot: 743315103 Meeting Date: 4/23/2010 Shares Available to Vote: 2401759 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Stuart B. Burgdoerfer Management For For 2 Elect Director Lawton W. Fitt Management For For 3 Elect Director Peter B. Lewis Management For For 4 Elect Director Patrick H. Nettles, Ph.D Management For For 5 Elect Director Glenn M. Renwick Management For For 6 Approve Omnibus Stock Plan and Performance Management For For Criteria 7 Ratify Auditors Management For For
-------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: AXP Security ID on Ballot: 025816109 Meeting Date: 4/26/2010 Shares Available to Vote: 4322835 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Daniel F. Akerson Management For For 1.2 Elect Director Charlene Barshefsky Management For For 1.3 Elect Director Ursula M. Burns Management For For 1.4 Elect Director Kenneth I. Chenault Management For For 1.5 Elect Director Peter Chernin Management For For 1.6 Elect Director Jan Leschly Management For For 1.7 Elect Director Richard C. Levin Management For For 1.8 Elect Director Richard A. McGinn Management For For 1.9 Elect Director Edward .D. Miller Management For For 1.10 Elect Director Steven S. Reinemund Management For For 1.11 Elect Director Robert D. Walter Management For For 1.12 Elect Director Ronald A. Williams Management For For 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 4 Provide for Cumulative Voting Share Holder Against Against 5 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 6 Stock Retention/Holding Period Share Holder Against Against
-------------------------------------------------------------------------------- APARTMENT INVESTMENT AND MANAGEMENT COMPANY Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: AIV Security ID on Ballot: 03748R101 Meeting Date: 4/26/2010 Shares Available to Vote: 349702 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director James N. Bailey Management For For 2 Elect Director Terry Considine Management For For 3 Elect Director Richard S. Ellwood Management For For 4 Elect Director Thomas L. Keltner Management For For 5 Elect Director J. Landis Martin Management For For 6 Elect Director Robert A. Miller Management For For 7 Elect Director Kathleen M. Nelson Management For For 8 Elect Director Michael A. Stein Management For For 9 Ratify Auditors Management For For
-------------------------------------------------------------------------------- BB&T CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: BBT Security ID on Ballot: 054937107 Meeting Date: 4/27/2010 Shares Available to Vote: 1625817 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director John A. Allison IV Management For For 1.2 Elect Director Jennifer S. Banner Management For For 1.3 Elect Director K. David Boyer, Jr. Management For For 1.4 Elect Director Anna R. Cablik Management For Withhold 1.5 Elect Director Ronald E. Deal Management For For 1.6 Elect Director Barry J. Fitzpatrick Management For For 1.7 Elect Director Littleton Glover, Jr. Management For Withhold 1.8 Elect Director L. Vincent Hackley PhD Management For For 1.9 Elect Director Jane P. Helm Management For For 1.10 Elect Director John P. Howe III, MD Management For For 1.11 Elect Director Kelly S. King Management For For 1.12 Elect Director James H. Maynard Management For For 1.13 Elect Director Albert O. McCauley Management For For 1.14 Elect Director J. Holmes Morrison Management For For 1.15 Elect Director Nido R. Qubein Management For For 1.16 Elect Director Thomas E. Skains Management For For 1.17 Elect Director Thomas N. Thompson Management For For 1.18 Elect Director Stephen T. Williams Management For For 2 Increase Authorized Common Stock Management For For 3 Ratify Auditors Management For For 4 Report on Political Contributions Share Holder Against Abstain 5 Require Independent Board Chairman Share Holder Against Against 6 Report on Overdraft Policies and Practices, and Share Holder Against Against Impacts to Borrowers
-------------------------------------------------------------------------------- COMERICA INCORPORATED Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: CMA Security ID on Ballot: 200340107 Meeting Date: 4/27/2010 Shares Available to Vote: 292390 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Ralph W. Babb, Jr. Management For For 2 Elect Director James F. Cordes Management For For 3 Elect Director Jacqueline P. Kane Management For For 4 Ratify Auditors Management For For 5 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 6 Amend Omnibus Stock Plan Management For Against 7 Declassify the Board of Directors Management For For 8 Eliminate Supermajority Vote Requirement Share Holder Against For 9 Claw-back of Payments under Restatements Share Holder Against Against 10 Pay For Superior Performance Share Holder Against Against
-------------------------------------------------------------------------------- MARSHALL & ILSLEY CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: MI Security ID on Ballot: 571837103 Meeting Date: 4/27/2010 Shares Available to Vote: 1079085 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Jon F. Chait Management For For 1.2 Elect Director John W. Daniels, Jr. Management For For 1.3 Elect Director Mark F. Furlong Management For For 1.4 Elect Director Ted D. Kellner Management For For 1.5 Elect Director Dennis J. Kuester Management For For 1.6 Elect Director David J. Lubar Management For For 1.7 Elect Director Katharine C. Lyall Management For For 1.8 Elect Director John A. Mellowes Management For For 1.9 Elect Director San W. Orr, Jr. Management For For 1.10 Elect Director Robert J. O'Toole Management For For 1.11 Elect Director Peter M. Platten, III Management For For 1.12 Elect Director John S. Shiely Management For For 1.13 Elect Director George E. Wardeberg Management For For 1.14 Elect Director James B. Wigdale Management For For 2 Approve Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For 4 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
-------------------------------------------------------------------------------- METLIFE, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: MET Security ID on Ballot: 59156R108 Meeting Date: 4/27/2010 Shares Available to Vote: 2971645 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director R. Glenn Hubbard, Ph.D Management For For 1.2 Elect Director Alfred F. Kelly, Jr. Management For For 1.3 Elect Director James M. Kilts Management For For 1.4 Elect Director David Satcher, M.D., Ph.D. Management For For 2 Ratify Auditors Management For For 3 Provide for Cumulative Voting Share Holder Against Against
-------------------------------------------------------------------------------- SUNTRUST BANKS, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: STI Security ID on Ballot: 867914103 Meeting Date: 4/27/2010 Shares Available to Vote: 1385429 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Robert M. Beall, II Management For For 2 Elect Director Alston D. Correll Management For For 3 Elect Director Jeffrey C. Crowe Management For For 4 Elect Director Patricia C. Frist Management For For 5 Elect Director Blake P. Garrett, Jr. Management For For 6 Elect Director David H. Hughes Management For For 7 Elect Director M. Douglas Ivester Management For For 8 Elect Director J. Hicks Lanier Management For For 9 Elect Director William A. Linnenbringer Management For For 10 Elect Director G. Gilmer Minor, III Management For For 11 Elect Director Larry L. Prince Management For For 12 Elect Director Frank S. Royal, M.D. Management For For 13 Elect Director Thomas R. Watjen Management For For 14 Elect Director James M. Wells, III Management For For 15 Elect Director Karen Hastie Williams Management For For 16 Elect Director Phail Wynn, Jr. Management For For 17 Amend Management Incentive Bonus Plan Management For For 18 Ratify Auditors Management For For 19 Advisory Vote on Executive Compensation Management For For 20 Prepare Sustainability Report Share Holder Against Abstain
-------------------------------------------------------------------------------- THE CHUBB CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: CB Security ID on Ballot: 171232101 Meeting Date: 4/27/2010 Shares Available to Vote: 1250358 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Zoe Baird Management For For 2 Elect Director Sheila P. Burke Management For For 3 Elect Director James I. Cash, Jr. Management For For 4 Elect Director John D. Finnegan Management For For 5 Elect Director Martin G. Mcguinn Management For For 6 Elect Director Lawrence M. Small Management For For 7 Elect Director Jess Soderberg Management For For 8 Elect Director Daniel E. Somers Management For For 9 Elect Director Karen Hastie Williams Management For For 10 Elect Director James M. Zimmerman Management For For 11 Elect Director Alfred W. Zollar Management For For 12 Ratify Auditors Management For For
-------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: PNC Security ID on Ballot: 693475105 Meeting Date: 4/27/2010 Shares Available to Vote: 2004438 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Richard O. Berndt Management For For 2 Elect Director Charles E. Bunch Management For For 3 Elect Director Paul W. Chellgren Management For For 4 Elect Director Robert N. Clay Management For For 5 Elect Director Kay Coles James Management For For 6 Elect Director Richard B. Kelson Management For For 7 Elect Director Bruce C. Lindsay Management For For 8 Elect Director Anthony A. Massaro Management For For 9 Elect Director Jane G. Pepper Management For For 10 Elect Director James E. Rohr Management For For 11 Elect Director Donald J. Shepard Management For For 12 Elect Director Lorene K. Steffes Management For For 13 Elect Director Dennis F. Strigl Management For Against 14 Elect Director Stephen G. Thieke Management For For 15 Elect Director Thomas J. Usher Management For For 16 Elect Director George H. Walls, Jr. Management For For 17 Elect Director Helge H. Wehmeier Management For For 18 Ratify Auditors Management For For 19 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 20 Submit Severance Agreement (Change-in-Control) Share Holder Against Against to Shareholder Vote 21 TARP Related Compensation Share Holder Against Against
-------------------------------------------------------------------------------- WELLS FARGO & COMPANY Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: WFC Security ID on Ballot: 949746101 Meeting Date: 4/27/2010 Shares Available to Vote: 18579473 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Election Director John D. Baker II Management For For 2 Election Director John S. Chen Management For Against 3 Election Director Lloyd H. Dean Management For For 4 Election Director Susan E. Engel Management For For 5 Election Director Enrique Hernandez, Jr. Management For Against 6 Election Director Donald M. James Management For Against 7 Election Director Richard D. McCormick Management For For 8 Election Director Mackey J. McDonald Management For For 9 Election Director Cynthia H. Milligan Management For For 10 Elect Director Nicholas G. Moore Management For For 11 Elect Director Philip J. Quigley Management For Against 12 Elect Director Judith M. Runstad Management For For 13 Elect Director Stephen W. Sanger Management For For 14 Elect Director Robert K. Steel Management For For 15 Elect Director John G. Stumpf Management For For 16 Elect Director an G. Swenson Management For Against 17 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 18 Increase Authorized Common Stock Management For For 19 Ratify Auditors Management For For 20 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 21 Require Independent Board Chairman Share Holder Against Against 22 Report on Charitable Contributions Share Holder Against Abstain 23 Report on Political Contributions Share Holder Against Abstain
-------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: AMP Security ID on Ballot: 03076C106 Meeting Date: 4/28/2010 Shares Available to Vote: 906412 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director James M. Cracchiolo Management For For 2 Elect Director H. Jay Sarles Management For For 3 Declassify the Board of Directors Management For For 4 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 5 Amend Omnibus Stock Plan Management For For 6 Ratify Auditors Management For For
-------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: BAC Security ID on Ballot: 060505104 Meeting Date: 4/28/2010 Shares Available to Vote: 37960163 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Susan S. Bies Management For For 2 Elect Director William P. Boardman Management For For 3 Elect Director Frank P. Bramble, Sr. Management For For 4 Elect Director Virgis W. Colbert Management For For 5 Elect Director Charles K. Gifford Management For For 6 Elect Director Charles O. Holliday, Jr. Management For For 7 Elect Director D. Paul Jones, Jr. Management For For 8 Elect Director Monica C. Lozano Management For Against 9 Elect Director Thomas J. May Management For For 10 Elect Director Brian T. Moynihan Management For For 11 Elect Director Donald E. Powell Management For For 12 Elect Director Charles O. Rossotti Management For Against 13 Elect Director Robert W. Scully Management For For 14 Ratify Auditors Management For For 15 Increase Authorized Common Stock Management For For 16 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 17 Amend Omnibus Stock Plan Management For For 18 Report on Government Service of Employees Share Holder Against Abstain 19 TARP Related Compensation Share Holder Against Against 20 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 21 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 22 Adopt Policy on Succession Planning Share Holder Against For 23 Report on Collateral in Derivatives Trading Share Holder Against Against 24 Claw-back of Payments under Restatements Share Holder Against Against
-------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: COF Security ID on Ballot: 14040H105 Meeting Date: 4/29/2010 Shares Available to Vote: 1611744 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director W. Ronald Dietz Management For For 2 Elect Director Lewis Hay, III Management For For 3 Elect Director Mayo A. Shattuck III Management For For 4 Ratify Auditors Management For For 5 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 6 Stock Retention/Holding Period Share Holder Against Against 7 Declassify the Board of Directors Share Holder Against Against
-------------------------------------------------------------------------------- JANUS CAPITAL GROUP INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: JNS Security ID on Ballot: 47102X105 Meeting Date: 4/29/2010 Shares Available to Vote: 412984 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Richard M. Weil Management For For 2 Elect Director G. Andrew Cox Management For For 3 Elect Director Deborah R. Gatzek Management For For 4 Elect Director Robert T. Parry Management For For 5 Elect Director Jock Patton Management For For 6 Ratify Auditors Management For For 7 Approve Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- NYSE EURONEXT Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: NYX Security ID on Ballot: 629491101 Meeting Date: 4/29/2010 Shares Available to Vote: 930790 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Andre Bergen Management For For 1.2 Elect Director Ellyn L. Brown Management For For 1.3 Elect Director Marshall N. Carter Management For For 1.4 Elect Director Patricia M. Cloherty Management For For 1.5 Elect Director Sir George Cox Management For For 1.6 Elect Director Sylvain Hefes Management For For 1.7 Elect Director Jan-Michiel Hessels Management For For 1.8 Elect Director Duncan M. McFarland Management For For 1.9 Elect Director James J. McNulty Management For For 1.10 Elect Director Duncan L. Niederauer Management For For 1.11 Elect Director Ricardo Salgado Management For For 1.12 Elect Director Robert G. Scott Management For For 1.13 Elect Director Jackson P. Tai Management For For 1.14 Elect Director Jean-Francois Theodore Management For For 1.15 Elect Director Rijnhard van Tets Management For For 1.16 Elect Director Sir Brian Williamson Management For For 2 Ratify Auditors Management For For 3 Reduce Supermajority Vote Requirement Share Holder None For 4 Issue Stock Certificate of Ownership Share Holder Against Against
-------------------------------------------------------------------------------- TORCHMARK CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: TMK Security ID on Ballot: 891027104 Meeting Date: 4/29/2010 Shares Available to Vote: 223151 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Charles E. Adair Management For For 1.2 Elect Director Lloyd W. Newton Management For For 1.3 Elect Director Darren M. Rebelez Management For For 2 Ratify Auditors Management For For 3 Reduce Supermajority Vote Requirement Management For For 4 Rescind Fair Price Provision Management For For
-------------------------------------------------------------------------------- VENTAS, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: VTR Security ID on Ballot: 92276F100 Meeting Date: 4/30/2010 Shares Available to Vote: 288009 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Debra A. Cafaro Management For For 1.2 Elect Director Douglas Crocker, II Management For For 1.3 Elect Director Ronald G. Geary Management For For 1.4 Elect Director Jay M. Gellert Management For For 1.5 Elect Director Robert D. Reed Management For For 1.6 Elect Director Sheli Z. Rosenberg Management For For 1.7 Elect Director James D. Shelton Management For For 1.8 Elect Director Thomas C. Theobald Management For For 2 Ratify Auditors Management For For 3 Require a Majority Vote for the Election of Share Holder Against Against Directors
-------------------------------------------------------------------------------- XL CAPITAL LTD. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: XL Security ID on Ballot: G98255105 Meeting Date: 4/30/2010 Shares Available to Vote: 1295282 Country: Cayman Islands
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- Meeting for Holders of Class A Ordinary Shares Management Special Court-Ordered Class Meeting of Class A Management Ordinary Shareholders 1 Approve Reincorporation from Cayman Islands to Management For For Ireland through Scheme of Arrangement 1.1 Elect Joseph Mauriello as Director Management For For 1.2 Adjourn Special Scheme Meeting Management For Against 1.2 Elect Eugene M. McQuade as Director Management For For 1.3 Elect Clayton S. Rose as Director Management For For Extraordinary General Meeting of Class A Management Ordinary Shareholders 2 Approve Distributable Reserves Proposal Management For For 2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For 3 Amend Articles -- Approve Director Nomination Management For For Procedures Proposal 4 Change Company Name to XL Group Ltd. Management For For 5 Adjourn Extraordinary General Meeting Management For Against
-------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: BRK.B Security ID on Ballot: 084670702 Meeting Date: 5/1/2010 Shares Available to Vote: 4546661 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Warren E. Buffett Management For For 1.2 Elect Director Charles T. Munger Management For For 1.3 Elect Director Howard G. Buffett Management For For 1.4 Elect director Stephen Burke Management For For 1.5 Elect Director Susan L. Decker Management For For 1.6 Elect Director William H. Gates III Management For For 1.7 Elect Director David S. Gottesman Management For For 1.8 Elect Director Charlotte Guyman Management For For 1.9 Elect Director Donald R. Keough Management For For 1.10 Elect Director Thomas S. Murphy Management For For 1.11 Elect Director Ronald L. Olson Management For For 1.12 Elect Director Walter Scott, Jr. Management For For
-------------------------------------------------------------------------------- CINCINNATI FINANCIAL CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: CINF Security ID on Ballot: 172062101 Meeting Date: 5/1/2010 Shares Available to Vote: 335977 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Gregory T. Bier Management For For 1.2 Elect Director Linda W. Clement-holmes Management For For 1.3 Elect Director Douglas S. Skidmore Management For For 1.4 Elect Director Larry R. Webb Management For For 2 Declassify the Board of Directors Management For For 3 Require Advance Notice for Shareholder Management For For Proposals/Nominations 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- AFLAC INCORPORATED Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: AFL Security ID on Ballot: 001055102 Meeting Date: 5/3/2010 Shares Available to Vote: 1691194 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Daniel P. Amos Management For For 1.2 Elect Director John Shelby Amos II Management For For 1.3 Elect Director Paul S. Amos II Management For For 1.4 Elect Director Michael H. Armacost Management For For 1.5 Elect Director Kriss Cloninger III Management For For 1.6 Elect Director Joe Frank Harris Management For For 1.7 Elect Director Elizabeth J. Hudson Management For For 1.8 Elect Director Douglas W. Johnson Management For For 1.9 Elect Director Robert B. Johnson Management For For 1.10 Elect Director Charles B. Knapp Management For For 1.11 Elect Director E. Stephen Purdom, M.d. Management For For 1.12 Elect Director Barbara K. Rimer, PhD Management For For 1.13 Elect Director Marvin R. Schuster Management For For 1.14 Elect Director David Gary Thompson Management For For 1.15 Elect Director Robert L. Wright Management For For 1.16 Elect Director Takuro Yoshida Management For For 2 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- PLUM CREEK TIMBER COMPANY, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: PCL Security ID on Ballot: 729251108 Meeting Date: 5/4/2010 Shares Available to Vote: 323292 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Rick R. Holley Management For For 1.2 Elect Director Robin Josephs Management For For 1.3 Elect Director John G. McDonald Management For For 1.4 Elect Director Robert B. McLeod Management For For 1.5 Elect Director John F. Morgan, Sr. Management For For 1.6 Elect Director Marc F. Racicot Management For For 1.7 Elect Director John H. Scully Management For For 1.8 Elect Director Stephen C. Tobias Management For For 1.9 Elect Director Martin A. White Management For For 2 Ratify Auditors Management For For 3 Amend Vote Requirements to Amend Share Holder Against Against Articles/Bylaws/Charter
-------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: TRV Security ID on Ballot: 89417E109 Meeting Date: 5/4/2010 Shares Available to Vote: 2068551 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Alan L. Beller Management For For 1.2 Elect Director John H. Dasburg Management For For 1.3 Elect Director Janet M. Dolan Management For For 1.4 Elect Director Kenneth M. Duberstein Management For For 1.5 Elect Director Jay S. Fishman Management For For 1.6 Elect Director Lawrence G. Graev Management For For 1.7 Elect Director Patricia L. Higgins Management For For 1.8 Elect Director Thomas R. Hodgson Management For For 1.9 Elect Director Cleve L. Killingsworth, Jr. Management For For 1.10 Elect Director Blythe J. McGarvie Management For For 1.11 Elect Director Donald J. Shepard Management For For 1.12 Elect Director Laurie J. Thomsen Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- CME GROUP INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: CME Security ID on Ballot: 12572Q105 Meeting Date: 5/5/2010 Shares Available to Vote: 243168 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Terrence A. Duffy Management For For 1.2 Elect Director Charles P. Carey Management For For 1.3 Elect Director Mark E. Cermak Management For For 1.4 Elect Director Martin J. Gepsman Management For For 1.5 Elect Director Leo Melamed Management For For 1.6 Elect Director Joseph Niciforo Management For For 1.7 Elect Director C.C. Odom Management For For 1.8 Elect Director John F. Sandner Management For For 1.9 Elect Director Dennis A. Suskind Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- KIMCO REALTY CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: KIM Security ID on Ballot: 49446R109 Meeting Date: 5/5/2010 Shares Available to Vote: 843624 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Milton Cooper Management For For 1.2 Elect Director Philip E. Coviello Management For For 1.3 Elect Director Richard G. Dooley Management For Withhold 1.4 Elect Director Joe Grills Management For For 1.5 Elect Director David B. Henry Management For For 1.6 Elect Director F. Patrick Hughes Management For For 1.7 Elect Director Frank Lourenso Management For For 1.8 Elect Director Richard Saltzman Management For For 2 Approve Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- HEALTH CARE REIT, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: HCN Security ID on Ballot: 42217K106 Meeting Date: 5/6/2010 Shares Available to Vote: 446143 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Thomas J. DeRosa Management For For 1.2 Elect Director Jeffrey H. Donahue Management For For 1.3 Elect Director Fred S. Klipsch Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: HST Security ID on Ballot: 44107P104 Meeting Date: 5/6/2010 Shares Available to Vote: 1563087 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Roberts M. Baylis Management For For 1.2 Elect Director Willard W. Brittain, Jr. Management For For 3 Elect Director Terence C. Golden Management For For 4 Elect Director Ann McLaughlin Korologos Management For For 5 Elect Director Richard E. Marriott Management For For 6 Elect Director John B. Morse, Jr. Management For For 7 Elect Director Gordon H. Smith Management For For 8 Elect Director W. Edward Walter Management For For 9 Ratify Auditors Management For For
-------------------------------------------------------------------------------- PEOPLE'S UNITED FINANCIAL, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: PBCT Security ID on Ballot: 712704105 Meeting Date: 5/6/2010 Shares Available to Vote: 1303091 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director John K. Dwight Management For For 1.2 Elect Director Janet M. Hansen Management For For 1.3 Elect Director Mark W. Richards Management For For 2 Ratify Auditors Management For For 3 Require a Majority Vote for the Election of Share Holder None Against Directors
-------------------------------------------------------------------------------- PUBLIC STORAGE Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: PSA Security ID on Ballot: 74460D109 Meeting Date: 5/6/2010 Shares Available to Vote: 494812 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director B. Wayne Hughes Management For For 1.2 Elect Director Ronald L. Havner, Jr. Management For For 1.3 Elect Director Dann V. Angeloff Management For For 1.4 Elect Director William C. Baker Management For For 1.5 Elect Director John T. Evans Management For For 1.6 Elect Director Tamara Hughes Gustavson Management For For 1.7 Elect Director Uri P. Harkham Management For For 1.8 Elect Director B. Wayne Hughes, Jr. Management For For 1.9 Elect Director Harvey Lenkin Management For Withhold 1.10 Elect Director Avedick B. Poladian Management For For 1.11 Elect Director Gary E. Pruitt Management For For 1.12 Elect Director Ronald P. Spogli Management For For 1.13 Elect Director Daniel C. Staton Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: SPG Security ID on Ballot: 828806109 Meeting Date: 5/6/2010 Shares Available to Vote: 543135 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Melvyn E. Bergstein Management For For 2 Elect Director Linda Walker Bynoe Management For For 3 Elect Director Larry C. Glasscock Management For For 4 Elect Director Karen N. Horn, PhD Management For For 5 Elect Director Allan Hubbard Management For For 6 Elect Director Reuben S. Leibowitz Management For For 7 Elect Director Daniel C. Smith, PhD Management For For 8 Elect Director J. Albert Smith, Jr. Management For For 9 Ratify Auditors Management For For
-------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: GS Security ID on Ballot: 38141G104 Meeting Date: 5/7/2010 Shares Available to Vote: 1881040 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Lloyd C. Blankfein Management For For 1.2 Elect Director John H. Bryan Management For For 1.3 Elect Director Gary D. Cohn Management For For 1.4 Elect Director Claes Dahlback Management For For 1.5 Elect Director Stephen Friedman Management For For 1.6 Elect Director William W. George Management For For
1.7 Elect Director James A. Johnson Management For For 1.8 Elect Director Lois D. Juliber Management For For 1.9 Elect Director Lakshmi N. Mittal Management For Withhold 1.10 Elect Director James J. Schiro Management For Withhold 1.11 Elect Director H. Lee Scott, Jr. Management For Withhold 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 4 Reduce Supermajority Vote Requirement Management For For 5 Provide Right to Call Special Meeting Management For For 6 Provide for Cumulative Voting Share Holder Against Against 7 Report on Collateral in Derivatives Trading Share Holder Against Against 8 Require Independent Board Chairman Share Holder Against Against 9 Report on Political Contributions Share Holder Against Abstain 10 Report on Global Warming Science Share Holder Against Abstain 11 Report on Pay Disparity Share Holder Against Abstain 12 Stock Retention/Holding Period Share Holder Against Against
-------------------------------------------------------------------------------- LEUCADIA NATIONAL CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: LUK Security ID on Ballot: 527288104 Meeting Date: 5/10/2010 Shares Available to Vote: 383004 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Ian M. Cumming Management For For 1.2 Elect Director Paul M. Dougan Management For For 1.3 Elect Director Alan J. Hirschfield Management For For 1.4 Elect Director James E. Jordan Management For For 1.5 Elect Director Jeffrey C. Keil Management For For 1.6 Elect Director Jesse Clyde Nichols, III Management For For 1.7 Elect Director Michael Sorkin Management For For 1.8 Elect Director Joseph S. Steinberg Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- LOEWS CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: L Security ID on Ballot: 540424108 Meeting Date: 5/11/2010 Shares Available to Vote: 1343925 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Ann E. Berman Management For For 2 Elect Director Joseph L. Bower Management For For 3 Elect Director Charles M. Diker Management For For 4 Elect Director Jacob A. Frenkel Management For For 5 Elect Director Paul J. Fribourg Management For For 6 Elect Director Walter L. Harris Management For Against 7 Elect Director Philip A. Laskawy Management For For 8 Elect Director Ken Miller Management For For 9 Elect Director Gloria R. Scott Management For For 10 Elect Director Andrew H. Tisch Management For For 11 Elect Director James S. Tisch Management For For 12 Elect Director Jonathan M. Tisch Management For For 13 Ratify Auditors Management For For 14 Provide for Cumulative Voting Share Holder Against Against
-------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: PRU Security ID on Ballot: 744320102 Meeting Date: 5/11/2010 Shares Available to Vote: 1711834 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Thomas J. Baltimore, Jr. Management For For 2 Elect Director Gordon M. Bethune Management For For 3 Elect Director Gaston Caperton Management For For 4 Elect Director Gilbert F. Casellas Management For Against 5 Elect Director James G. Cullen Management For For 6 Elect Director William H. Gray, III Management For For 7 Elect Director Mark B. Grier Management For For 8 Elect Director Jon F. Hanson Management For For 9 Elect Director Constance J. Horner Management For For 10 Elect Director Karl J. Krapek Management For For 11 Elect Director Christine A. Poon Management For For 12 Elect Director John R. Strangfield Management For For 13 Elect Director James A. Unruh Management For For 14 Ratify Auditors Management For For 15 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
-------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: AIG Security ID on Ballot: 026874784 Meeting Date: 5/12/2010 Shares Available to Vote: 267929 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Robert H. Benmosche Management For For 1.2 Elect Director Harvey Golub Management For For 1.3 Elect Director Laurette T. Koellner Management For For 1.4 Elect Director Christopher S. Lynch Management For For 1.5 Elect Director Arthur C. Martinez Management For For 1.6 Elect Director George L. Miles, Jr. Management For For 1.7 Elect Director Henry S. Miller Management For For 1.8 Elect Director Robert S. Miller Management For For 1.9 Elect Director Suzanne Nora Johnson Management For For 1.10 Elect Director Morris W. Offit Management For For 1.11 Elect Director Douglas M. Steenland Management For For 2 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 3 Approve Omnibus Stock Plan Management For Against 4 Ratify Auditors Management For For 5 Provide for Cumulative Voting Share Holder Against Against 6 Stock Retention/Holding Period Share Holder Against Against 7 Adopt Policy for Political Spending Advisory Vote Share Holder Against Abstain
-------------------------------------------------------------------------------- GENWORTH FINANCIAL, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: GNW Security ID on Ballot: 37247D106 Meeting Date: 5/12/2010 Shares Available to Vote: 1902385 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Steven W. Alesio Management For For 2 Elect Director Michael D. Fraizer Management For For 3 Elect Director Nancy J. Karch Management For For 4 Elect Director J. Robert "Bob" Kerrey Management For For 5 Elect Director Risa J. Lavizzo-Mourey Management For For 6 Elect Director Christine B. Mead Management For For 7 Elect Director Thomas E. Moloney Management For For 8 Elect Director James A. Parke Management For For 9 Elect Director James S. Riepe Management For For 10 Amend Omnibus Stock Plan Management For For 11 Ratify Auditors Management For For
-------------------------------------------------------------------------------- ASSURANT, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: AIZ Security ID on Ballot: 04621X108 Meeting Date: 5/13/2010 Shares Available to Vote: 456059 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Howard L. Carver Management For For 1.2 Elect Director Juan N. Cento Management For For 1.3 Elect Director Allen R. Freedman Management For For 1.4 Elect Director Elaine D. Rosen Management For For 2 Ratify Auditors Management For For 3 Adopt Majority Voting for Uncontested Election Management For Against of Directors 4 Declassify the Board of Directors Management For For 5 Amend Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- E*TRADE FINANCIAL CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: ETFC Security ID on Ballot: 269246104 Meeting Date: 5/13/2010 Shares Available to Vote: 2939974 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Ronald D. Fisher Management For For 2 Elect Director Steven J. Freiberg Management For For 3 Elect Director Kenneth C. Griffin Management For For 4 Elect Director Joseph M. Velli Management For For 5 Elect Director Donna L. Weaver Management For For 6 Approve Reverse Stock Split Management For For 7 Amend Omnibus Stock Plan Management For For 8 Ratify Auditors Management For For
-------------------------------------------------------------------------------- REGIONS FINANCIAL CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: RF Security ID on Ballot: 7591EP100 Meeting Date: 5/13/2010 Shares Available to Vote: 2255886 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Samuel W. Bartholomew, Jr. Management For For 2 Elect Director George W. Bryan Management For For 3 Elect Director David J. Cooper, Sr. Management For Against 4 Elect Director Earnest W. Deavenport, Jr. Management For Against 5 Elect Director Don DeFosset Management For For 6 Elect Director O.B. Grayson Hall, Jr. Management For For 7 Elect Director Charles D. McCrary Management For For 8 Elect Director James R. Malone Management For For 9 Elect Director Susan W. Matlock Management For For 10 Elect Director John E. Maupin, Jr. Management For For 11 Elect Director John R. Roberts Management For For 12 Elect Director Lee J. Styslinger III Management For For 13 Advisory Vote on Executive Compensation Management For For 14 Approve Omnibus Stock Plan Management For For 15 Increase Authorized Common Stock Management For For 16 Ratify Auditors Management For For 17 Adopt Anti Gross-up Policy Share Holder Against For 18 Report on Political Contributions Share Holder Against Abstain
-------------------------------------------------------------------------------- SLM CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: SLM Security ID on Ballot: 78442P106 Meeting Date: 5/13/2010 Shares Available to Vote: 1701914 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Ann Torre Bates Management For For 2 Elect Director William M. Diefenderfer, III Management For For 3 Elect Director Diane Suitt Gilleland Management For For 4 Elect Director Earl A. Goode Management For For 5 Elect Director Ronald F. Hunt Management For For 6 Elect Director Albert L. Lord Management For For 7 Elect Director Michael E. Martin Management For For 8 Elect Director Barry A. Munitz Management For For 9 Elect Director Howard H. Newman Management For For 10 Elect Director A. Alexander Porter, Jr. Management For For 11 Elect Director Frank C. Puleo Management For For 12 Elect Director Wolfgang Schoellkopf Management For For 13 Elect Director Steven L. Shapiro Management For For 14 Elect Director J. Terry Strange Management For For 15 Elect Director Anthony P. Terracciano Management For For 16 Elect Director Barry L. Williams Management For For 17 Approve Stock Option Exchange Program Management For Against 18 Ratify Auditors Management For For
-------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: SCHW Security ID on Ballot: 808513105 Meeting Date: 5/13/2010 Shares Available to Vote: 3568161 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Arun Sarin Management For For 1.2 Elect Director Paula A. Sneed Management For For 2 Ratify Auditors Management For For 3 Amend Executive Incentive Bonus Plan Management For For 4 Report on Political Contributions Share Holder Against Abstain 5 Adopt a Policy in which the Company will not Share Holder Against Against Make or Promise to Make Any Death Benefit Payments to Senior Executives
-------------------------------------------------------------------------------- VORNADO REALTY TRUST Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: VNO Security ID on Ballot: 929042109 Meeting Date: 5/13/2010 Shares Available to Vote: 587880 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Candace K. Beinecke Management For For 1.2 Elect Director Robert P. Kogod Management For For 1.3 Elect Director David Mandelbaum Management For For 1.4 Elect Director Richard R. West Management For For 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For For 4 Require a Majority Vote for the Election of Share Holder Against Against Directors 5 Require Independent Board Chairman Share Holder Against Against 6 Declassify the Board of Directors Share Holder Against Against
-------------------------------------------------------------------------------- PROLOGIS Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: PLD Security ID on Ballot: 743410102 Meeting Date: 5/14/2010 Shares Available to Vote: 927807 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Stephen L. Feinberg Management For For 1.2 Elect Director George L. Fotiades Management For For 1.3 Elect Director Christine N. Garvey Management For For 1.4 Elect Director Lawrence V. Jackson Management For For 1.5 Elect Director Donald P. Jacobs Management For For 1.6 Elect Director Irving F. Lyons, III Management For For 1.7 Elect Director Walter C. Rakowich Management For For 1.8 Elect Director D. Michael Steuert Management For For 1.9 Elect Director J. Andre Teixeira Management For For 1.10 Elect Director Andrea M. Zulberti Management For For 2 Amend Omnibus Stock Plan Management For For 3 Approve Stock Option Exchange Program Management For Against 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: BXP Security ID on Ballot: 101121101 Meeting Date: 5/18/2010 Shares Available to Vote: 541552 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Mortimer B. Zuckerman Management For For 1.2 Elect Director Carol B. Einiger Management For For 1.3 Elect Director Jacob A. Frenkel Management For For 2 Declassify the Board of Directors and Eliminate Management For Against Plurality Voting Standard For Election of Directors 3 Ratify Auditors Management For For 4 Prepare a Sustainability Report Share Holder Against Abstain 5 Require Independent Board Chairman Share Holder Against Against
-------------------------------------------------------------------------------- INVESCO LTD. (FORMERLY INVESCO PLC) Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: IVZ Security ID on Ballot: G491BT108 Meeting Date: 5/18/2010 Shares Available to Vote: 1669399 Country: Bermuda
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Joseph R. Canion as Director Management For For 1.2 Elect Edward P. Lawrence as Director Management For For 1.3 Elect James I. Robertson as Director Management For For 1.4 Elect Phoebe A. Wood as Director Management For For 2 Ratify Ernst & Young LLP as Auditors Management For For
-------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: JPM Security ID on Ballot: 46625H100 Meeting Date: 5/18/2010 Shares Available to Vote: 15351553 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Crandall C. Bowles Management For For 1.2 Elect Director Stephen B. Burke Management For For 1.3 Elect Director David M. Cote Management For For 1.4 Elect Director James S. Crown Management For For 1.5 Elect Director James Dimon Management For For 1.6 Elect Director Ellen V. Futter Management For For
1.7 Elect Director William H. Gray, III Management For For 1.8 Elect Director Laban P. Jackson, Jr. Management For For 1.9 Elect Director David C. Novak Management For For 1.10 Elect Director Lee R. Raymond Management For For 1.11 Elect Director William C. Weldon Management For For 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 4 Affirm Political Non-Partisanship Share Holder Against Abstain 5 Amend Bylaws-- Call Special Meetings Share Holder Against Against 6 Report on Collateral in Derivatives Trading Share Holder Against Against 7 Provide Right to Act by Written Consent Share Holder Against For 8 Require Independent Board Chairman Share Holder Against Against 9 Report on Pay Disparity Share Holder Against Abstain 10 Stock Retention/Holding Period Share Holder Against Against
-------------------------------------------------------------------------------- MORGAN STANLEY Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: MS Security ID on Ballot: 617446448 Meeting Date: 5/18/2010 Shares Available to Vote: 5336415 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Roy J. Bostock Management For Against 2 Elect Director Erskine B. Bowles Management For For 3 Elect Director Howard J. Davies Management For For 4 Elect Director James P. Gorman Management For For 5 Elect Director James H. Hance, Jr. Management For For 6 Elect Director Nobuyuki Hirano Management For For
7 Elect Director C. Robert Kidder Management For For 8 Elect Director John J. Mack Management For For 9 Elect Director Donald T. Nicolaisen Management For For 10 Elect Director Charles H. Noski Management For For 11 Elect Director Hutham S. Olayan Management For Against 12 Elect Director O. Griffith Sexton Management For For 13 Elect Director Laura D. Tyson Management For For 14 Ratify Auditors Management For For 15 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 16 Amend Omnibus Stock Plan Management For For 17 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 18 Stock Retention/Holding Period Share Holder Against Against 19 Require Independent Board Chairman Share Holder Against Against 20 Report on Pay Disparity Share Holder Against Abstain 21 Claw-back of Payments under Restatements Share Holder Against Against
-------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: PFG Security ID on Ballot: 74251V102 Meeting Date: 5/18/2010 Shares Available to Vote: 1225139 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Michael T. Dan Management For Against 2 Elect Director C. Daniel Gelatt Management For Against 3 Elect Director Sandra L. Helton Management For For 4 Elect Director Larry D. Zimpleman Management For For 5 Amend Omnibus Stock Plan Management For For 6 Ratify Auditors Management For For
-------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: ALL Security ID on Ballot: 020002101 Meeting Date: 5/18/2010 Shares Available to Vote: 2090036 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director F. Duane Ackerman Management For For 1.2 Elect Director Robert D. Beyer Management For For 1.3 Elect Director W. James Farrell Management For For 1.4 Elect Director Jack M. Greenberg Management For For 1.5 Elect Director Ronald T. LeMay Management For For 1.6 Elect Director Andrea Redmond Management For For 1.7 Elect Director H. John Riley, Jr. Management For For 1.8 Elect Director Joshua I. Smith Management For For 1.9 Elect Director Judith A. Sprieser Management For For 1.10 Elect Director Mary Alice Taylor Management For For 1.11 Elect Director Thomas J. Wilson Management For For 2 Ratify Auditors Management For For 3 Amend Bylaws -- Call Special Meetings Share Holder Against For 4 Provide Right to Act by Written Consent Share Holder Against For 5 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 6 Report on Pay Disparity Share Holder Against Abstain 7 Report on Political Contributions Share Holder Against Abstain
-------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: AVB Security ID on Ballot: 053484101 Meeting Date: 5/19/2010 Shares Available to Vote: 160262 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Bryce Blair Management For For 1.2 Elect Director Bruce A. Choate Management For For 1.3 Elect Director John J. Healy, Jr. Management For For 1.4 Elect Director Timothy J. Naughton Management For For 1.5 Elect Director Lance R. Primis Management For For 1.6 Elect Director Peter S. Rummell Management For For 1.7 Elect Director H. Jay Sarles Management For For 1.8 Elect Director W. Edward Walter Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- STATE STREET CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: STT Security ID on Ballot: 857477103 Meeting Date: 5/19/2010 Shares Available to Vote: 1824914 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director K. Burnes Management For For 2 Elect Director P. Coym Management For For 3 Elect Director P. De Saint-Aignan Management For For 4 Elect Director A. Fawcett Management For For 5 Elect Director D. Gruber Management For For 6 Elect Director L. Hill Management For For 7 Elect Director J. Hooley Management For For 8 Elect Director R. Kaplan Management For For 9 Elect Director C. LaMantia Management For For 10 Elect Director R. Logue Management For For 11 Elect Director R. Sergel Management For For 12 Elect Director R. Skates Management For For 13 Elect Director G. Summe Management For For 14 Elect Director R. Weissman Management For For 15 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 16 Ratify Auditors Management For For 17 Require Independent Board Chairman Share Holder Against Against 18 Report on Pay Disparity Share Holder Against Against
-------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: HIG Security ID on Ballot: 416515104 Meeting Date: 5/19/2010 Shares Available to Vote: 1574530 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Robert B. Allardice, III Management For For 2 Elect Director Trevor Fetter Management For For 3 Elect Director Paul G. Kirk, Jr. Management For For 4 Elect Director Liam E. McGee Management For For 5 Elect Director Gail J. McGovern Management For For 6 Elect Director Michael G. Morris Management For For 7 Elect Director Thomas A. Renyi Management For For 8 Elect Director Charles B. Strauss Management For For 9 Elect Director H. Patrick Swygert Management For For 10 Ratify Auditors Management For For 11 Approve Omnibus Stock Plan Management For For 12 Amend Executive Incentive Bonus Plan Management For For 13 Reimburse Proxy Contest Expenses Share Holder Against Against
-------------------------------------------------------------------------------- KEYCORP Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: KEY Security ID on Ballot: 493267108 Meeting Date: 5/20/2010 Shares Available to Vote: 3370648 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director William G. Bares Management For For 1.2 Elect Director Joseph A. Carrabba Management For For 1.3 Elect Director Carol A. Cartwright Management For For 1.4 Elect Director Alexander M. Cutler Management For For 1.5 Elect Director Elizabeth R. Gile Management For For 1.6 Elect Director Ruth Ann M. Gillis Management For For 1.7 Elect Director Kristen L. Manos Management For For 1.8 Elect Director Eduardo R. Menasce Management For For 1.9 Elect Director Henry L. Meyer III Management For For 1.10 Elect Director Edward W. Stack Management For For 1.11 Elect Director Thomas C. Stevens Management For For 2 Approve Omnibus Stock Plan Management For For 3 Amend Voting Rights of Series B Preferred Stock Management For For 4 Ratify Auditors Management For For 5 Advisory Vote to Ratify Named Executive Management For For Officer's Compensation
-------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: MMC Security ID on Ballot: 571748102 Meeting Date: 5/20/2010 Shares Available to Vote: 2033656 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Leslie M. Baker Management For For 1.2 Elect Director Zachary W. Carter Management For For 1.3 Elect Director Brian Duperreault Management For For 1.4 Elect Director Oscar Fanjul Management For For 1.5 Elect Director H. Edward Hanway Management For For 1.6 Elect Director Gwendolyn S. King Management For For 1.7 Elect Director Bruce P. Nolop Management For Against 1.8 Elect Director Marc D. Oken Management For For 2 Ratify Auditors Management For For 3 Provide Right to Act by Written Consent Share Holder Against For
-------------------------------------------------------------------------------- UNUM GROUP Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: UNM Security ID on Ballot: 91529Y106 Meeting Date: 5/20/2010 Shares Available to Vote: 1301945 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director E. Michael Caulfield Management For For 2 Elect Director Ronald E. Goldsberry Management For For 3 Elect Director Kevin T. Kabat Management For For 4 Elect Director Michael J. Passarella Management For For 5 Ratify Auditors Management For For
-------------------------------------------------------------------------------- AON CORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: AON Security ID on Ballot: 037389103 Meeting Date: 5/21/2010 Shares Available to Vote: 1043390 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Lester B. Knight Management For Against 2 Elect Director Gregory C. Case Management For For 3 Elect Director Fulvio Conti Management For Against 4 Elect Director Edgar D. Jannotta Management For Against 5 Elect Director Jan Kalff Management For For 6 Elect Director J. Michael Losh Management For For 7 Elect Director R. Eden Martin Management For Against 8 Elect Director Andrew J. McKenna Management For For 9 Elect Director Robert S. Morrison Management For For 10 Elect Director Richard B. Myers Management For For 11 Elect Director Richard C. Notebaert Management For For 12 Elect Director John W. Rogers, Jr. Management For Against 13 Elect Director Gloria Santona Management For Against 14 Elect Director Carolyn Y. Woo Management For Against 15 Ratify Auditors Management For For
-------------------------------------------------------------------------------- INTERCONTINENTALEXCHANGE, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: ICE Security ID on Ballot: 45865V100 Meeting Date: 5/21/2010 Shares Available to Vote: 281216 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Charles R. Crisp Management For For 1.2 Elect Director Jean-Marc Forneri Management For For 1.3 Elect Director Fred W. Hatfield Management For Withhold 1.4 Elect Director Terrence F. Martell Management For For 1.5 Elect Director Sir Callum McCarthy Management For For 1.6 Elect Director Sir Robert Reid Management For For 1.7 Elect Director Frederic V. Salerno Management For For 1.8 Elect Director Jeffrey C. Sprecher Management For For 1.9 Elect Director Judith A. Sprieser Management For For 1.10 Elect Director Vincent Tese Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- LINCOLN NATIONAL CORP. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: LNC Security ID on Ballot: 534187109 Meeting Date: 5/27/2010 Shares Available to Vote: 1185222 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director William J. Avery Management For For 1.2 Elect Director William H. Cunningham Management For For 1.3 Elect Director William Porter Payne Management For For 1.4 Elect Director Patrick S. Pittard Management For For 2 Ratify Auditors Management For For 3 Adopt Majority Voting for Uncontested Election Management For Against of Directors 4 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
-------------------------------------------------------------------------------- THE NASDAQ OMX GROUP, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: NDAQ Security ID on Ballot: 631103108 Meeting Date: 5/27/2010 Shares Available to Vote: 585803 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Urban Backstrom Management For For 2 Elect Director H. Furlong Baldwin Management For For 3 Elect Director Michael Casey Management For For 4 Elect Director Lon Gorman Management For For 5 Elect Director Robert Greifeld Management For For 6 Elect Director Glenn H. Hutchins Management For Against 7 Elect Director Birgitta Kantola Management For For 8 Elect Director Essa Kazim Management For For 9 Elect Director John D. Markese Management For For 10 Elect Director Hans Munk Nielsen Management For For 11 Elect Director Thomas F. O'Neill Management For For 12 Elect Director James S. Riepe Management For For 13 Elect Director Michael R. Splinter Management For For 14 Elect Director Lars Wedenborn Management For For 15 Elect Director Deborah L. Wince-Smith Management For For 16 Ratify Auditors Management For For 17 Amend Omnibus Stock Plan Management For For 18 Approve Stock Option Exchange Program Management For Against 19 Amend Qualified Employee Stock Purchase Plan Management For For 20 Approve Executive Incentive Bonus Plan Management For For 21 Approve Conversion of Securities Management For For
-------------------------------------------------------------------------------- ZIONS BANCORPORATION Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: ZION Security ID on Ballot: 989701107 Meeting Date: 5/28/2010 Shares Available to Vote: 331691 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Roger B. Porter Management For For 2 Elect Director L.E. Simmons Management For For 3 Elect Director Steven C. Wheelwright Management For For 4 Increase Authorized Preferred Stock Management For For 5 Ratify Auditors Management For For 6 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 7 Amend EEO Policy to Prohibit Discrimination Share Holder Against Abstain based on Sexual Orientation and Gender Identity 8 Require Independent Board Chairman Share Holder Against Against 9 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- CB RICHARD ELLIS GROUP, INC. Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: CBG Security ID on Ballot: 12497T101 Meeting Date: 6/2/2010 Shares Available to Vote: 546487 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Richard C. Blum Management For For 1.2 Elect Director Curtis F. Feeny Management For For 1.3 Elect Director Bradford M. Freeman Management For For 1.4 Elect Director Michael Kantor Management For For 1.5 Elect Director Frederic V. Malek Management For For 1.6 Elect Director Jane J. Su Management For For 1.7 Elect Director Laura D. Tyson Management For For 1.8 Elect Director Brett White Management For For 1.9 Elect Director Gary L. Wilson Management For For 1.10 Elect Director Ray Wirta Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- EQUITY RESIDENTIAL Institutional Account Name: The Financial Select Sector SPDR Fund Ticker: EQR Security ID on Ballot: 29476L107 Meeting Date: 6/16/2010 Shares Available to Vote: 1154881 Country: USA
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Trustee John W. Alexander Management For For 1.2 Elect Trustee Charles L. Atwood Management For For 1.3 Elect Trustee Linda Walker Bynoe Management For For 1.4 Elect Trustee Boone A. Knox Management For For 1.5 Elect Trustee John E. Neal Management For For 1.6 Elect Trustee David J. Neithercut Management For For 1.7 Elect Trustee Mark S. Shapiro Management For For 1.8 Elect Trustee Gerald A. Spector Management For For 1.9 Elect Trustee B. Joseph White Management For For 1.10 Elect Trustee Samuel Zell Management For For 2 Ratify Auditors Management For For 3 Require a Majority Vote for the Election of Share Holder Against Against Trustees
VOTE SUMMARY REPORT July 01, 2009 - June 30, 2010 THE HEALTH CARE SELECT SECTOR SPDR(R) FUND -------------------------------------------------------------------------------- WYETH Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: WYE Security ID on Ballot: 983024100 Meeting Date: 7/20/2009 Shares Available to Vote: 2789085
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against 3.1 Elect Director Robert M. Amen Management For For 3.2 Elect Director Michael J. Critelli Management For For 3.3 Elect Director Frances D. Fergusson Management For For 3.4 Elect Director Victor F. Ganzi Management For For 3.5 Elect Director Robert Langer Management For For 3.6 Elect Director John P. Mascotte Management For For 3.7 Elect Director Raymond J. McGuire Management For Against 3.8 Elect Director Mary Lake Polan Management For Against 3.9 Elect Director Bernard Poussot Management For For 3.10 Elect Director Gary L. Rogers Management For For 3.11 Elect Director John R. Torell III Management For For 4 Ratify Auditors Management For For 5 Report on Political Contributions Share Holder Against Against 6 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- MCKESSON CORPORATION Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: MCK Security ID on Ballot: 58155Q103 Meeting Date: 7/22/2009 Shares Available to Vote: 528170
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Andy D. Bryant Management For For 1.2 Elect Director Wayne A. Budd Management For For 1.3 Elect Director John H. Hammergren Management For For 1.4 Elect Director Alton F. Irby, III Management For For 1.5 Elect Director M. Christine Jacobs Management For For 1.6 Elect Director Marie L. Knowles Management For For 1.7 Elect Director David M. Lawrence Management For For 1.8 Elect Director Edward A. Mueller Management For For 1.9 Elect Director Jane E. Shaw Management For For 2 Amend Omnibus Stock Plan Management For Against 3 Ratify Auditors Management For For 4 Stock Retention/Holding Period Share Holder Against Against 5 Adopt a Policy in which the Company will not Share Holder Against Against Make or Promise to Make Any Death Benefit Payments to Senior Executives
-------------------------------------------------------------------------------- MERCK & CO., INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: MRK Security ID on Ballot: 589331107 Meeting Date: 8/7/2009 Shares Available to Vote: 2412657
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Acquisition Management For For
-------------------------------------------------------------------------------- SCHERING-PLOUGH CORP. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: SGP Security ID on Ballot: 806605101 Meeting Date: 8/7/2009 Shares Available to Vote: 2569733
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Issue Shares in Connection with Acquisition Management For For 2 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- FOREST LABORATORIES, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: FRX Security ID on Ballot: 345838106 Meeting Date: 8/10/2009 Shares Available to Vote: 381839
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Howard Solomon Management For For 1.2 Elect Director Lawrence S. Olanoff Management For For 1.3 Elect Director Nesli Basgoz Management For For 1.4 Elect Director William J. Candee Management For For 1.5 Elect Director George S. Cohan Management For For 1.6 Elect Director Dan L. Goldwasser Management For For 1.7 Elect Director Kenneth E. Goodman Management For For 1.8 Elect Director Lester B. Salans Management For For 2 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- MEDTRONIC, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: MDT Security ID on Ballot: 585055106 Meeting Date: 8/27/2009 Shares Available to Vote: 1851125
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Richard H. Anderson Management For Withhold 1.2 Elect Director Victor J. Dzau Management For Withhold 1.3 Elect Director William A. Hawkins Management For For 1.4 Elect Director S. Ann Jackson Management For Withhold 1.5 Elect Director Denise M. O'Leary Management For For 1.6 Elect Director Robert C. Pozen Management For For 1.7 Elect Director Jean-pierre Rosso Management For For 1.8 Elect Director Jack W. Schuler Management For Withhold 2 Ratify Auditors Management For For 3 Amend Qualified Employee Stock Purchase Plan Management For For 4 Amend Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- PATTERSON COMPANIES INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: PDCO Security ID on Ballot: 703395103 Meeting Date: 9/14/2009 Shares Available to Vote: 72460
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Ellen A. Rudnick Management For For 1.2 Elect Director Harold C. Slavkin Management For For 1.3 Elect Director James W. Wiltz Management For For 1.4 Elect Director Les C. Vinney Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- CARDINAL HEALTH, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: CAH Security ID on Ballot: 14149Y108 Meeting Date: 11/4/2009 Shares Available to Vote: 609901
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Colleen F. Arnold Management For For 1.2 Elect Director George S. Barrett Management For For 1.3 Elect Director Glenn A. Britt Management For For 1.4 Elect Director Calvin Darden Management For For 1.5 Elect Director Bruce L. Downey Management For For 1.6 Elect Director John F. Finn Management For For 1.7 Elect Director Gregory B. Kenny Management For For 1.8 Elect Director Richard C. Notebaert Management For For 1.9 Elect Director David W. Raisbeck Management For For 1.10 Elect Director Jean G. Spaulding Management For For 2 Ratify Auditors Management For For 3 Amend Executive Incentive Bonus Plan Management For For 4 Performance-Based Equity Awards Share Holder Against Against 5 Require Independent Board Chairman Share Holder Against Against
-------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: BDX Security ID on Ballot: 075887109 Meeting Date: 2/2/2010 Shares Available to Vote: 515167
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Henry P. Becton, Jr. Management For Withhold 1.2 Elect Director Edward F. Degraan Management For For 1.3 Elect Director Claire M. Fraser-liggett Management For Withhold 1.4 Elect Director Edward J. Ludwig Management For For 1.5 Elect Director Adel A.F. Mahmoud Management For Withhold 1.6 Elect Director James F. Orr Management For For 1.7 Elect Director Willard J. Overlock, Jr. Management For Withhold 1.8 Elect Director Bertram L. Scott Management For Withhold 2 Ratify Auditors Management For For 3 Company-Specific--Approval Of A By-law Amendment Management For For Regarding Special Shareholdermeetings 4 Amend Omnibus Stock Plan Management For For 5 Approve Executive Incentive Bonus Plan Management For For 6 Require a Majority Vote for the Election of Share Holder Against Against Directors 7 Provide for Cumulative Voting Share Holder Against Against
-------------------------------------------------------------------------------- IMS HEALTH INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: RX Security ID on Ballot: 449934108 Meeting Date: 2/8/2010 Shares Available to Vote: 425674
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS INC Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: VAR Security ID on Ballot: 92220P105 Meeting Date: 2/11/2010 Shares Available to Vote: 139886
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director John Seely Brown Management For For 1.2 Elect Director R. Andrew Eckert Management For For 1.3 Elect Director Mark R. Laret Management For Withhold 2 Amend Omnibus Stock Plan Management For Against 3 Approve Qualified Employee Stock Purchase Plan Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- AMERISOURCEBERGEN CORP Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: ABC Security ID on Ballot: 03073E105 Meeting Date: 3/4/2010 Shares Available to Vote: 698698
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Richard W. Gochnauer Management For For 1.2 Elect Director Edward E. Hagenlocker Management For For 1.3 Elect Director Henry W. McGee Management For For 2 Reduce Supermajority Vote Requirement Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- ELI LILLY AND COMPANY Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: LLY Security ID on Ballot: 532457108 Meeting Date: 4/19/2010 Shares Available to Vote: 2106953
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director R. Alvarez Management For For 2 Elect Director W. Bischoff Management For Against 3 Elect Director R.D. Hoover Management For Against 4 Elect Director F.G. Prendergast Management For For 5 Elect Director K.P. Seifert Management For For 6 Ratify Auditors Management For For 7 Declassify the Board of Directors Management For For 8 Reduce Supermajority Vote Requirement Management For For 9 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 10 Prohibit CEOs from Serving on Compensation Share Holder Against Against Committee 11 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 12 Stock Retention/Holding Period Share Holder Against Against
-------------------------------------------------------------------------------- HUMANA INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: HUM Security ID on Ballot: 444859102 Meeting Date: 4/20/2010 Shares Available to Vote: 389151
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director David A. Jones, Jr. Management For For 2 Elect Director Frank A. D'Amelio Management For Against 3 Elect Director W. Roy Dunbar Management For For 4 Elect Director Kurt J. Hilzinger Management For For 5 Elect Director Michael B. McCallister Management For For 6 Elect Director William J. McDonald Management For For 7 Elect Director William E. Mitchell Management For For 8 Elect Director David B. Nash Management For For 9 Elect Director James J. O'Brien Management For For 10 Elect Director Marissa T. Peterson Management For For 11 Elect Director W. Ann Reynolds Management For For 12 Ratify Auditors Management For For
-------------------------------------------------------------------------------- C. R. BARD, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: BCR Security ID on Ballot: 067383109 Meeting Date: 4/21/2010 Shares Available to Vote: 110387
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Theodore E. Martin Management For Withhold 1.2 Elect Director Anthony Welters Management For Withhold 1.3 Elect Director Tony L. White Management For For 1.4 Elect Director David M. Barrett, Ph.D. Management For For 1.5 Elect Director John C. Kelly Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For 4 Prepare Sustainability Report Share Holder Against Abstain
-------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: ISRG Security ID on Ballot: 46120E602 Meeting Date: 4/21/2010 Shares Available to Vote: 41430
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Alan J. Levy Management For For 1.2 Elect Director Eric H. Halvorson Management For For 1.3 Elect Director Amal M. Johnson Management For For 2 Approve Stock Option Plan Management For For
-------------------------------------------------------------------------------- PFIZER INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: PFE Security ID on Ballot: 717081103 Meeting Date: 4/22/2010 Shares Available to Vote: 17565056
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Dennis A. Ausiello Management For Against 2 Elect Director Michael S. Brown Management For Against 3 Elect Director M. Anthony Burns Management For For 4 Elect Director Robert N. Burt Management For For 5 Elect Director W. Don Cornwell Management For For 6 Elect Director Frances D. Fergusson Management For For 7 Elect Director William H. Gray III Management For For 8 Elect Director Constance J. Horner Management For For 9 Elect Director James M. Kilts Management For For 10 Elect Director Jeffrey B. Kindler Management For For 11 Elect Director George A. Lorch Management For For 12 Elect Director John P. Mascotte Management For For 13 Elect Director Suzanne Nora Johnson Management For For 14 Elect Director Stephen W. Sanger Management For For 15 Elect Director William C. Steere, Jr. Management For For 16 Ratify Auditors Management For For 17 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 18 Provide Right to Call Special Meeting Management For For 19 Prohibit Executive Stock-Based Awards Share Holder Against Against
-------------------------------------------------------------------------------- JOHNSON & JOHNSON Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: JNJ Security ID on Ballot: 478160104 Meeting Date: 4/22/2010 Shares Available to Vote: 6005798
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Mary Sue Coleman Management For Against 2 Elect Director James G. Culien Management For For 3 Elect Director Michael M. E. Johns Management For Against 4 Elect Director Susan L. Lindquist Management For For 5 Elect Director Anne M. Mulcahy Management For For 6 Elect Director Lea F. Mullin Management For For 7 Elect Director William D. Perez Management For For 8 Elect Director Charles Prince Management For For 9 Elect Director David Satcher Management For For 10 Elect Director William C. Welcon Management For For 11 Ratify Auditors Management For For 12 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 13 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- ABBOTT LABORATORIES Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: ABT Security ID on Ballot: 002824100 Meeting Date: 4/23/2010 Shares Available to Vote: 2876710
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director R.J. Alpern Management For For 1.2 Elect Director R.S. Austin Management For For 1.3 Elect Director W.M. Daley Management For For 1.4 Elect Director W.J. Farrell Management For For 1.5 Elect Director H.L. Fuller Management For For 1.6 Elect Director W.A. Osborn Management For For
1.7 Elect Director D.A.L. Owen Management For For 1.8 Elect Director R.S. Roberts Management For For 1.9 Elect Director S.C. Scott, III Management For For 1.10 Elect Director W.D. Smithburg Management For For 1.11 Elect Director G.F. Tilton Management For For 1.12 Elect Director M.D. White Management For For 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 4 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- PERKINELMER, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: PKI Security ID on Ballot: 714046109 Meeting Date: 4/27/2010 Shares Available to Vote: 243347
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Robert F. Friel Management For For 2 Elect Director Nicholas A. Lopardo Management For For 3 Elect Director Alexis P. Michas Management For For 4 Elect Director James C. Mullen Management For For 5 Elect Director Vicki L. Sato Management For For 6 Elect Director Gabriel Schmergel Management For For 7 Elect Director Kenton J. Sicchitano Management For For 8 Elect Director Patrick J. Sullivan Management For For 9 Elect Director G. Robert Tod Management For For 10 Ratify Auditors Management For For
-------------------------------------------------------------------------------- STRYKER CORPORATION Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: SYK Security ID on Ballot: 863667101 Meeting Date: 4/27/2010 Shares Available to Vote: 616742
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Howard E. Cox, Jr. Management For For 1.2 Elect Director Srikant M. Datar, Ph.D. Management For For 1.3 Elect Director Donald M. Engelman, Ph.D. Management For For 1.4 Elect Director Louise L. Francesconi Management For For 1.5 Elect Director Howard L. Lance Management For For 1.6 Elect Director Stephen P. MacMillan Management For For 1.7 Elect Director William U. Parfet Management For For 1.8 Elect Director Ronda E. Stryker Management For Withhold 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- CIGNA CORPORATION Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: CI Security ID on Ballot: 125509109 Meeting Date: 4/28/2010 Shares Available to Vote: 609056
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director David M. Cordani Management For For 2 Elect Director Isaiah Harris, Jr. Management For For 3 Elect Director Jane E. Henney, M.D. Management For Against 4 Elect Director Donna F. Zarcone Management For Against 5 Ratify Auditors Management For For 6 Amend Omnibus Stock Plan Management For For 7 Approve Non-Employee Director Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- LIFE TECHNOLOGIES CORPORATION Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: LIFE Security ID on Ballot: 53217V109 Meeting Date: 4/29/2010 Shares Available to Vote: 233348
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director George F. Adam, Jr. Management For For 1.2 Elect Director Raymond V. Dittamore Management For For 1.3 Elect Director Arnold J. Levine, Ph.D. Management For For 1.4 Elect Director Bradley G. Lorimier Management For For 1.5 Elect Director David C. U'Prichard, Ph.D. Management For For 2 Ratify Auditors Management For For 3 Adopt Majority Voting for Uncontested Election Management For For of Directors 4 Eliminate Supermajority Vote Requirement Management For For 5 Adopt Majority Voting for Uncontested Election Management For For of Directors 6 Eliminate Supermajority Vote Requirement Management For For 7 Approve Executive Incentive Bonus Plan Management For For
-------------------------------------------------------------------------------- ALLERGAN, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: AGN Security ID on Ballot: 018490102 Meeting Date: 4/29/2010 Shares Available to Vote: 706229
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Michael R. Gallagher Management For For 2 Elect Director Gavin S. Herbert Management For For 3 Elect Director Dawn Hudson Management For For 4 Elect Director Stephen J. Ryan, MD Management For For 5 Ratify Auditors Management For For
6 Reduce Supermajority Vote Requirement Relating Management For For to the Removal of Directors 7 Reduce Supermajority Vote Requirement Relating Management For For to Business Combinations 8 Reduce Supermajority Vote Requirement Relating Management For For to Amendments to Certificate of Incorporation 9 Amend Articles of Incorporation to Update and Management For For Simplify Provisions
-------------------------------------------------------------------------------- ZIMMER HOLDINGS, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: ZMH Security ID on Ballot: 98956P102 Meeting Date: 5/3/2010 Shares Available to Vote: 483604
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Betsy J. Bernard Management For For 2 Elect Director Marc N. Casper Management For Against 3 Elect Director David C. Dvorak Management For For 4 Elect Director Larry C. Glasscock Management For For 5 Elect Director Robert A. Hagemann Management For For 6 Elect Director Arthur J. Higgins Management For For 7 Elect Director John L. McGoldrick Management For For 8 Elect Director Cecil B. Pickett, Ph.D. Management For For 9 Ratify Auditors Management For For
-------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: BAX Security ID on Ballot: 071813109 Meeting Date: 5/4/2010 Shares Available to Vote: 1469545
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Blake E. Devitt Management For For 2 Elect Director John D. Forsyth Management For For 3 Elect Director Gail D. Fosler Management For Against 4 Elect Director Carole J. Shapazian Management For For 5 Ratify Auditors Management For For 6 Reduce Supermajority Vote Requirement Share Holder Against For
-------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: BMY Security ID on Ballot: 110122108 Meeting Date: 5/4/2010 Shares Available to Vote: 4048220
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Lamberto Andreotti Management For For 2 Elect Director Lewis B. Campbell Management For For 3 Elect Director James M. Cornelius Management For For 4 Elect Director Louis J. Freeh Management For For 5 Elect Director Laurie H. Glimcher, M.D Management For Against 6 Elect Director Michael Grobstein Management For For 7 Elect Director Leif Johansson Management For For 8 Elect Director Alan J. Lacy Management For For 9 Elect Director Vicki L. Sato, Ph.D. Management For For 10 Elect Director Togo D. West, Jr. Management For For 11 Elect Director R. Sanders Williams, M.D. Management For For 12 Ratify Auditors Management For For
13 Provide Right to Call Special Meeting Management For For 14 Reduce Supermajority Vote Requirements Management For For Applicable to Common Stock 15 Reduce Supermajority Vote Requirement Applicable Management For For to Preferred Stock 16 Increase Disclosure of Executive Compensation Share Holder Against Against 17 Provide Right to Act by Written Consent Share Holder Against For 18 Report and Set Goals Related to Animal Use and Share Holder Against Abstain Testing
-------------------------------------------------------------------------------- EXPRESS SCRIPTS, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: ESRX Security ID on Ballot: 302182100 Meeting Date: 5/5/2010 Shares Available to Vote: 694732
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Gary G. Benanav Management For Against 2 Elect Director Frank J. Borelli Management For For 3 Elect Director Maura C. Breen Management For For 4 Elect Director Nicholas J. LaHowchic Management For For 5 Elect Director Thomas P. Mac Mahon Management For For 6 Elect Director Frank Mergenthaler Management For For 7 Elect Director Woodrow A Myers, Jr., M.D. Management For For 8 Elect Director John O. Parker, Jr. Management For For 9 Elect Director George Paz Management For For 10 Elect Director Samuel K. Skinner Management For For
11 Elect Director Seymour Sternberg Management For Against 12 Elect Director Barrett A. Toan Management For For 13 Ratify Auditors Management For For 14 Report on Political Contributions Share Holder Against Abstain 15 Require Independent Board Chairman Share Holder Against Against
-------------------------------------------------------------------------------- TENET HEALTHCARE CORPORATION Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: THC Security ID on Ballot: 88033G100 Meeting Date: 5/5/2010 Shares Available to Vote: 1051599
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director John Ellis "Jeb" Bush Management For For 2 Elect Director Trevor Fetter Management For For 3 Elect Director Brenda J. Gaines Management For For 4 Elect Director Karen M. Garrison Management For For 5 Elect Director Edward A. Kangas Management For For 6 Elect Director J. Robert Kerrey Management For For 7 Elect Director Floyd D. Loop, M.D. Management For For 8 Elect Director Richard R. Pettingill Management For For 9 Elect Director James A. Unruh Management For For 10 Amend Omnibus Stock Plan Management For For 11 Amend Qualified Employee Stock Purchase Plan Management For For 12 Ratify Auditors Management For For
-------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: DGX Security ID on Ballot: 74834L100 Meeting Date: 5/6/2010 Shares Available to Vote: 385936
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director John C. Baldwin Management For For 1.2 Elect Director Surya N. Mohapatra Management For For 1.3 Elect Director Gary M. Pfeiffer Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- ST. JUDE MEDICAL, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: STJ Security ID on Ballot: 790849103 Meeting Date: 5/7/2010 Shares Available to Vote: 809704
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Stuart M. Essig Management For For 1.2 Elect Director Barbara B. Hill Management For For 1.3 Elect Director Michael A. Rocca Management For For 2 Ratify Auditors Management For For 3 Prepare Sustainability Report Share Holder Against Abstain
-------------------------------------------------------------------------------- WATSON PHARMACEUTICALS, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: WPI Security ID on Ballot: 942683103 Meeting Date: 5/7/2010 Shares Available to Vote: 259064
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Paul M. Bisaro Management For For 1.2 Elect Director Christopher W. Bodine Management For For 1.3 Elect Director Michel J. Feldman Management For Withhold 1.4 Elect Director Fred G. Weiss Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- HOSPIRA, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: HSP Security ID on Ballot: 441060100 Meeting Date: 5/11/2010 Shares Available to Vote: 373222
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Connie R. Curran Management For For 2 Elect Director Heino von Prondzynski Management For For 3 Elect Director Mark F. Wheeler Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- DENTSPLY INTERNATIONAL INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: XRAY Security ID on Ballot: 249030107 Meeting Date: 5/11/2010 Shares Available to Vote: 174951
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Paula H. Cholmondeley Management For For 1.2 Elect Director Michael J. Coleman Management For For 1.3 Elect Director John C. Miles II Management For Against 1.4 Elect Director John L. Miclot Management For For 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For Against
-------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORP. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: BSX Security ID on Ballot: 101137107 Meeting Date: 5/11/2010 Shares Available to Vote: 2757910
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director John E. Abele Management For For 1.2 Elect Director Katharine T. Bartlett Management For Withhold 1.3 Elect Director Bruce L. Byrnes Management For For 1.4 Elect Director Nelda J. Connors Management For For 1.5 Elect Director J. Raymond Elliott Management For For 1.6 Elect Director Marye Anne Fox Management For For 1.7 Elect Director Ray J. Groves Management For For 1.8 Elect Director Ernest Mario Management For Withhold 1.9 Elect Director N.J. Nicholas, Jr. Management For For 1.10 Elect Director Pete M. Nicholas Management For For 1.11 Elect Director Uwe E. Reinhardt Management For For 1.12 Elect Director John E. Sununu Management For For 2 Ratify Auditors Management For For 3 Other Business Management For Against
-------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: GILD Security ID on Ballot: 375558103 Meeting Date: 5/11/2010 Shares Available to Vote: 2077046
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Paul Berg Management For For 1.2 Elect Director John F. Cogan Management For For 1.3 Elect Director Etienne F. Davignon Management For For 1.4 Elect Director James M. Denny Management For For 1.5 Elect Director Carla A. Hills Management For For 1.6 Elect Director Kevin E. Lofton Management For For 1.7 Elect Director John W. Madigan Management For For 1.8 Elect Director John C. Martin Management For For 1.9 Elect Director Gordon E. Moore Management For For 1.10 Elect Director Nicholas G. Moore Management For For 1.11 Elect Director Richard J. Whitley Management For For 1.12 Elect Director Gayle E. Wilson Management For For 1.13 Elect Director Per Wold-Olsen Management For For 2 Ratify Auditors Management For For 3 Reduce Supermajority Vote Requirement Share Holder Against For
-------------------------------------------------------------------------------- WATERS CORPORATION Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: WAT Security ID on Ballot: 941848103 Meeting Date: 5/11/2010 Shares Available to Vote: 205090
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Joshua Bekenstein Management For For 1.2 Elect Director Michael J. Berendt Management For For 1.3 Elect Director Douglas A. Berthiaume Management For For 1.4 Elect Director Edward Conard Management For For 1.5 Elect Director Laurie H. Glimcher Management For Withhold 1.6 Elect Director Christopher A. Kuebler Management For For 1.7 Elect Director William J. Miller Management For For 1.8 Elect Director Joann A. Reed Management For For 1.9 Elect Director Thomas P. Salice Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: LH Security ID on Ballot: 50540R409 Meeting Date: 5/12/2010 Shares Available to Vote: 122224
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director David P. King Management For For 2 Elect Director Kerrii B. Anderson Management For For 3 Elect Director Jean-Luc Belingard Management For Against 4 Elect Director Wendy E. Lane Management For Against 5 Elect Director Thomas P. Mac Mahon Management For For 6 Elect Director Robert E. Mittelstaedt, Jr. Management For For 7 Elect Director Arthur H. Rubenstein Management For For 8 Elect Director M. Keith Weikel Management For For 9 Elect Director R. Sanders Williams Management For For 10 Ratify Auditors Management For For
-------------------------------------------------------------------------------- MEDCO HEALTH SOLUTIONS, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: MHS Security ID on Ballot: 58405U102 Meeting Date: 5/12/2010 Shares Available to Vote: 1131745
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Howard W. Barker, Jr. Management For Against 2 Elect Director John L. Cassis Management For Against 3 Elect Director Michael Goldstein Management For For 4 Elect Director Charles M. Lillis Management For Against 5 Elect Director Myrtle S. Potter Management For Against 6 Elect Director William L. Roper Management For Against 7 Elect Director David B. Snow, Jr. Management For For 8 Elect Director David D. Stevens Management For Against 9 Elect Director Blenda J. Wilson Management For For 10 Ratify Auditors Management For For 11 Provide Right to Call Special Meeting Management For For
-------------------------------------------------------------------------------- AMGEN, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: AMGN Security ID on Ballot: 031162100 Meeting Date: 5/12/2010 Shares Available to Vote: 2336090
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Dr. David Baltimore Management For Against 2 Elect Director Frank J. Biondi, Jr. Management For For 3 Elect Director Francois De Carbonnel Management For For 4 Elect Director Jerry D. Choate Management For For 5 Elect Director Dr. Vance D. Coffman Management For For
6 Elect Director Frederick W. Gluck Management For For 7 Elect Director Dr. Rebecca M. Henderson Management For Against 8 Elect Director Frank C. Herringer Management For For 9 Elect Director Dr. Gilbert S. Omenn Management For Against 10 Elect Director Judith C. Pelham Management For For 11 Elect Director Adm. J. Paul Reason, USN (Retired) Management For For 12 Elect Director Leonard D. Schaeffer Management For For 13 Elect Director Kevin W. Sharer Management For For 14 Ratify Auditors Management For For 15 Provide Right to Act by Written Consent Share Holder Against For 16 Stock Retention/Holding Period Share Holder Against Against
-------------------------------------------------------------------------------- MYLAN INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: MYL Security ID on Ballot: 628530107 Meeting Date: 5/14/2010 Shares Available to Vote: 371647
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Robert J. Coury Management For For 1.2 Elect Director Rodney L. Piatt Management For For 1.3 Elect Director Wendy Cameron Management For For 1.4 Elect Director Neil Dimick Management For For 1.5 Elect Director Douglas J. Leech Management For For 1.6 Elect Director Joseph C. Maroon Management For For 1.7 Elect Director Mark W. Parrish Management For For
1.8 Elect Director C.B. Todd Management For For 1.9 Elect Director Randall L. Vanderveen Management For For 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 4 Stock Retention/Holding Period Share Holder Against Against
-------------------------------------------------------------------------------- WELLPOINT, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: WLP Security ID on Ballot: 94973V107 Meeting Date: 5/18/2010 Shares Available to Vote: 1024302
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Sheila P. Burke Management For For 2 Elect Director George A. Schaefer, Jr. Management For For 3 Elect Director Jackie M. Ward Management For For 4 Ratify Auditors Management For For 5 Report on Conversion to Non-Profit Status Share Holder Against Against 6 Report on Lobbying Expenses Share Holder Against Abstain 7 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 8 Reincorporate in Another State [from Indiana to Share Holder Against Against Delaware]
-------------------------------------------------------------------------------- COVENTRY HEALTH CARE INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: CVH Security ID on Ballot: 222862104 Meeting Date: 5/20/2010 Shares Available to Vote: 342299
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director L. Dale Crandall Management For For 2 Elect Director Elizabeth E. Tallett Management For For 3 Elect Director Allen F. Wise Management For For 4 Elect Director Joseph R. Swedish Management For For
5 Elect Director Michael A. Stocker Management For For 6 Ratify Auditors Management For For 7 Report on Political Contributions Share Holder Against Abstain 8 Report on Pay Disparity Share Holder Against Abstain 9 Performance-Based Equity Awards Share Holder Against For
-------------------------------------------------------------------------------- CEPHALON, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: CEPH Security ID on Ballot: 156708109 Meeting Date: 5/20/2010 Shares Available to Vote: 95032
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Frank Baldino, Jr., Ph.D. Management For For 1.2 Elect Director William P. Egan Management For For 1.3 Elect Director Martyn D. Greenacre Management For For 1.4 Elect Director Vaughn M. Kailian Management For For 1.5 Elect Director Kevin E. Moley Management For For 1.6 Elect Director Charles A. Sanders, M.D. Management For For 1.7 Elect Director Gail R. Wilensky, Ph.D. Management For For 1.8 Elect Director Dennis L. Winger Management For For 2 Amend Omnibus Stock Plan Management For For 3 Approve Qualified Employee Stock Purchase Plan Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- AETNA INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: AET Security ID on Ballot: 00817Y108 Meeting Date: 5/21/2010 Shares Available to Vote: 985355
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Frank M. Clark Management For Against 2 Elect Director Betsy Z. Cohen Management For Against 3 Elect Director Molly J. Coye Management For For 4 Elect Director Roger N. Farah Management For Against 5 Elect Director Barbara Hackman Franklin Management For For 6 Elect Director Jeffrey E. Garten Management For For 7 Elect Director Earl G. Graves Management For Against 8 Elect Director Gerald Greenwald Management For For 9 Elect Director Ellen M. Hancock Management For For 10 Elect Director Richard J. Harrington Management For For 11 Elect Director Edward J. Ludwig Management For Against 12 Elect Director Joseph P. Newhouse Management For Against 13 Elect Director Ronald A. Williams Management For For 14 Ratify Auditors Management For For 15 Approve Omnibus Stock Plan Management For For 16 Approve Non-Employee Director Omnibus Stock Plan Management For For 17 Amend Executive Incentive Bonus Plan Management For For 18 Provide for Cumulative Voting Share Holder Against Against 19 Require Independent Board Chairman Share Holder Against Against
-------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: UNH Security ID on Ballot: 91324P102 Meeting Date: 5/24/2010 Shares Available to Vote: 2706201
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director William C. Ballard, Jr. Management For For 2 Elect Director Richard T. Burke Management For For 3 Elect Director Robert J. Darretta Management For For 4 Elect Director Stephen J. Hemsley Management For For 5 Elect Director Michele J. Hooper Management For For 6 Elect Director Douglas W. Leatherdale Management For For 7 Elect Director Glenn M. Renwick Management For For 8 Elect Director Kenneth I. Shine Management For For 9 Elect Director Gail R. Wilensky Management For For 10 Ratify Auditors Management For For 11 Report on Lobbying Expenses Share Holder Against Abstain 12 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- MERCK & CO., INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: MRK Security ID on Ballot: 58933Y105 Meeting Date: 5/25/2010 Shares Available to Vote: 7223712
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Leslie A. Brun Management For For 2 Elect Director Thomas R. Cech Management For For 3 Elect Director Richard T. Clark Management For For 4 Elect Director Thomas H. Glocer Management For Against 5 Elect Director Steven F. Goldstone Management For For 6 Elect Director William B. Harrison, Jr. Management For For
7 Elect Director Harry R. Jacobson Management For For 8 Elect Director William N. Kelley Management For Against 9 Elect Director C. Robert Kidder Management For For 10 Elect Director Rochelle B. Lazarus Management For For 11 Elect Director Carlos E. Represas Management For For 12 Elect Director Patricia F. Russo Management For For 13 Elect Director Thomas E. Shenk Management For For 14 Elect Director Anne M. Tatlock Management For For 15 Elect Director Craig B. Thompson Management For For 16 Elect Director Wendell P. Weeks Management For For 17 Elect Director Peter C. Wendell Management For For 18 Ratify Auditors Management For For 19 Approve Omnibus Stock Plan Management For For 20 Approve Non-Employee Director Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- KING PHARMACEUTICALS, INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: KG Security ID on Ballot: 495582108 Meeting Date: 5/26/2010 Shares Available to Vote: 631370
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Kevin S. Crutchfield Management For For 1.2 Elect Director E.W. Deavenport Jr. Management For For 1.3 Elect Director Elizabeth M. Greetham Management For For 1.4 Elect Director Philip A. Incarnati Management For For
1.5 Elect Director Gregory D. Jordan Management For For 1.6 Elect Director Brian A. Markison Management For For 1.7 Elect Director R. Charles Moyer Management For For 1.8 Elect Director D. Greg Rooker Management For For 1.9 Elect Director Derace L. Schaffer Management For For 1.10 Elect Director Ted G. Wood Management For For 2 Adopt Majority Voting for Uncontested Election Management For Against of Directors 3 Amend Omnibus Stock Plan Management For For 4 Ratify Auditors Management For For 5 Reduce Supermajority Vote Requirement Share Holder Against For
-------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: TMO Security ID on Ballot: 883556102 Meeting Date: 5/26/2010 Shares Available to Vote: 944339
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Marc N. Casper Management For For 2 Elect Director Tyler Jacks Management For Against 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- MILLIPORE CORPORATION Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: MIL Security ID on Ballot: 601073109 Meeting Date: 6/3/2010 Shares Available to Vote: 123158
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- DAVITA INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: DVA Security ID on Ballot: 23918K108 Meeting Date: 6/7/2010 Shares Available to Vote: 230680
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Pamela M. Arway Management For For 2 Elect Director Charles G. Berg Management For Against 3 Elect Director Willard W. Brittain, Jr. Management For For 4 Elect Director Paul J. Diaz Management For Against 5 Elect Director Peter T. Grauer Management For For 6 Elect Director John M. Nehra Management For For 7 Elect Director William L. Roper Management For For 8 Elect Director Kent J. Thiry Management For For 9 Elect Director Roger J. Valine Management For For 10 Amend Omnibus Stock Plan Management For Against 11 Ratify Auditors Management For For 12 Provide Right to Act by Written Consent Share Holder Against For
-------------------------------------------------------------------------------- BIOGEN IDEC INC. Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: BIIB Security ID on Ballot: 09062X103 Meeting Date: 6/9/2010 Shares Available to Vote: 614439
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Nancy L. Leaming Management For For 2 Elect Director Brian S. Posner Management For For 3 Elect Director Eric K. Rowinsky Management For For 4 Elect Director Stephen A. Sherwin Management For For 5 Ratify Auditors Management For For 6 Amend Non-Employee Director Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- GENZYME CORPORATION Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: GENZ Security ID on Ballot: 372917104 Meeting Date: 6/16/2010 Shares Available to Vote: 626749
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- Management Proxy (White Card) Management 1.1 Elect Director Douglas A. Berthiaume Management For For 1.2 Elect Director Robert J. Bertolini Management For For 1.3 Elect Director Gail K. Boudreaux Management For For 1.4 Elect Director Robert J. Carpenter Management For For 1.5 Elect Director Charles L. Cooney Management For For 1.6 Elect Director Victor J. Dzau Management For For 1.7 Elect Director Connie Mack, III Management For For 1.8 Elect Director Richard F. Syron Management For For 1.9 Elect Director Henri A. Termeer Management For For 1.10 Elect Director Ralph V. Whitworth Management For For 2 Amend Omnibus Stock Plan Management For For 3 Amend Qualified Employee Stock Purchase Plan Management For For 4 Amend Non-Employee Director Omnibus Stock Plan Management For For 5 Provide Right to Call Special Meeting Management For For 6 Ratify Auditors Management For For Dissident Proxy (Gold Card) Management 1.1 Elect Director Steven Burakoff Share Holder For Do Not Vote 1.2 Elect Director Alexander J. Denner Share Holder For Do Not Vote 1.3 Elect Director Carl C. Icahn Share Holder For Do Not Vote
1.4 Elect Director Richard Mulligan Share Holder For Do Not Vote 1.5 Management Nominee - Douglas A. Berthiaume Share Holder For Do Not Vote 1.6 Management Nominee - Robert J. Bertolini Share Holder For Do Not Vote 1.7 Management Nominee - Gail K. Boudreaux Share Holder For Do Not Vote 1.8 Management Nominee - Robert J. Carpenter Share Holder For Do Not Vote 1.9 Management Nominee - Victor J. Dzau Share Holder For Do Not Vote 1.10 Management Nominee - Ralph V. Whitworth Share Holder For Do Not Vote 2 Amend Omnibus Stock Plan Management For Do Not Vote 3 Amend Qualified Employee Stock Purchase Plan Management For Do Not Vote 4 Amend Non-Employee Director Omnibus Stock Plan Management Against Do Not Vote 5 Provide Right to Call Special Meeting Management For Do Not Vote 6 Ratify Auditors Management For Do Not Vote
-------------------------------------------------------------------------------- CELGENE CORPORATION Institutional Account Name: The Health Care Select Sector SPDR Fund Ticker: CELG Security ID on Ballot: 151020104 Meeting Date: 6/16/2010 Shares Available to Vote: 1014757
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Sol J. Barer Management For For 1.2 Elect Director Robert J. Hugin Management For For 1.3 Elect Director Michael D. Casey Management For For 1.4 Elect Director Carrie S. Cox Management For For 1.5 Elect Director Rodman L. Drake Management For For 1.6 Elect Director Gilla Kaplan Management For For 1.7 Elect Director James J. Loughlin Management For For 1.8 Elect Director Ernest Mario Management For For 1.9 Elect Director Walter L. Robb Management For For 2 Ratify Auditors Management For For
VOTE SUMMARY REPORT July 01, 2009 - June 30, 2010 THE INDUSTRIAL SELECT SECTOR SPDR(R) FUND -------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: PCP Security ID on Ballot: 740189105 Meeting Date: 8/11/2009 Shares Available to Vote: 225608
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Mark Donegan Management For For 1.2 Elect Director Vernon E. Oechsle Management For For 1.3 Elect Director Rick Schmidt Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- COOPER INDUSTRIES PLC Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: CBE Security ID on Ballot: G24182100 Meeting Date: 8/31/2009 Shares Available to Vote: 299610
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Reincorporation from Bermuda to Ireland Management For For through Scheme of Arrangement 2 Approve the Creation of Distributable Reserves Management For For
-------------------------------------------------------------------------------- FEDEX CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: FDX Security ID on Ballot: 31428X106 Meeting Date: 9/28/2009 Shares Available to Vote: 508479
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director James L. Barksdale Management For Against 1.2 Elect Director John A. Edwardson Management For Against 1.3 Elect DirectorJudith L. Estrin Management For Against 1.4 Elect Director J.R. Hyde, III Management For For 1.5 Elect Director Shirley A. Jackson Management For For 1.6 Elect Director Steven R. Loranger Management For Against 1.7 Elect Director Gary W. Loveman Management For For 1.8 Elect Director Susan C. Schwab Management For For 1.9 Elect Director Frederick W. Smith Management For For
1.10 Elect Director Joshua I. Smith Management For For 1.11 Elect Director David P. Steiner Management For Against 1.12 Elect Director Paul S. Walsh Management For For 2 Ratify Auditors Management For For 3 Require Independent Board Chairman Share Holder Against Against 4 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 5 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 6 Adopt Principles for Health Care Reform Share Holder Against Against
-------------------------------------------------------------------------------- CINTAS CORP. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: CTAS Security ID on Ballot: 172908105 Meeting Date: 10/20/2009 Shares Available to Vote: 141766
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Gerald S. Adolph Management For Against 2 Elect Director Paul R. Carter Management For For 3 Elect Director Gerald V. Dirvin Management For For 4 Elect Director Richard T. Farmer Management For For 5 Elect Director Scott D. Farmer Management For For 6 Elect Director Joyce Hergenhan Management For For 7 Elect Director James J. Johnson Management For For 8 Elect Director Robert J. Kohlhepp Management For For 9 Elect Director David C. Phillips Management For For 10 Elect Director Ronald W. Tysoe Management For For 11 Ratify Auditors Management For For 12 Adopt Principles for Health Care Reform Share Holder Against Against
-------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: PH Security ID on Ballot: 701094104 Meeting Date: 10/28/2009 Shares Available to Vote: 287790
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director William E. Kassling Management For For 1.2 Elect Director Robert J. Kohlhepp Management For For 1.3 Elect Director Giulio Mazzalupi Management For For 1.4 Elect Director Klaus-Peter Muller Management For For 1.5 Elect Director Joseph M. Scaminace Management For For 1.6 Elect Director Wolfgang R. Schmitt Management For For 1.7 Elect Director Markos I. Tambakeras Management For For 1.8 Elect Director James L. Wainscott Management For For 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For For 4 Require Independent Board Chairman Share Holder Against Against
-------------------------------------------------------------------------------- PALL CORP. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: PLL Security ID on Ballot: 696429307 Meeting Date: 11/18/2009 Shares Available to Vote: 364807
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Daniel J. Carroll Management For For 1.2 Elect Director Robert B. Coutts Management For For 1.3 Elect Director Cheryl W. Grise Management For For 1.4 Elect Director Ulric S. Haynes Management For For 1.5 Elect Director Ronald L. Hoffman Management For Withhold 1.6 Elect Director Eric Krasnoff Management For For 1.7 Elect Director Dennis N. Longstreet Management For For 1.8 Elect Director Edwin W. Martin, Jr. Management For For 1.9 Elect Director Katharine L. Plourde Management For For 1.10 Elect Director Edward L. Snyder Management For For 1.11 Elect Director Edward Travaglianti Management For For 2 Ratify Auditors Management For For 3 Approve Executive Incentive Bonus Plan Management For For 4 Amend Qualified Employee Stock Purchase Plan Management For For 5 Amend Management Stock Purchase Plan Management For For 6 Amend Omnibus Stock Plan Management For For 7 Other Business Management For Against
-------------------------------------------------------------------------------- JACOBS ENGINEERING GROUP INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: JEC Security ID on Ballot: 469814107 Meeting Date: 1/28/2010 Shares Available to Vote: 138612
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Robert C. Davidson, Jr. Management For For 1.2 Elect Director Edward V. Fritzky Management For For 1.3 Elect Director Benjamin F. Montoya Management For For 1.4 Elect Director Peter J. Robertson Management For Against 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: EMR Security ID on Ballot: 291011104 Meeting Date: 2/2/2010 Shares Available to Vote: 1557252
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director C. A. H. Boersig Management For For 1.2 Elect Director C. Fernandez G. Management For Withhold 1.3 Elect Director W. J. Galvin Management For For 1.4 Elect Director R. L. Stephenson Management For Withhold 1.5 Elect Director V. R. Loucks, Jr. Management For For 1.6 Elect Director R. L. Ridgway Management For For 2 Amend Executive Incentive Bonus Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: ROK Security ID on Ballot: 773903109 Meeting Date: 2/2/2010 Shares Available to Vote: 195973
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Barry C. Johnson Management For For 1.2 Elect Director William T. McCormick, Jr. Management For For 1.3 Elect Director Keith D. Nosbusch Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- ROCKWELL COLLINS, INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: COL Security ID on Ballot: 774341101 Meeting Date: 2/9/2010 Shares Available to Vote: 202912
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Donald R. Beall Management For For 1.2 Elect Director Mark Donegan Management For Withhold 1.3 Elect Director Andrew J. Policano Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For 4 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- BURLINGTON NORTHERN SANTA FE CORP. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: BNI Security ID on Ballot: 12189T104 Meeting Date: 2/11/2010 Shares Available to Vote: 575479
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- DEERE & CO. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: DE Security ID on Ballot: 244199105 Meeting Date: 2/24/2010 Shares Available to Vote: 923734
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Samuel R. Allen Management For For 2 Elect Director Aulana L. Peters Management For For 3 Elect Director David B. Speer Management For For 4 Declassify the Board of Directors Management For For 5 Amend Omnibus Stock Plan Management For For 6 Amend Executive Incentive Bonus Plan Management For For 7 Ratify Auditors Management For For 8 Limit Executive Compensation Share Holder Against Against 9 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 10 Require Independent Board Chairman Share Holder Against Against
-------------------------------------------------------------------------------- THE STANLEY WORKS Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: SWK Security ID on Ballot: 854616109 Meeting Date: 3/12/2010 Shares Available to Vote: 76389
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Issue Shares in Connection with Acquisition Management For For 2 Amend Certificate Of Incorporation Increasing Management For For Authorized Common Stock and Changing Company Name 3 Amend Omnibus Stock Plan Management For For 4 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: UTX Security ID on Ballot: 913017109 Meeting Date: 4/14/2010 Shares Available to Vote: 2183182
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Louis R. Chenevert Management For For 1.2 Elect Director John V. Faraci Management For Withhold 1.3 Elect Director Jean-Pierre Garnier, Ph.D. Management For For 1.4 Elect Director Jamie S. Gorelick Management For For 1.5 Elect Director Carlos M. Gutierrez Management For For 1.6 Elect Director Edward A. Kangas Management For For 1.7 Elect Director Charles R. Lee Management For For 1.8 Elect Director Richard D. McCormick Management For For 1.9 Elect Director Harold McGraw, III Management For Withhold 1.10 Elect Director Richard B. Myers Management For For 1.11 Elect Director H. Patrick Swygert Management For Withhold 1.12 Elect Director Andre Villeneuve Management For For 1.13 Elect Director Christine Todd Whitman Management For For 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- FASTENAL COMPANY Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: FAST Security ID on Ballot: 311900104 Meeting Date: 4/20/2010 Shares Available to Vote: 156232
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Robert A. Kierlin Management For For 1.2 Elect Director Stephen M. Slaggie Management For For 1.3 Elect Director Michael M. Gostomski Management For For 1.4 Elect Director Hugh L. Miller Management For For 1.5 Elect Director Willard D. Oberton Management For For 1.6 Elect Director Michael J. Dolan Management For For 1.7 Elect Director Reyne K. Wisecup Management For For 1.8 Elect Director Michael J. Ancius Management For For 1.9 Elect Director Scott A. Satterlee Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- GOODRICH CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: GR Security ID on Ballot: 382388106 Meeting Date: 4/20/2010 Shares Available to Vote: 456929
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Carolyn Corvi Management For For 1.2 Elect Director Diane C. Creel Management For For 1.3 Elect Director George A. Davidson, Jr. Management For For 1.4 Elect Director Harris E. Deloach, Jr. Management For For 1.5 Elect Director James W. Griffith Management For Withhold 1.6 Elect Director William R. Holland Management For For 1.7 Elect Director John P. Jumper Management For For 1.8 Elect Director Marshall O. Larsen Management For For 1.9 Elect Director Lloyd W. Newton Management For For 1.10 Elect Director Douglas E. Olesen Management For For 1.11 Elect Director Alfred M. Rankin, Jr. Management For For 2 Ratify Auditors Management For For 3 Approve/Amend Executive Incentive Bonus Plan Management For For
-------------------------------------------------------------------------------- PACCAR INC Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: PCAR Security ID on Ballot: 693718108 Meeting Date: 4/20/2010 Shares Available to Vote: 522118
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Alison J. Carnwath Management For For 1.2 Elect Director Robert T. Parry Management For For 1.3 Elect Director John M. Pigott Management For For 1.4 Elect Director Gregory M.E. Spierkel Management For For 2 Reduce Supermajority Vote Requirement Share Holder Against For 3 Require a Majority Vote for the Election of Share Holder Against Against Directors 4 Limit Composition of Committee(s) to Independent Share Holder Against For Directors
-------------------------------------------------------------------------------- AVERY DENNISON CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: AVY Security ID on Ballot: 053611109 Meeting Date: 4/22/2010 Shares Available to Vote: 319453
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Rolf Borjesson Management For For 2 Elect Director Peter W. Mullin Management For For 3 Elect Director Patrick T. Siewert Management For For 4 Ratify Auditors Management For For 5 Reduce Supermajority Vote Requirement Management For For 6 Amend Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: LMT Security ID on Ballot: 539830109 Meeting Date: 4/22/2010 Shares Available to Vote: 713228
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director E. C. "Pete" Aldrige, Jr. Management For For 2 Elect Director Nolan D. Archibald Management For For 3 Elect Director David B. Burritt Management For For 4 Elect Director James O. Ellis, Jr. Management For For 5 Elect Director Gwendolyn S. King Management For For 6 Elect Director James M. Loy Management For For 7 Elect Director Douglas H. McCorkindale Management For For 8 Elect Director Joseph W. Ralston Management For For 9 Elect Director James Schneider Management For For 10 Elect Director Anne Stevens Management For For 11 Elect Director Robert J. Stevens Management For For 12 Ratify Auditors Management For For 13 Report on Space-based Weapons Program Share Holder Against Abstain
-------------------------------------------------------------------------------- SNAP-ON INCORPORATED Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: SNA Security ID on Ballot: 833034101 Meeting Date: 4/22/2010 Shares Available to Vote: 80269
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director John F. Fiedler Management For For 2 Elect Director James P. Holden Management For Against 3 Elect Director W. Dudley Lehman Management For For 4 Elect Director Edward H. Rensi Management For Against 5 Ratify Auditors Management For For
-------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: HON Security ID on Ballot: 438516106 Meeting Date: 4/26/2010 Shares Available to Vote: 1921832
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Gordon M. Bethune Management For For 2 Elect Director Kevin Burke Management For For 3 Elect Director Jaime Chico Pardo Management For For 4 Elect Director David M. Cote Management For For 5 Elect Director D. Scott Davis Management For For 6 Elect Director Linnet F. Deily Management For For 7 Elect Director Clive R. Hollick Management For For 8 Elect Director George Paz Management For For 9 Elect Director Bradley T. Sheares Management For For 10 Elect Director Michael W. Wright Management For For 11 Ratify Auditors Management For For 12 Provide Right to Call Special Meeting Management For For 13 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 14 Provide Right to Act by Written Consent Share Holder Against For 15 Require Independent Board Chairman Share Holder Against Against 16 Review and Amend Code of Conduct to Include Share Holder Against Abstain Human Rights
-------------------------------------------------------------------------------- THE BOEING COMPANY Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: BA Security ID on Ballot: 097023105 Meeting Date: 4/26/2010 Shares Available to Vote: 1811656
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director John H. Biggs Management For For 2 Elect Director John E. Bryson Management For For 3 Elect Director David L. Calhoun Management For For 4 Elect Director Arthur D. Collins, Jr. Management For For 5 Elect Director Linda Z. Cook Management For For 6 Elect Director William M. Daley Management For For 7 Elect Director Kenneth M. Duberstein Management For For 8 Elect Director Edmund P. Giambastiani, Jr. Management For For 9 Elect Director John F. McDonnell Management For For 10 Elect Director W. James McNerney, Jr. Management For For 11 Elect Director Susan C. Schwab Management For For 12 Elect Director Mike S. Zafirovski Management For For 13 Ratify Auditors Management For For 14 Adopt Ethical Criteria for Military Contracts Share Holder Against Abstain 15 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 16 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 17 Require Independent Board Chairman Share Holder Against Against 18 Report on Political Contributions Share Holder Against Abstain
-------------------------------------------------------------------------------- L-3 COMMUNICATIONS HOLDINGS, INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: LLL Security ID on Ballot: 502424104 Meeting Date: 4/27/2010 Shares Available to Vote: 277443
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Claude R. Canizares Management For For 1.2 Elect Director Thomas A. Corcoran Management For For 1.3 Elect Director Lewis Kramer Management For For 1.4 Elect Director Alan H. Washkowitz Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- EATON CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: ETN Security ID on Ballot: 278058102 Meeting Date: 4/28/2010 Shares Available to Vote: 483855
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Todd M. Bluedorn Management For Against 2 Elect Director Christopher M. Connor Management For Against 3 Elect Director Michael J. Critelli Management For Against 4 Elect Director Charles E. Golden Management For For 5 Elect Director Ernie Green Management For For 6 Ratify Auditors Management For For
-------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: GE Security ID on Ballot: 369604103 Meeting Date: 4/28/2010 Shares Available to Vote: 18820541
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director W. Geoffrey Beattie Management For Against 2 Elect Director James I. Cash, Jr. Management For For 3 Elect Director William M. Castell Management For For 4 Elect Director Ann M. Fudge Management For For 5 Elect Director Susan Hockfield Management For Against 6 Elect Director Jeffrey R. Immelt Management For For 7 Elect Director Andrea Jung Management For Against 8 Elect Director Alan G. (A.G.) Lafley Management For Against 9 Elect Director Robert W. Lane Management For Against 10 Elect Director Ralph S. Larsen Management For For 11 Elect Director Rochelle B. Lazarus Management For Against 12 Elect Director James J. Mulva Management For Against 13 Elect Director Sam Nunn Management For For 14 Elect Director Roger S. Penske Management For For
15 Elect Director Robert J. Swieringa Management For For 16 Elect Director Douglas A. Warner III Management For For 17 Ratify Auditors Management For For 18 Provide for Cumulative Voting Share Holder Against Against 19 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 20 Require Independent Board Chairman Share Holder Against Against 21 Report on Pay Disparity Share Holder Against Abstain 22 Adopt Policy Prohibiting Certain Directors from Share Holder Against Against Serving on Key Board Committees 23 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- TEXTRON INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: TXT Security ID on Ballot: 883203101 Meeting Date: 4/28/2010 Shares Available to Vote: 393413
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Kathleen M. Bader Management For For 2 Elect Director R. Kerry Clark Management For For 3 Elect Director Ivor J. Evans Management For For 4 Elect Director Lord Powell of Bayswater Management For For 5 Elect Director James L. Ziemer Management For For 6 Approve Option Exchange Program Management For Against 7 Declassify the Board of Directors and Adjust Par Management For For Value of Preferred Stock 8 Ratify Auditors Management For For
-------------------------------------------------------------------------------- W.W. GRAINGER, INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: GWW Security ID on Ballot: 384802104 Meeting Date: 4/28/2010 Shares Available to Vote: 101222
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Brian P. Anderson Management For For 1.2 Elect Director Wilbur H. Gantz Management For For 1.3 Elect Director V. Ann Hailey Management For For 1.4 Elect Director William K. Hall Management For For 1.5 Elect Director Stuart L. Levenick Management For Withhold 1.6 Elect Director John W. McCarter, Jr. Management For Withhold 1.7 Elect Director Neil S. Novich Management For For 1.8 Elect Director Michael J. Roberts Management For For 1.9 Elect Director Gary L. Rogers Management For For 1.10 Elect Director James T. Ryan Management For For 1.11 Elect Director E. Scott Santi Management For For 1.12 Elect Director James D. Slavik Management For Withhold 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- THE DUN & BRADSTREET CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: DNB Security ID on Ballot: 26483E100 Meeting Date: 5/4/2010 Shares Available to Vote: 119223
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director John W. Alden Management For For 2 Elect Director Christopher J. Coughlin Management For For 3 Elect Director Sara Mathew Management For For 4 Ratify Auditors Management For For 5 Reduce Supermajority Vote Requirement Share Holder For For
-------------------------------------------------------------------------------- CSX CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: CSX Security ID on Ballot: 126408103 Meeting Date: 5/5/2010 Shares Available to Vote: 1076305
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director D. M. Alvarado Management For For 1.2 Elect Director A. Behring Management For For 1.3 Elect Director Sen. J. B. Breaux Management For For 1.4 Elect Director S. T. Halverson Management For For 1.5 Elect Director E. J. Kelly, III Management For For 1.6 Elect Director G. H. Lamphere Management For For 1.7 Elect Director J. D. McPherson Management For For 1.8 Elect Director T. T. O'Toole Management For For 1.9 Elect Director D. M. Ratcliffe Management For For 1.10 Elect Director D. J. Shepard Management For For 1.11 Elect Director M. J. Ward Management For For 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: EXPD Security ID on Ballot: 302130109 Meeting Date: 5/5/2010 Shares Available to Vote: 486241
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Mark A. Emmert Management For Against 1.2 Elect Director R. Jordan Gates Management For For 1.3 Elect Director Dan P. Kourkoumelis Management For For 1.4 Elect Director Michael J. Malone Management For For 1.5 Elect Director John W. Meisenbach Management For For 1.6 Elect Director Peter J. Rose Management For For 1.7 Elect Director James L.K. Wang Management For For 1.8 Elect Director Robert R. Wright Management For For 2 Approve Stock Option Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: GD Security ID on Ballot: 369550108 Meeting Date: 5/5/2010 Shares Available to Vote: 962826
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Nicholas D. Chabraja Management For For 2 Elect Director James S. Crown Management For For 3 Elect Director William P. Fricks Management For For 4 Elect Director Jay L. Johnson Management For For 5 Elect Director George A. Joulwan Management For For 6 Elect Director Paul G. Kaminski Management For For 7 Elect Director John M. Keane Management For For 8 Elect Director Lester L. Lyles Management For For 9 Elect Director William A. Osborn Management For For 10 Elect Director Robert Walmsley Management For For 11 Ratify Auditors Management For For 12 Report on Space-based Weapons Program Share Holder Against Abstain
-------------------------------------------------------------------------------- DOVER CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: DOV Security ID on Ballot: 260003108 Meeting Date: 5/6/2010 Shares Available to Vote: 420138
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director David H. Benson Management For For 2 Elect Director Robert W. Cremin Management For For 3 Elect Director Jean-Pierre M. Ergas Management For For 4 Elect Director Peter T. Francis Management For For 5 Elect Director Kristiane C. Graham Management For For 6 Elect Directors James L. Koley Management For For 7 Elect Director Robert A. Livingston Management For For 8 Elect Director Richard K. Lochridge Management For For 9 Elect Director Bernard G. Rethore Management For For 10 Elect Director Michael B. Stubbs Management For For 11 Elect Director Mary A. Winston Management For For 12 Ratify Auditors Management For For
-------------------------------------------------------------------------------- FLUOR CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: FLR Security ID on Ballot: 343412102 Meeting Date: 5/6/2010 Shares Available to Vote: 615546
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director James T. Hackett Management For For 2 Elect Director Kent Kresa Management For For 3 Elect Director Nader H. Sultan Management For For 4 Ratify Auditors Management For For 5 Require Independent Board Chairman Share Holder Against Against
-------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: RHI Security ID on Ballot: 770323103 Meeting Date: 5/6/2010 Shares Available to Vote: 251558
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Andrew S. Berwick, Jr. Management For For 1.2 Elect Director Edward W. Gibbons Management For For 1.3 Elect Director Harold M. Messmer, Jr. Management For For 1.4 Elect Director Barbara J. Novogradac Management For Withhold 1.5 Elect Director Robert J. Pace Management For For 1.6 Elect Director Frederick A. Richman Management For For 1.7 Elect Director J. Stephen Schaub Management For For 1.8 Elect Director M. Keith Waddell Management For For 2 Ratify Auditors Management For For 3 Approve Executive Incentive Bonus Plan Management For For
-------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: UNP Security ID on Ballot: 907818108 Meeting Date: 5/6/2010 Shares Available to Vote: 790905
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Andrew H. Card, Jr. Management For For 2 Elect Director Erroll B. Davis, Jr. Management For For 3 Elect Director Thomas J. Donohue Management For Against 4 Elect Director Archie W. Dunham Management For For 5 Elect Director Judith Richards Hope Management For For 6 Elect Director Charles C. Krulak Management For For 7 Elect Director Michael R. McCarthy Management For For 8 Elect Director Michael W. McConnell Management For For 9 Elect Director Thomas F. McLarty III Management For For 10 Elect Director Steven R. Rogel Management For Against 11 Elect Director Jose H. Villarreal Management For Against 12 Elect Director James R. Young Management For For 13 Ratify Auditors Management For For 14 Require Independent Board Chairman Share Holder Against Against 15 Reduce Supermajority Vote Requirement Share Holder Against For
-------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: UPS Security ID on Ballot: 911312106 Meeting Date: 5/6/2010 Shares Available to Vote: 2318032
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director F. Duane Ackerman Management For For 1.2 Elect Director Michael J. Burns Management For For 1.3 Elect Director D. Scott Davis Management For For 1.4 Elect Director Stuart E. Eizenstat Management For Withhold 1.5 Elect Director Michael L. Eskew Management For For 1.6 Elect Director William R. Johnson Management For Withhold 1.7 Elect Director Ann M. Livermore Management For Withhold 1.8 Elect Director Rudy Markham Management For For 1.9 Elect Director John W. Thompson Management For Withhold 1.10 Elect Director Carol B. Tome Management For Withhold 2 Ratify Auditors Management For For 3 Adopt Majority Voting for Uncontested Election Management For Against of Directors
-------------------------------------------------------------------------------- EQUIFAX INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: EFX Security ID on Ballot: 294429105 Meeting Date: 5/7/2010 Shares Available to Vote: 223635
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Robert D. Daleo Management For For 2 Elect Director Walter W. Driver, Jr. Management For For 3 Elect Director L. Phillip Humann Management For For 4 Elect Director Mark B. Templeton Management For For 5 Ratify Auditors Management For For
-------------------------------------------------------------------------------- ILLINOIS TOOL WORKS INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: ITW Security ID on Ballot: 452308109 Meeting Date: 5/7/2010 Shares Available to Vote: 942895
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Marvin D. Brailsford Management For For 2 Elect Director Susan Crown Management For For 3 Elect Director Don H. Davis, Jr. Management For For 4 Elect Director Robert C. McCormack Management For For 5 Elect Director Robert S. Morrison Management For For 6 Elect Director James A. Skinner Management For For 7 Elect Director David B. Smith, Jr. Management For For 8 Elect Director David B. Speer Management For For 9 Elect Director Pamela B. Strobel Management For For 10 Ratify Auditors Management For For 11 Report on Political Contributions Share Holder Against Abstain
-------------------------------------------------------------------------------- PITNEY BOWES INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: PBI Security ID on Ballot: 724479100 Meeting Date: 5/10/2010 Shares Available to Vote: 496980
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Linda G. Alvarado Management For For 2 Elect Director Ernie Green Management For For 3 Elect Director John S. McFarlane Management For For 4 Elect Director Eduardo R. Menasce Management For For 5 Ratify Auditors Management For For 6 Declassify the Board of Directors Management For For 7 Reduce Supermajority Vote Requirement Share Holder Against For
-------------------------------------------------------------------------------- 3M COMPANY Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: MMM Security ID on Ballot: 88579Y101 Meeting Date: 5/11/2010 Shares Available to Vote: 1710612
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Linda G. Alvarado Management For For 2 Elect Director George W. Buckley Management For For 3 Elect Director Vance D. Coffman Management For For 4 Elect Director Michael L. Eskew Management For For 5 Elect Director W. James Farrell Management For For 6 Elect Director Herbert L. Henkel Management For For 7 Elect Director Edward M. Liddy Management For For 8 Elect Director Robert S. Morrison Management For For 9 Elect Director Aulana L. Peters Management For For 10 Elect Director Robert J. Ulrich Management For For 11 Ratify Auditors Management For For 12 Amend Omnibus Stock Plan Management For For 13 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- CUMMINS INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: CMI Security ID on Ballot: 231021106 Meeting Date: 5/11/2010 Shares Available to Vote: 866450
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Robert J. Bernhard Management For For 2 Elect Director Franklin R. Chang-Diaz Management For For 3 Elect Director Robert K. Herdman Management For For 4 Elect Director Alexis M. Herman Management For For 5 Elect Director N. Thomas Linebarger Management For For 6 Elect Director William I. Miller Management For For 7 Elect Director Georgia R. Nelson Management For For 8 Elect Director Theodore M. Solso Management For For 9 Elect Director Carl Ware Management For For 10 Ratify Auditors Management For For
-------------------------------------------------------------------------------- DANAHER CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: DHR Security ID on Ballot: 235851102 Meeting Date: 5/11/2010 Shares Available to Vote: 537537
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Steven M. Rales Management For For 2 Elect Director John T. Schwieters Management For For 3 Elect Director Alan G. Spoon Management For For 4 Ratify Auditors Management For For 5 Declassify the Board of Directors Share Holder Against For
-------------------------------------------------------------------------------- ITT CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: ITT Security ID on Ballot: 450911102 Meeting Date: 5/11/2010 Shares Available to Vote: 532672
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Steven R. Loranger Management For For 1.2 Elect Director Curtis J. Crawford Management For For 1.3 Elect Director Christina A. Gold Management For For 1.4 Elect Director Ralph F. Hake Management For For 1.5 Elect Director John J. Hamre Management For For 1.6 Elect Director Paul J. Kern Management For For 1.7 Elect Director Frank T. MacInnis Management For For 1.8 Elect Director Surya N. Mohapatra Management For For 1.9 Elect Director Linda S. Sanford Management For For 1.10 Elect Director Markos I. Tambakeras Management For For 2 Ratify Auditors Management For For 3 Report on Foreign Military Sales Share Holder Against Abstain 4 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- MASCO CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: MAS Security ID on Ballot: 574599106 Meeting Date: 5/11/2010 Shares Available to Vote: 504712
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Dennis W. Archer Management For For 2 Elect Director Anthony F. Earley, Jr. Management For For 3 Elect Director Lisa A. Payne Management For For 4 Ratify Auditors Management For For 5 Amend Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: WM Security ID on Ballot: 94106L109 Meeting Date: 5/11/2010 Shares Available to Vote: 1077551
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Pastora San Juan Cafferty Management For For 2 Elect Director Frank M. Clark, Jr. Management For For 3 Elect Director Patrick W. Gross Management For For 4 Elect Director John C. Pope Management For For 5 Elect Director W. Robert Reum Management For For 6 Elect Director Steven G. Rothmeier Management For For 7 Elect Director David P. Steiner Management For For 8 Elect Director Thomas H. Weidemeyer Management For For 9 Ratify Auditors Management For For 10 Reduce Supermajority Vote Requirement Management For For 11 Report on Political Contributions Share Holder Against Abstain 12 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- C.H. ROBINSON WORLDWIDE, INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: CHRW Security ID on Ballot: 12541W209 Meeting Date: 5/13/2010 Shares Available to Vote: 266729
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Steven L. Polacek Management For For 2 Elect Director ReBecca Koenig Roloff Management For For 3 Elect Director Michael W. Wickham Management For For 4 Approve Executive Incentive Bonus Plan Management For For 5 Ratify Auditors Management For For
-------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: NSC Security ID on Ballot: 655844108 Meeting Date: 5/13/2010 Shares Available to Vote: 982342
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Thomas D. Bell, Jr. Management For For 2 Elect Director Alston D. Correll Management For For 3 Elect Director Landon Hilliard Management For Against 4 Elect Director Burton M. Joyce Management For For 5 Ratify Auditors Management For For 6 Declassify the Board of Directors Management For For 7 Amend Omnibus Stock Plan Management For For 8 Amend Executive Incentive Bonus Plan Management For For 9 Report on Political Contributions Share Holder Against Abstain
-------------------------------------------------------------------------------- REPUBLIC SERVICES, INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: RSG Security ID on Ballot: 760759100 Meeting Date: 5/13/2010 Shares Available to Vote: 771728
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Election Director James E. O Connor Management For For 2 Election Director John W. Croghan Management For For 3 Election Director James W. Crownover Management For For 4 Election Director William J. Flynn Management For For 5 Election Director David I. Foley Management For Against 6 Election Director Michael Larson Management For For 7 Election Director Nolan Lehmann Management For For 8 Election Director W. Lee Nutter Management For For 9 Election Director Ramon A. Rodriguez Management For For 10 Election Director Allan C. Sorensen Management For For 11 Election Director John M. Trani Management For For 12 Election Director Michael W. Wickham Management For For 13 Ratify Auditors Management For For 14 Report on Political Contributions Share Holder Against Abstain
-------------------------------------------------------------------------------- FLOWSERVE CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: FLS Security ID on Ballot: 34354P105 Meeting Date: 5/14/2010 Shares Available to Vote: 141315
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Gayla Delly Management For For 1.2 Elect Director Rick Mills Management For For 1.3 Elect Director Charles Rampacek Management For For 1.4 Elect Director William Rusnack Management For For 1.5 Elect Director Mark Blinn Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- RYDER SYSTEM, INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: R Security ID on Ballot: 783549108 Meeting Date: 5/14/2010 Shares Available to Vote: 255597
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director David I. Fuente Management For For 2 Elect Director Eugene A. Renna Management For For 3 Elect Director Abbie J. Smith Management For For 4 Ratify Auditors Management For For 5 Amend Omnibus Stock Plan Management For For 6 Amend Qualified Employee Stock Purchase Plan Management For For
-------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: NOC Security ID on Ballot: 666807102 Meeting Date: 5/19/2010 Shares Available to Vote: 807057
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Wesley G. Bush Management For For 2 Elect Director Lewis W. Coleman Management For For 3 Elect Director Thomas B. Fargo Management For For 4 Elect Director Victor H. Fazio Management For For 5 Elect Director Donald E. Felsinger Management For For 6 Elect Director Stephen E. Frank Management For For 7 Elect Director Bruce S. Gordon Management For For 8 Elect Director Madeleine Kleiner Management For For 9 Elect Director Karl J. Krapek Management For For 10 Elect Director Richard B. Myers Management For For 11 Elect Director Aulana L. Peters Management For For 12 Elect Director Kevin W. Sharer Management For For 13 Ratify Auditors Management For For 14 Amend Certificate of Incorporation to Provide Management For For Shareholders the Right to Call Special Meetings and Make Other Revisions 15 Amend Certificate of Incorporation of Subsidiary Management For For to Eliminate Requirement of Shareholder Approval of Certain Actions 16 Reincorporate in Another State [from Delaware to Share Holder Against Against North Dakota]
-------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: LUV Security ID on Ballot: 844741108 Meeting Date: 5/19/2010 Shares Available to Vote: 1610329
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director David W. Biegler Management For For 2 Elect Director Douglas H. Brooks Management For For 3 Elect Director William H. Cunningham Management For For 4 Elect Director John G. Denison Management For For 5 Elect Director Travis C. Johnson Management For For 6 Elect Director Gary C. Kelly Management For For 7 Elect Director Nancy B. Loeffler Management For For 8 Elect Director John T. Montford Management For For 9 Elect Director Daniel D. Villanueva Management For For 10 Amend Omnibus Stock Plan Management For For 11 Ratify Auditors Management For For 12 Provide Right to Act by Written Consent Share Holder Against For
-------------------------------------------------------------------------------- QUANTA SERVICES, INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: PWR Security ID on Ballot: 74762E102 Meeting Date: 5/20/2010 Shares Available to Vote: 290302
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director James R. Ball Management For For 1.2 Elect Director John R. Colson Management For For 1.3 Elect Director J. Michal Conaway Management For For 1.4 Elect Director Ralph R. DiSibio Management For For 1.5 Elect Director Bernard Fried Management For For 1.6 Elect Director Louis C. Golm Management For For 1.7 Elect Director Worthing F. Jackman Management For For 1.8 Elect Director Bruce Ranck Management For For 1.9 Elect Director John R. Wilson Management For For 1.10 Elect Director Pat Wood, III Management For For 2 Ratify Auditors Management For For 3 Require a Majority Vote for the Election of Share Holder Against Against Directors
-------------------------------------------------------------------------------- R. R. DONNELLEY & SONS COMPANY Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: RRD Security ID on Ballot: 257867101 Meeting Date: 5/20/2010 Shares Available to Vote: 799250
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Thomas J. Quinlan, III Management For For 2 Elect Director Stephen M. Wolf Management For For 3 Elect Director Lee A. Chaden Management For For 4 Elect Director Judith H. Hamilton Management For For 5 Elect Director Susan M. Ivey Management For For 6 Elect Director Thomas S. Johnson Management For For 7 Elect Director John C. Pope Management For For 8 Elect Director Michael T. Riordan Management For For
9 Elect Director Oliver R. Sockwell Management For For 10 Ratify Auditors Management For For 11 Adopt Sustainable Paper Purchasing Share Holder Against Abstain 12 Restrict Severance Agreements (Change-in-Control) Share Holder Against Against 13 Other Business Management For Against
-------------------------------------------------------------------------------- STERICYCLE, INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: SRCL Security ID on Ballot: 858912108 Meeting Date: 5/25/2010 Shares Available to Vote: 113043
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Mark C. Miller Management For For 1.2 Elect Director Jack W. Schuler Management For For 1.3 Elect Director Thomas D. Brown Management For For 1.4 Elect Director Rod F. Dammeyer Management For For 1.5 Elect Director William K. Hall Management For For 1.6 Elect Director Jonathan T. Lord Management For For 1.7 Elect Director John Patience Management For For 1.8 Elect Director J.W.P. Reid-Anderson Management For For 1.9 Elect Director Ronald G. Spaeth Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- RAYTHEON COMPANY Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: RTN Security ID on Ballot: 755111507 Meeting Date: 5/27/2010 Shares Available to Vote: 1114316
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Vernon E. Clark Management For For 2 Elect Director John M. Deutch Management For For 3 Elect Director Stephen J. Hadley Management For For 4 Elect Director Frederic M. Poses Management For For 5 Elect Director Michael C. Ruettgers Management For For 6 Elect Director Ronald L. Skates Management For For 7 Elect Director William R. Spivey Management For For 8 Elect Director Linda G. Stuntz Management For For 9 Elect Director William H. Swanson Management For For 10 Ratify Auditors Management For For 11 Provide Right to Call Special Meeting Management For For 12 Approve Omnibus Stock Plan Management For For 13 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 14 Submit SERP to Shareholder Vote Share Holder Against Against 15 Provide Right to Act by Written Consent Share Holder Against For
-------------------------------------------------------------------------------- FIRST SOLAR, INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: FSLR Security ID on Ballot: 336433107 Meeting Date: 6/1/2010 Shares Available to Vote: 70977
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Michael J. Ahearn Management For For 1.2 Elect Director Robert J. Gillette Management For For 1.3 Elect Director Craig Kennedy Management For For 1.4 Elect Director James F. Nolan Management For Withhold 1.5 Elect Director William J. Post Management For For 1.6 Elect Director J. Thomas Presby Management For For 1.7 Elect Director Paul H. Stebbins Management For For 1.8 Elect Director Michael Sweeney Management For For 1.9 Elect Director Jose H. Villarreal Management For For 2 Approve Omnibus Stock Plan Management For For 3 Approve Qualified Employee Stock Purchase Plan Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- ROPER INDUSTRIES, INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: ROP Security ID on Ballot: 776696106 Meeting Date: 6/2/2010 Shares Available to Vote: 139943
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director David W. Devonshire Management For For 1.2 Elect Director John F. Fort, III Management For For 1.3 Elect Director Brian D. Jellison Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- IRON MOUNTAIN INCORPORATED Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: IRM Security ID on Ballot: 462846106 Meeting Date: 6/4/2010 Shares Available to Vote: 401541
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Clarke H. Bailey Management For For 2 Elect Director Constantin R. Boden Management For For 3 Elect Director Robert T. Brennan Management For For 4 Elect Director Kent P. Dauten Management For For 5 Elect Director Per-Kristian Halvorsen Management For For 6 Elect Director Michael W. Lamach Management For For 7 Elect Director Arthur D. Little Management For For 8 Elect Director C. Richard Reese Management For For 9 Elect Director Vincent J. Ryan Management For For 10 Elect Director Laurie A. Tucker Management For For 11 Elect Director Alfred J. Verrecchia Management For For 12 Amend Omnibus Stock Plan Management For For 13 Amend Executive Incentive Bonus Plan Management For For 14 Amend Executive Incentive Bonus Plan Management For For 15 Ratify Auditors Management For For
-------------------------------------------------------------------------------- MONSTER WORLDWIDE, INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: MWW Security ID on Ballot: 611742107 Meeting Date: 6/8/2010 Shares Available to Vote: 398850
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Salvatore Iannuzzi Management For For 2 Elect Director Robert J. Chrenc Management For For 3 Elect Director John Gaulding Management For For 4 Elect Director Edmund P. Giambastiani, Jr. Management For For 5 Elect Director Cynthia P. McCague Management For For 6 Elect Director Jeffrey F. Rayport Management For For 7 Elect Director Roberto Tunioli Management For For 8 Elect Director Timothy T. Yates Management For For 9 Ratify Auditors Management For For
-------------------------------------------------------------------------------- CATERPILLAR INC. Institutional Account Name: The Industrial Select Sector SPDR Fund Ticker: CAT Security ID on Ballot: 149123101 Meeting Date: 6/9/2010 Shares Available to Vote: 1466628
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director John T. Dillon Management For For 1.2 Elect Director Juan Gallardo Management For For 1.3 Elect Director William A. Osborn Management For For 1.4 Elect Director Edward B. Rust, Jr. Management For For 1.5 Elect Director Susan C. Schwab Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For 4 Declassify the Board of Directors Management For For 5 Reduce Supermajority Vote Requirement Management For For 6 Require Independent Board Chairman Share Holder Against Against 7 Amend Human Rights Policy Share Holder Against Abstain 8 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
VOTE SUMMARY REPORT July 01, 2009 - June 30, 2010 THE MATERIALS SELECT SECTOR SPDR(R) FUND -------------------------------------------------------------------------------- MONSANTO CO. Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: MON Security ID on Ballot: 61166W101 Meeting Date: 1/26/2010 Shares Available to Vote: 2893993
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Frank V. AtLee III Management For For 2 Elect Director David L. Chicoine Management For For 3 Elect Director Arthur H. Harper Management For For 4 Elect Director Gwendolyn S. King Management For For 5 Ratify Auditors Management For For 6 Amend Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- AIR PRODUCTS AND CHEMICALS, INC. Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: APD Security ID on Ballot: 009158106 Meeting Date: 1/28/2010 Shares Available to Vote: 1020761
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director William L. Davis, III Management For For 1.2 Elect Director W. Douglas Ford Management For For 1.3 Elect Director Evert Henkes Management For For 1.4 Elect Director Margaret G. McGlynn Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: PPG Security ID on Ballot: 693506107 Meeting Date: 4/15/2010 Shares Available to Vote: 790012
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director James G. Berges Management For For 1.2 Elect Director Victoria F. Haynes Management For For 1.3 Elect Director Martin H. Richenhagen Management For For 2 Ratify Auditors Management For For 3 Report on Community Environmental Impact Share Holder Against Abstain Disclosure Process
-------------------------------------------------------------------------------- WEYERHAEUSER COMPANY Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: WY Security ID on Ballot: 962166104 Meeting Date: 4/15/2010 Shares Available to Vote: 755638
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Richard H. Sinkfield Management For For 1.2 Elect Director D. Michael Steuert Management For For 1.3 Elect Director Kim Williams Management For For 2 Amend Articles/Bylaws/Charter-Non-Routine Management For For 3 Approve Dividends Management For For 4 Increase Authorized Common Stock Management For For 5 Approve Securities Transfer Restrictions Management For For 6 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 7 Report on Incorporating FSC-certified Products Share Holder Against Abstain into Company's North American Strategy 8 Ratify Auditors Management For For
-------------------------------------------------------------------------------- ALCOA INC. Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: AA Security ID on Ballot: 013817101 Meeting Date: 4/23/2010 Shares Available to Vote: 3783561
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Arthur D. Collins, Jr Management For For 1.2 Elect Director Carlos Ghosn Management For For 1.3 Elect Director Michael G. Morris Management For For
1.4 Elect Director E. Stanley O'Neal Management For For 2 Ratify Auditor Management For For 3 Adopt Majority Voting for Uncontested Election Management For Against of Directors 4 Reduce Supermajority Vote Requirement Relating Management For For to Fair Price Protection 5 Reduce Supermajority Vote Requirement Relating Management For For to Director Elections 6 Reduce Supermajority Vote Requirement Relating Management For For to the Removal of Directors 7 Adopt Simple Majority Vote Share Holder Against For
-------------------------------------------------------------------------------- NEWMONT MINING CORPORATION Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: NEM Security ID on Ballot: 651639106 Meeting Date: 4/23/2010 Shares Available to Vote: 1679226
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Glen A. Barton Management For For 2 Elect Director Vincent A. Calarco Management For For 3 Elect Director Joseph A. Carrabba Management For For 4 Elect Director Noreen Doyle Management For For 5 Elect Director Veronica M. Hagen Management For For 6 Elect Director Michael S. Hamson Management For For
7 Elect Director Richard T. O'Brien Management For For 8 Elect Director John B. Prescott Management For For 9 Elect Director Donald C. Roth Management For For 10 Elect Director James V. Taranik Management For For 11 Elect Director Simon Thompson Management For For 12 Ratify Auditors Management For For 13 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 14 Require a Majority Vote for the Election of Share Holder Against Against Directors
-------------------------------------------------------------------------------- MEADWESTVACO CORPORATION Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: MWV Security ID on Ballot: 583334107 Meeting Date: 4/26/2010 Shares Available to Vote: 915499
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Michael E. Campbell Management For Against 2 Elect Director Thomas W. Cole, Jr., Ph.D. Management For For 3 Elect Director James G. Kaiser Management For For 4 Elect Director Richard B. Kelson Management For For 5 Elect Director James M. Kilts Management For For 6 Elect Director Susan J. Kropf Management For For 7 Elect Director Douglas S. Luke Management For For 8 Elect Director John A. Luke, Jr. Management For For 9 Elect Director Robert C. McCormack Management For For
10 Elect Director Timothy H. Powers Management For For 11 Elect Director Edward M. Straw Management For For 12 Elect Director Jane L. Warner Management For Against 13 Ratify Auditors Management For For 14 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- FMC CORPORATION Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: FMC Security ID on Ballot: 302491303 Meeting Date: 4/27/2010 Shares Available to Vote: 371076
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Pierre Brondeau Management For For 1.2 Elect Director Dirk A. Kempthorne Management For For 1.3 Elect Director Robert C. Pallash Management For For 1.4 Elect Director William G. Walter Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- INTERNATIONAL FLAVORS & FRAGRANCES INC. Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: IFF Security ID on Ballot: 459506101 Meeting Date: 4/27/2010 Shares Available to Vote: 421161
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Margaret Hayes Adame Management For For 2 Elect Director Marcello Bottoli Management For For 3 Elect Director Linda B. Buck Management For For 4 Elect Director J. Michael Cook Management For For 5 Elect Director Roger W. Ferguson, Jr. Management For For 6 Elect Director Peter A. Georgescu Management For For 7 Elect Director Alexandra A. Herzan Management For For
8 Elect Director Henry W. Howell, Jr. Management For For 9 Elect Director Katherine M. Hudson Management For For 10 Elect Director Arthur C. Martinez Management For For 11 Elect Director Douglas D. Tough Management For For 12 Ratify Auditors Management For For 13 Approve Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- PRAXAIR, INC. Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: PX Security ID on Ballot: 74005P104 Meeting Date: 4/27/2010 Shares Available to Vote: 1404244
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Stephen F. Angel Management For For 1.2 Elect Director Nance K. Dicciani Management For For 1.3 Elect Director Edward G. Galante Management For For 1.4 Elect Director Claire W. Gargalli Management For For 1.5 Elect Director Ira D. Hall Management For For 1.6 Elect Director Raymond W. LeBoeuf Management For For 1.7 Elect Director Larry D. Mcvay Management For For 1.8 Elect Director Wayne T. Smith Management For Withhold 1.9 Elect Director Robert L. Wood Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- UNITED STATES STEEL CORPORATION Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: X Security ID on Ballot: 912909108 Meeting Date: 4/27/2010 Shares Available to Vote: 463500
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director John G. Drosdick Management For For 1.2 Elect Director Charles R. Lee Management For For 1.3 Elect Director Jeffrey M. Lipton Management For For 1.4 Elect Director Dan O. Dinges Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For 4 Approve/Amend Executive Incentive Bonus Plan Management For For
-------------------------------------------------------------------------------- BALL CORPORATION Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: BLL Security ID on Ballot: 058498106 Meeting Date: 4/28/2010 Shares Available to Vote: 257840
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director John A. Hayes Management For For 1.2 Elect Director Hanno C. Fiedler Management For Withhold 1.3 Elect Director John F. Lehman Management For Withhold 1.4 Elect Director Georgia R. Nelson Management For Withhold 1.5 Elect Director Erik H. van der Kaay Management For Withhold 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For For 4 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 5 Submit Shareholder Rights Plan (Poison Pill) to Share Holder Against For Shareholder Vote
-------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: DD Security ID on Ballot: 263534109 Meeting Date: 4/28/2010 Shares Available to Vote: 4598236
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Samuel W. Bodman Management For For 2 Elect Director Richard H. Brown Management For For 3 Elect Director Robert A. Brown Management For For 4 Elect Director Bertrand P. Collomb Management For For 5 Elect Director Curtis J. Crawford Management For For 6 Elect Director Alexander M. Cutler Management For For 7 Elect Director John T. Dillon Management For For 8 Elect Director Eleuthere I. Du Pont Management For For 9 Elect Director Marillyn A. Hewson Management For For 10 Elect Director Lois D. Juliber Management For For 11 Elect Director Ellen J. Kullman Management For For 12 Elect Director William K. Reilly Management For For 13 Ratify Auditors Management For For 14 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 15 Amend Human Rights Policy to Address Seed Saving Share Holder Against Abstain
-------------------------------------------------------------------------------- SIGMA-ALDRICH CORPORATION Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: SIAL Security ID on Ballot: 826552101 Meeting Date: 5/4/2010 Shares Available to Vote: 634542
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Rebecca M. Bergman Management For For 2 Elect Director George M. Church Management For For 3 Elect Director David R. Harvey Management For For
4 Elect Director W. Lee McCollum Management For For 5 Elect Director Jai P. Nagarkatti Management For For 6 Elect Director Avi M. Nash Management For For 7 Elect Director Steven M. Paul Management For For 8 Elect Director J. Pedro Reinhard Management For For 9 Elect Director D. Dean Spatz Management For For 10 Elect Director Barrett A. Toan Management For For 11 Amend Executive Incentive Bonus Plan Management For For 12 Ratify Auditors Management For For 13 Reduce Supermajority Vote Requirement Share Holder Against For
-------------------------------------------------------------------------------- BEMIS COMPANY, INC. Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: BMS Security ID on Ballot: 081437105 Meeting Date: 5/6/2010 Shares Available to Vote: 614886
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Jeffery H. Curler Management For For 1.2 Elect Director Roger D. O'Shaugnessey Management For For 1.3 Elect Director David S. Haffner Management For For 1.4 Elect Director Holly A. Van Deursen Management For For 2 Ratify Auditors Management For For 3 Report on Pay Disparity Share Holder Against Abstain
-------------------------------------------------------------------------------- EASTMAN CHEMICAL COMPANY Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: EMN Security ID on Ballot: 277432100 Meeting Date: 5/6/2010 Shares Available to Vote: 296512
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Gary E. Anderson Management For For 2 Elect Director Renee J. Hornbaker Management For For 3 Elect Director Thomas H. McLain Management For For 4 Ratify Auditors Management For For 5 Provide Right to Call Special Meeting Management For For 6 Declassify the Board of Directors Share Holder Against Against
-------------------------------------------------------------------------------- ECOLAB INC. Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: ECL Security ID on Ballot: 278865100 Meeting Date: 5/6/2010 Shares Available to Vote: 1253002
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Arthur J. Higgins Management For For 2 Elect Director Joel W. Johnson Management For For 3 Elect Director C. Scott O'Hara Management For Against 4 Ratify Auditors Management For For 5 Approve Omnibus Stock Plan Management For For 6 Declassify the Board of Directors Management For For 7 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 8 Adopt Policy on Human Right to Water Share Holder Against Abstain 9 Amend Bylaws-- Call Special Meetings Share Holder Against For
-------------------------------------------------------------------------------- OWENS-ILLINOIS, INC. Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: OI Security ID on Ballot: 690768403 Meeting Date: 5/6/2010 Shares Available to Vote: 905350
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Jay L. Geldmacher Management For For 1.2 Elect Director Albert P.l. Stroucken Management For For 1.3 Elect Director Dennis K. Williams Management For For
1.4 Elect Director Thomas L. Young Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: ATI Security ID on Ballot: 01741R102 Meeting Date: 5/7/2010 Shares Available to Vote: 298601
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director L. Patrick Hassey Management For For 1.2 Elect Director Barbara S. Jeremiah Management For For 1.3 Elect Director John D. Turner Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: IP Security ID on Ballot: 460146103 Meeting Date: 5/10/2010 Shares Available to Vote: 2219546
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Directors David J. Bronczek Management For For 1.2 Elect Directors Lynn Laverty Elsenhans Management For For 1.3 Elect Directors John V. Faraci Management For For 1.4 Elect Directors Stacey J. Mobley Management For For 1.5 Elect Directors John L. Townsend, III Management For For 1.6 Elect Directors William G. Walter Management For Against 1.7 Elect Directors J. Steven Whisler Management For For 2 Ratify Auditors Management For For 3 Provide Right to Call Special Meeting Management For For
-------------------------------------------------------------------------------- CLIFFS NATURAL RESOURCES INC. Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: CLF Security ID on Ballot: 18683K101 Meeting Date: 5/11/2010 Shares Available to Vote: 628119
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Ronald C. Cambre Management For For 1.2 Elect Director Joseph A. Carrabba Management For For 1.3 Elect Director Susan M. Cunningham Management For For 1.4 Elect Director Barry J. Eldridge Management For For 1.5 Elect Director Susan M. Green Management For For 1.6 Elect Director Janice K. Henry Management For For 1.7 Elect Director James F. Kirsch Management For For 1.8 Elect Director Francis R. McAllister Management For For 1.9 Elect Director Roger Phillips Management For For 1.10 Elect Director Richard K. Riederer Management For For 1.11 Elect Director Alan Schwartz Management For For 2 Reduce Supermajority Vote Requirement Management For For 3 Amend Omnibus Stock Plan Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: CF Security ID on Ballot: 125269100 Meeting Date: 5/12/2010 Shares Available to Vote: 234319
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Robert C. Arzbaecher Management For For 1.2 Elect Director Edward A. Schmitt Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- NUCOR CORPORATION Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: NUE Security ID on Ballot: 670346105 Meeting Date: 5/13/2010 Shares Available to Vote: 824272
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Daniel R. DiMicco Management For For 1.2 Elect Director James D. Hlavacek Management For For 1.3 Elect Director John H. Walker Management For For 2 Ratify Auditors Management For For 3 Declassify the Board of Directors Management For For 4 Approve Omnibus Stock Plan Management For For 5 Require a Majority Vote for the Election of Share Holder Against Against Directors 6 Report on Political Contributions Share Holder Against Abstain
-------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: DOW Security ID on Ballot: 260543103 Meeting Date: 5/13/2010 Shares Available to Vote: 4719630
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Arnold A. Allemang Management For For 2 Elect Director Jacqueline K. Barton Management For For 3 Elect Director James A. Bell Management For Against 4 Elect Director Jeff M. Fettig Management For Against 5 Elect Director Barbara H. Franklin Management For For 6 Elect Director John B. Hess Management For Against 7 Elect Director Andrew N. Liveris Management For For 8 Elect Director Paul Polman Management For Against 9 Elect Director Dennis H. Reilley Management For For 10 Elect Director James M. Ringler Management For For
11 Elect Director Ruth G. Shaw Management For For 12 Elect Director Paul G. Stern Management For For 13 Ratify Auditors Management For For 14 Provide Right to Call Special Meeting Management For For 15 Report on Environmental Remediation in Midland Share Holder Against Abstain Area 16 Stock Retention/Holding Period Share Holder Against Against 17 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- PACTIV CORPORATION Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: PTV Security ID on Ballot: 695257105 Meeting Date: 5/14/2010 Shares Available to Vote: 716013
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Larry D. Brady Management For For 2 Elect Director K. Dane Brooksher Management For For 3 Elect Director Robert J. Darnall Management For For 4 Elect Director Mary R. Henderson Management For For 5 Elect Director N. Thomas Linebarger Management For For 6 Elect Director Roger B. Porter Management For For 7 Elect Director Richard L. Wambold Management For For 8 Elect Director Norman H. Wesley Management For For 9 Ratify Auditors Management For For
-------------------------------------------------------------------------------- VULCAN MATERIALS COMPANY Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: VMC Security ID on Ballot: 929160109 Meeting Date: 5/14/2010 Shares Available to Vote: 569284
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Douglas J. McGregor Management For For 1.2 Elect Director Vincent J. Trosino Management For For 1.3 Elect Director Philip J. Carroll, Jr. Management For Withhold 1.4 Elect Director James V. Napier Management For For 2 Ratify Auditors Management For For 3 Require a Majority Vote for the Election of Share Holder Against Against Directors
-------------------------------------------------------------------------------- SEALED AIR CORPORATION Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: SEE Security ID on Ballot: 81211K100 Meeting Date: 5/19/2010 Shares Available to Vote: 538843
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Hank Brown Management For For 2 Elect Director Michael Chu Management For For 3 Elect Director Lawrence R. Codey Management For For 4 Elect Director Patrick Duff Management For For 5 Elect Director T. J. Dermot Dunphy Management For For 6 Elect Director Charles F. Farrell, Jr. Management For For 7 Elect Director William V. Hickey Management For For 8 Elect Director Jacqueline B. Kosecoff Management For For 9 Elect Director Kenneth P. Manning Management For For 10 Elect Director William J. Marino Management For For 11 Ratify Auditors Management For For
-------------------------------------------------------------------------------- TITANIUM METALS CORPORATION Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: TIE Security ID on Ballot: 888339207 Meeting Date: 5/20/2010 Shares Available to Vote: 489779
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Keith R. Coogan Management For For 1.2 Elect Director Glenn R. Simmons Management For For 1.3 Elect Director Harold C. Simmons Management For For 1.4 Elect Director Thomas P. Stafford Management For For 1.5 Elect Director Steven L. Watson Management For For 1.6 Elect Director Terry N. Worrell Management For For 1.7 Elect Director Paul J. Zucconi Management For For
-------------------------------------------------------------------------------- AK STEEL HOLDING CORPORATION Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: AKS Security ID on Ballot: 001547108 Meeting Date: 5/27/2010 Shares Available to Vote: 681646
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Richard A. Abdoo Management For For 1.2 Elect Director John S. Brinzo Management For For 1.3 Elect Director Dennis C. Cuneo Management For For 1.4 Elect Director William K. Gerber Management For For 1.5 Elect Director Bonnie G. Hill Management For For 1.6 Elect Director Robert H. Jenkins Management For For 1.7 Elect Director Ralph S. Michael, III Management For For 1.8 Elect Director Shirley D. Peterson Management For For 1.9 Elect Director James A. Thomson Management For For 1.10 Elect Director James L. Wainscott Management For For 2 Ratify Auditors Management For For
3 Amend Executive Incentive Bonus Plan Management For For 4 Amend Omnibus Stock Plan Management For For 5 Amend Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD INC. Institutional Account Name: The Materials Select Sector SPDR Fund Ticker: FCX Security ID on Ballot: 35671D857 Meeting Date: 6/9/2010 Shares Available to Vote: 2110551
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Richard C. Adkerson Management For For 1.2 Elect Director Robert J. Allison, Jr. Management For For 1.3 Elect Director Robert A. Day Management For For 1.4 Elect Director Gerald J. Ford Management For For 1.5 Elect Director H. Devon Graham, Jr. Management For For 1.6 Elect Director Charles C. Krulak Management For For
1.7 Elect Director Bobby Lee Lackey Management For For 1.8 Elect Director Jon C. Madonna Management For For 1.9 Elect Director Dustan E. McCoy Management For For 1.10 Elect Director James R. Moffett Management For For 1.11 Elect Director B.M. Rankin, Jr. Management For For 1.12 Elect Director Stephen H. Siegele Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For 4 Request Director Nominee with Environmental Share Holder Against For Qualifications 5 Stock Retention/Holding Period Share Holder Against Against
VOTE SUMMARY REPORT July 01, 2009 - June 30, 2010 THE TECHNOLOGY SELECT SECTOR SPDR(R) FUND -------------------------------------------------------------------------------- SUN MICROSYSTEMS, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: JAVA Security ID on Ballot: 866810203 Meeting Date: 7/16/2009 Shares Available to Vote: 1228014
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- DELL INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: DELL Security ID on Ballot: 24702R101 Meeting Date: 7/17/2009 Shares Available to Vote: 2882519
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director James W. Breyer Management For For 1.2 Elect Director Donald J. Carty Management For For 1.3 Elect Director Michael S. Dell Management For For 1.4 Elect Director William H. Gray, III Management For For 1.5 Elect Director Sallie L. Krawcheck Management For For 1.6 Elect Director Judy C. Lewent Management For For 1.7 Elect Director Thomas W. Luce, III Management For For 1.8 Elect Director Klaus S. Luft Management For Withhold 1.9 Elect Director Alex J. Mandl Management For For 1.10 Elect Director Sam Nunn Management For For 2 Ratify Auditors Management For For 3 Reimburse Proxy Contest Expenses Share Holder Against For 4 Reduce Supermajority Vote Requirement Share Holder Against For
-------------------------------------------------------------------------------- ANALOG DEVICES, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: ADI Security ID on Ballot: 032654105 Meeting Date: 7/20/2009 Shares Available to Vote: 506096
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Stock Option Exchange Program Management For For
-------------------------------------------------------------------------------- BMC SOFTWARE, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: BMC Security ID on Ballot: 055921100 Meeting Date: 7/28/2009 Shares Available to Vote: 319482
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Robert E. Beauchamp Management For For
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.2 Elect Director B. Garland Cupp Management For For 1.3 Elect Director Jon E. Barfield Management For For 1.4 Elect Director Gary L. Bloom Management For For 1.5 Elect Director Meldon K. Gafner Management For For 1.6 Elect Director P. Thomas Jenkins Management For For 1.7 Elect Director Louis J. Lavigne, Jr. Management For For 1.8 Elect Director Kathleen A. O'Neil Management For For 1.9 Elect Director Tom C. Tinsley Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- ELECTRONIC ARTS INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: ERTS Security ID on Ballot: 285512109 Meeting Date: 7/29/2009 Shares Available to Vote: 531824
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Leonard S. Coleman Management For For 2 Elect Director Jeffrey T. Huber Management For For 3 Elect Director Gary M. Kusin Management For For 4 Elect Director Geraldine B. Laybourne Management For For 5 Elect Director Gregory B. Maffei Management For Against 6 Elect Director Vivek Paul Management For For 7 Elect Director Lawrence F. Probst III Management For For
8 Elect Director John S. Riccitiello Management For For 9 Elect Director Richard A. Simonson Management For Against 10 Elect Director Linda J. Srere Management For For 11 Approve Stock Option Exchange Program Management For Against 12 Amend Omnibus Stock Plan Management For For 13 Amend Qualified Employee Stock Purchase Plan Management For For 14 Ratify Auditors Management For For
-------------------------------------------------------------------------------- COMPUTER SCIENCES CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: CSC Security ID on Ballot: 205363104 Meeting Date: 8/3/2009 Shares Available to Vote: 250813
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Irving W. Bailey, II Management For For 1.2 Elect Director David J. Barram Management For For 1.3 Elect Director Stephen L. Baum Management For For 1.4 Elect Director Rodney F. Chase Management For For 1.5 Elect Director Judith R. Haberkorn Management For For 1.6 Elect Director Michael W. Laphen Management For For 1.7 Elect Director F. Warren McFarlan Management For For 1.8 Elect Director Chong Sup Park Management For For 1.9 Elect Director Thomas H. Patrick Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- XILINX, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: XLNX Security ID on Ballot: 983919101 Meeting Date: 8/12/2009 Shares Available to Vote: 237629
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Philip T. Gianos Management For For 1.2 Elect Director Moshe N. Gavrielov Management For For 1.3 Elect Director John L. Doyle Management For For 1.4 Elect Director Jerald G. Fishman Management For Against 1.5 Elect Director William G. Howard, Jr. Management For For 1.6 Elect Director J. Michael Patterson Management For For 1.7 Elect Director Marshall C. Turner Management For For 1.8 Elect Director E.W. Vanderslice Management For For 2 Amend Qualified Employee Stock Purchase Plan Management For For 3 Amend Omnibus Stock Plan Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- MICROCHIP TECHNOLOGY INCORPORATED Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: MCHP Security ID on Ballot: 595017104 Meeting Date: 8/14/2009 Shares Available to Vote: 257119
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Steve Sanghi Management For For 1.2 Elect Director Albert J. Hugo-martinez Management For For 1.3 Elect Director L.b. Day Management For For 1.4 Elect Director Matthew W. Chapman Management For For 1.5 Elect Director Wade F. Meyercord Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- QLOGIC CORP. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: QLGC Security ID on Ballot: 747277101 Meeting Date: 8/20/2009 Shares Available to Vote: 265471
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director H.K. Desai Management For For 2 Elect Director Joel S. Birnbaum Management For For 3 Elect Director James R. Fiebiger Management For For 4 Elect Director Balakrishnan S. Iyer Management For For 5 Elect Director Kathryn B. Lewis Management For For 6 Elect Director George D. Wells Management For For 7 Amend Omnibus Stock Plan Management For Against 8 Ratify Auditors Management For For
-------------------------------------------------------------------------------- COMPUWARE CORP. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: CPWR Security ID on Ballot: 205638109 Meeting Date: 8/25/2009 Shares Available to Vote: 521258
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Dennis W. Archer Management For Withhold 1.2 Elect Director Gurminder S. Bedi Management For For 1.3 Elect Director William O. Grabe Management For For 1.4 Elect Director William R. Halling Management For For 1.5 Elect Director Peter Karmanos, Jr. Management For For 1.6 Elect Director Faye Alexander Nelson Management For For 1.7 Elect Director Glenda D. Price Management For For 1.8 Elect Director W. James Prowse Management For Withhold
1.9 Elect Director G. Scott Romney Management For Withhold 2 Ratify Auditors Management For For 3 Amend Shareholder Rights Plan (Poison Pill) Management For Against
-------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES INC Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: FIS Security ID on Ballot: 31620M106 Meeting Date: 9/4/2009 Shares Available to Vote: 248191
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Issue Shares in Connection with Acquisition Management For For 2 Approve Issuance of Shares for a Private Management For For Placement 3 Approve Issuance of Shares for a Private Management For For Placement 4 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- CA, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: CA Security ID on Ballot: 12673P105 Meeting Date: 9/14/2009 Shares Available to Vote: 713936
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Raymond J. Bromark Management For For 2 Elect Director Gary J. Fernandes Management For For 3 Elect Director Kay Koplovitz Management For For 4 Elect Director Christopher B. Lofgren Management For For 5 Elect Director William E. McCracken Management For For 6 Elect Director John A. Swainson Management For For 7 Elect Director Laura S. Unger Management For For 8 Elect Director Arthur F. Weinbach Management For For 9 Elect Director Renato (Ron) Zambonini Management For For 10 Ratify Auditors Management For For 11 Amend Executive Bonus Program Share Holder Against Against
-------------------------------------------------------------------------------- SYMANTEC CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: SYMC Security ID on Ballot: 871503108 Meeting Date: 9/23/2009 Shares Available to Vote: 1698495
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Michael A. Brown Management For For 1.2 Elect Director William T. Coleman Management For For 1.3 Elect Director Frank E. Dangeard Management For For 1.4 Elect Director Geraldine B. Laybourne Management For For 1.5 Elect Director David L. Mahoney Management For For 1.6 Elect Director Robert S. Miller Management For For 1.7 Elect Director Enrique Salem Management For For 1.8 Elect Director Daniel H. Schulman Management For For 1.9 Elect Director John W. Thompson Management For For 1.10 Elect Director V. Paul Unruh Management For For 2 Ratify Auditors Management For For 3 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- NATIONAL SEMICONDUCTOR CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: NSM Security ID on Ballot: 637640103 Meeting Date: 9/25/2009 Shares Available to Vote: 247868
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Brian L. Halla Management For For 1.2 Elect Director Steven R. Appleton Management For For 1.3 Elect Director Gary P. Arnold Management For For 1.4 Elect Director Richard J. Danzig Management For For
1.5 Elect Director John T. Dickson Management For For 1.6 Elect Director Robert J. Frankenberg Management For For 1.7 Elect Director Modesto A. Maidique Management For For 1.8 Elect Director Edward R. McCracken Management For For 1.9 Elect Director Roderick C. McGeary Management For For 2 Ratify Auditors Management For For 3 Approve Executive Incentive Bonus Plan Management For For 4 Approve Omnibus Stock Plan Management For Against 5 Approve Repricing of Options Management For Against
-------------------------------------------------------------------------------- ORACLE CORP. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: ORCL Security ID on Ballot: 68389X105 Meeting Date: 10/7/2009 Shares Available to Vote: 7790786
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Jeffrey S. Berg Management For Withhold 1.2 Elect Director H. Raymond Bingham Management For For 1.3 Elect Director Michael J. Boskin Management For For 1.4 Elect Director Safra A. Catz Management For For 1.5 Elect Director Bruce R. Chizen Management For For 1.6 Elect Director George H. Conrades Management For Withhold 1.7 Elect Director Lawrence J. Ellison Management For For 1.8 Elect Director Hector Garcia-Molina Management For For
1.9 Elect Director Jeffrey O. Henley Management For For 1.10 Elect Director Donald L. Lucas Management For For 1.11 Elect Director Charles E. Phillips, Jr. Management For For 1.12 Elect Director Naomi O. Seligman Management For Withhold 2 Approve Executive Incentive Bonus Plan Management For For 3 Ratify Auditors Management For For 4 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 5 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 6 Stock Retention/Holding Period Share Holder Against Against
-------------------------------------------------------------------------------- PAYCHEX, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: PAYX Security ID on Ballot: 704326107 Meeting Date: 10/13/2009 Shares Available to Vote: 343408
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director B. Thomas Golisano Management For For 2 Elect Director David J.S. Flaschen Management For For 3 Elect Director Grant M. Inman Management For For 4 Elect Director Pamela A. Joseph Management For For 5 Elect Director Jonathan J. Judge Management For For 6 Elect Director Joseph M. Tucci Management For Against 7 Elect Director Joseph M. Velli Management For For 8 Ratify Auditors Management For For
-------------------------------------------------------------------------------- NETAPP, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: NTAP Security ID on Ballot: 64110D104 Meeting Date: 10/14/2009 Shares Available to Vote: 723721
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Daniel J. Warmenhoven Management For For 1.2 Elect Director Donald T. Valentine Management For For 1.3 Elect Director Jeffry R. Allen Management For Withhold 1.4 Elect Director Alan L. Earhart Management For For 1.5 Elect Director Thomas Georgens Management For For 1.6 Elect Director Mark Leslie Management For For 1.7 Elect Director Nicholas G. Moore Management For For 1.8 Elect Director George T. Shaheen Management For For 1.9 Elect Director Robert T. Wall Management For For 2 Amend Omnibus Stock Plan Management For For 3 Amend Omnibus Stock Plan Management For For 4 Amend Qualified Employee Stock Purchase Plan Management For For 5 Amend Executive Incentive Bonus Plan Management For For 6 Ratify Auditors Management For For
-------------------------------------------------------------------------------- HARRIS CORP. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: HRS Security ID on Ballot: 413875105 Meeting Date: 10/23/2009 Shares Available to Vote: 298603
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Terry D. Growcock Management For For 1.2 Elect Director Leslie F. Kenne Management For For 1.3 Elect Director David B. Rickard Management For For
1.4 Elect Director Gregory T. Swienton Management For For 2 Ratify Auditors Management For For 3 Require Independent Board Chairman Share Holder Against Against
-------------------------------------------------------------------------------- FRONTIER COMMUNICATIONS CORP. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: FTR Security ID on Ballot: 35906A108 Meeting Date: 10/27/2009 Shares Available to Vote: 575207
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Merger Agreement Management For For 2 Increase Authorized Common Stock Management For For 3 Issue Shares in Connection with Acquisition Management For For
-------------------------------------------------------------------------------- MOLEX INCORPORATED Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: MOLX Security ID on Ballot: 608554101 Meeting Date: 10/30/2009 Shares Available to Vote: 334291
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Michelle L. Collins Management For For 1.2 Elect Director Fred L. Krehbiel Management For For 1.3 Elect Director David L. Landsittel Management For For 1.4 Elect Director Joe W. Laymon Management For Withhold 1.5 Elect Director James S. Metcalf Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- KLA-TENCOR CORP. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: KLAC Security ID on Ballot: 482480100 Meeting Date: 11/4/2009 Shares Available to Vote: 195668
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Robert P. Akins Management For For 1.2 Elect Director Robert T. Bond Management For For 1.3 Elect Director Kiran M. Patel Management For For 1.4 Elect Director David C. Wang Management For For 2 Amend Omnibus Stock Plan Management For For
3 Approve Executive Incentive Bonus Plan Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- LINEAR TECHNOLOGY CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: LLTC Security ID on Ballot: 535678106 Meeting Date: 11/4/2009 Shares Available to Vote: 236282
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Robert H. Swanson, Jr. Management For For 1.2 Elect Director David S. Lee Management For For 1.3 Elect Director Lothar Maier Management For For 1.4 Elect Director Richard M. Moley Management For For 1.5 Elect Director Thomas S. Volpe Management For For 2 Amend Qualified Employee Stock Purchase Plan Management For For 3 Approve Executive Incentive Bonus Plan Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: ADP Security ID on Ballot: 053015103 Meeting Date: 11/10/2009 Shares Available to Vote: 668786
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Gregory D. Brenneman Management For For 1.2 Elect Director Leslie A. Brun Management For For 1.3 Elect Director Gary C. Butler Management For For 1.4 Elect Director Leon G. Cooperman Management For For 1.5 Elect Director Eric C. Fast Management For For 1.6 Elect Director Linda R. Gooden Management For For 1.7 Elect Director R. Glenn Hubbard Management For For
1.8 Elect Director John P. Jones Management For For 1.9 Elect Director Charles H. Noski Management For For 1.10 Elect Director Sharon T. Rowlands Management For For 1.11 Elect Director Gregory L. Summe Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- JDS UNIPHASE CORP. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: JDSU Security ID on Ballot: 46612J507 Meeting Date: 11/11/2009 Shares Available to Vote: 683934
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Richard E. Belluzzo Management For For 1.2 Elect Director Harold L. Covert Management For For 1.3 Elect Director Penelope A. Herscher Management For For 1.4 Elect Director Masood Jabbar Management For For 2 Approve Stock Option Exchange Program Management For For 3 Amend Qualified Employee Stock Purchase Plan Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: WDC Security ID on Ballot: 958102105 Meeting Date: 11/11/2009 Shares Available to Vote: 447903
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Peter D. Behrendt Management For For 2 Elect Director Kathleen A. Cote Management For For 3 Elect Director John F. Coyne Management For For 4 Elect Director Henry T. DeNero Management For For 5 Elect Director William L. Kimsey Management For For
6 Elect Director Michael D. Lambert Management For For 7 Elect Director Matthew E. Massengill Management For For 8 Elect Director Roger H. Moore Management For For 9 Elect Director Thomas E. Pardun Management For For 10 Elect Director Arif Shakeel Management For For 11 Amend Omnibus Stock Plan Management For For 12 Ratify Auditors Management For For
-------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: CSCO Security ID on Ballot: 17275R102 Meeting Date: 11/12/2009 Shares Available to Vote: 11296028
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Carol A. Bartz Management For For 2 Elect Director M. Michele Burns Management For For 3 Elect Director Michael D. Capellas Management For For 4 Elect Director Larry R. Carter Management For For 5 Elect Director John T. Chambers Management For For 6 Elect Director Brian L. Halla Management For For 7 Elect Director John L. Hennessy Management For Against 8 Elect Director Richard M. Kovacevich Management For Against 9 Elect Director Roderick C. McGeary Management For For 10 Elect Director Michael K. Powell Management For For
11 Elect Director Arun Sarin Management For For 12 Elect Director Steven M. West Management For For 13 Elect Director Jerry Yang Management For For 14 Amend Omnibus Stock Plan Management For Against 15 Amend Qualified Employee Stock Purchase Plan Management For For 16 Ratify Auditors Management For For 17 Amend Bylaws to Establish a Board Committee on Share Holder Against Against Human Rights 18 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 19 Report on Internet Fragmentation Share Holder Against Against
-------------------------------------------------------------------------------- MICROSOFT CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: MSFT Security ID on Ballot: 594918104 Meeting Date: 11/19/2009 Shares Available to Vote: 15066218
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director William H. Gates, III Management For For 2 Elect Director Steven A. Ballmer Management For For 3 Elect Director Dina Dublon Management For For 4 Elect Director Raymond V. Gilmartin Management For For 5 Elect Director Reed Hastings Management For For 6 Elect Director Maria Klawe Management For For 7 Elect Director David F. Marquardt Management For For 8 Elect Director Charles H. Noski Management For For
9 Elect Director Helmut Panke Management For For 10 Ratify Auditors Management For For 11 Permit Right to Call Special Meeting Management For For 12 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 13 Adopt Principles for Health Care Reform Share Holder Against Against 14 Report on Charitable Contributions Share Holder Against Against
-------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: MU Security ID on Ballot: 595112103 Meeting Date: 12/10/2009 Shares Available to Vote: 934823
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Steven R. Appleton Management For For 2 Elect Director Teruaki Aoki Management For For 3 Elect Director James W. Bagley Management For For 4 Elect Director Robert L. Bailey Management For For 5 Elect Director Mercedes Johnson Management For For 6 Elect Director Lawrence N. Mondry Management For For 7 Elect Director Robert E. Switz Management For For 8 Approve Executive Incentive Bonus Plan Management For For 9 Ratify Auditors Management For For
-------------------------------------------------------------------------------- INTUIT INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: INTU Security ID on Ballot: 461202103 Meeting Date: 12/15/2009 Shares Available to Vote: 325629
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director David H. Batchelder Management For For 1.2 Elect Director Christopher W. Brody Management For For
1.3 Elect Director William V. Campbell Management For For 1.4 Elect Director Scott D. Cook Management For For 1.5 Elect Director Diane B. Greene Management For For 1.6 Elect Director Michael R. Hallman Management For For 1.7 Elect Director Edward A. Kangas Management For For 1.8 Elect Director Suzanne Nora Johnson Management For For 1.9 Elect Director Dennis D. Powell Management For For 1.10 Elect Director Stratton D. Sclavos Management For For 1.11 Elect Director Brad D. Smith Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For 4 Amend Qualified Employee Stock Purchase Plan Management For For
-------------------------------------------------------------------------------- SUN MICROSYSTEMS, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: JAVA Security ID on Ballot: 866810203 Meeting Date: 12/17/2009 Shares Available to Vote: 1527020
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Scott G. McNealy Management For For 1.2 Elect Director James L. Barksdale Management For For 1.3 Elect Director Stephen M. Bennett Management For For 1.4 Elect Director Peter L.S. Currie Management For For 1.5 Elect Director Robert J. Finocchio, Jr. Management For For
1.6 Elect Director James H. Greene, Jr. Management For For 1.7 Elect Director Michael E. Marks Management For For 1.8 Elect Director Rahul N. Merchant Management For For 1.9 Elect Director Patricia E. Mitchell Management For For 1.10 Elect Director M. Kenneth Oshman Management For For 1.11 Elect Director P. Anthony Ridder Management For For 1.12 Elect Director Jonathan I. Schwartz Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- JABIL CIRCUIT, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: JBL Security ID on Ballot: 466313103 Meeting Date: 1/21/2010 Shares Available to Vote: 414186
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Mel S. Lavitt Management For For 1.2 Elect Director Timothy L. Main Management For For 1.3 Elect Director William D. Morean Management For Withhold 1.4 Elect Director Lawrence J. Murphy Management For For 1.5 Elect Director Frank A. Newman Management For For 1.6 Elect Director Steven A. Raymund Management For For 1.7 Elect Director Thomas A. Sansone Management For Withhold 1.8 Elect Director David M. Stout Management For For 1.9 Elect Director Kathleen A. Walters Management For For
2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For 4 Other Business Management For Against
-------------------------------------------------------------------------------- AFFILIATED COMPUTER SERVICES, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: ACS Security ID on Ballot: 008190100 Meeting Date: 2/5/2010 Shares Available to Vote: 202134
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Approve Merger Agreement Management For For 2 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- XEROX CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: XRX Security ID on Ballot: 984121103 Meeting Date: 2/5/2010 Shares Available to Vote: 892137
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Issue Shares in Connection with Acquisition Management For For 2 Adjourn Meeting Management For Against
-------------------------------------------------------------------------------- APPLE INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: AAPL Security ID on Ballot: 037833100 Meeting Date: 2/25/2010 Shares Available to Vote: 1746839
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director William V. Campbell Management For For 1.2 Elect Director Millard S. Drexler Management For For 1.3 Elect Director Albert A. Gore, Jr. Management For For 1.4 Elect Director Steven P. Jobs Management For For 1.5 Elect Director Andrea Jung Management For Withhold 1.6 Elect Director Arthur D. Levinson Management For Withhold 1.7 Elect Director Jerome B. York Management For For 2 Amend Omnibus Stock Plan Management For For 3 Amend Non-Employee Director Omnibus Stock Plan Management For For 4 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
5 Ratify Auditors Management For For 6 Prepare Sustainability Report Share Holder Against Against 7 Establish Other Board Committee Share Holder Against Against
-------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: A Security ID on Ballot: 00846U101 Meeting Date: 3/2/2010 Shares Available to Vote: 687324
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Paul N. Clark Management For For 2 Elect Director James G. Cullen Management For For 3 Ratify Auditors Management For For 4 Approve Executive Incentive Bonus Plan Management For For
-------------------------------------------------------------------------------- QUALCOMM INCORPORATED Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: QCOM Security ID on Ballot: 747525103 Meeting Date: 3/2/2010 Shares Available to Vote: 3443338
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Barbara T. Alexander Management For For 1.2 Elect Director Stephen M. Bennett Management For For 1.3 Elect Director Donald G. Cruickshank Management For For 1.4 Elect Director Raymond V. Dittamore Management For For 1.5 Elect Director Thomas W. Horton Management For For 1.6 Elect Director Irwin Mark Jacobs Management For For 1.7 Elect Director Paul E. Jacobs Management For For 1.8 Elect Director Robert E. Kahn Management For For 1.9 Elect Director Sherry Lansing Management For For 1.10 Elect Director Duane A. Nelles Management For For
1.11 Elect Director Brent Scowcroft Management For For 1.12 Elect Director Marc I. Stern Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- ANALOG DEVICES, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: ADI Security ID on Ballot: 032654105 Meeting Date: 3/9/2010 Shares Available to Vote: 632353
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Ray Stata Management For For 1.2 Elect Director Jerald G. Fishman Management For For 1.3 Elect Director James A. Champy Management For For 1.4 Elect Director John L. Doyle Management For For 1.5 Elect Director John C. Hodgson Management For For 1.6 Elect Director Yves-Andre Istel Management For For 1.7 Elect Director Neil Novich Management For For 1.8 Elect Director F. Grant Saviers Management For For 1.9 Elect Director Paul J. Severino Management For For 1.10 Elect Director Kenton J. Sicchitano Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: AMAT Security ID on Ballot: 038222105 Meeting Date: 3/9/2010 Shares Available to Vote: 2945287
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Michael R. Splinter Management For For 1.2 Elect Director Aart J. de Geus Management For For
1.3 Elect Director Stephen R. Forrest Management For For 1.4 Elect Director Thomas J. Iannotti Management For For 1.5 Elect Director Susan M. James Management For For 1.6 Elect Director Alexander A. Karsner Management For For 1.7 Elect Director Gerhard H. Parker Management For For 1.8 Elect Director Dennis D. Powell Management For For 1.9 Elect Director Willem P. Roelandts Management For For 1.10 Elect Director James E. Rogers Management For For 1.11 Elect Director Robert H. Swan Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- HEWLETT-PACKARD COMPANY Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: HPQ Security ID on Ballot: 428236103 Meeting Date: 3/17/2010 Shares Available to Vote: 4031484
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Marc L. Andreessen Management For For 1.2 Elect Director Lawrence T. Babbio, Jr. Management For For 1.3 Elect Director Sari M. Baldauf Management For For 1.4 Elect Director Rajiv L. Gupta Management For Against 1.5 Elect Director John H. Hammergren Management For Against 1.6 Elect Director Mark V. Hurd Management For For 1.7 Elect Director Joel Z. Hyatt Management For Against
1.8 Elect Director John R. Joyce Management For Against 1.9 Elect Director Robert L. Ryan Management For For 1.10 Elect Director Lucille S. Salhany Management For For 1.11 Elect Director G. Kennedy Thompson Management For For 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For For 4 Company Request on Advisory Vote on Executive Management For For Compensation
-------------------------------------------------------------------------------- TEXAS INSTRUMENTS INCORPORATED Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: TXN Security ID on Ballot: 882508104 Meeting Date: 4/15/2010 Shares Available to Vote: 2479263
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director R.W. Babb, Jr. Management For For 2 Elect Director D.L. Boren Management For For 3 Elect Director D.A. Carp Management For For 4 Elect Director C.S. Cox Management For For 5 Elect Director D.R. Goode Management For For 6 Elect Director S.P. MacMillan Management For For 7 Elect Director P.H. Patsley Management For For 8 Elect Director W.R. Sanders Management For For 9 Elect Director R.J. Simmons Management For For 10 Elect Director R.K. Templeton Management For For
11 Elect Director C.T. Whitman Management For For 12 Ratify Auditors Management For For
-------------------------------------------------------------------------------- ADOBE SYSTEMS INCORPORATED Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: ADBE Security ID on Ballot: 00724F101 Meeting Date: 4/16/2010 Shares Available to Vote: 1032589
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Edward W. Barnholt Management For For 2 Elect Director Michael R. Cannon Management For For 3 Elect Director James E. Daley Management For For 4 Elect Director Charles M. Geschke Management For For 5 Elect Director Shantanu Narayen Management For For 6 Amend Omnibus Stock Plan Management For For 7 Ratify Auditors Management For For
-------------------------------------------------------------------------------- NOVELL, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: NOVL Security ID on Ballot: 670006105 Meeting Date: 4/19/2010 Shares Available to Vote: 782533
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Albert Aiello Management For For 2 Elect Director Fred Corrado Management For For 3 Elect Director Richard L. Crandall Management For For 4 Elect Director Gary G. Greenfield Management For For 5 Elect Director Judith H. Hamilton Management For For 6 Elect Director Ronald W. Hovsepian Management For For 7 Elect Director Patrick S. Jones Management For For 8 Elect Director Richard L. Nolan Management For For
9 Elect Director John W. Poduska, Sr. Management For For 10 Ratify Auditors Management For For
-------------------------------------------------------------------------------- MEMC ELECTRONIC MATERIALS, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: WFR Security ID on Ballot: 552715104 Meeting Date: 4/20/2010 Shares Available to Vote: 242883
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Emmanuel T. Hernandez Management For For 2 Elect Director John Marren Management For For 3 Elect Director William E. Stevens Management For For 4 Elect Director James B. Williams Management For For 5 Ratify Auditors Management For For 6 Approve Omnibus Stock Plan Management For For 7 Other Business Management For Against
-------------------------------------------------------------------------------- TOTAL SYSTEM SERVICES, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: TSS Security ID on Ballot: 891906109 Meeting Date: 4/21/2010 Shares Available to Vote: 238403
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Richard E. Anthony Management For For 2 Elect Director Sidney E. Harris Management For For 3 Elect Director Mason H. Lampton Management For For 4 Elect Director John T. Turner Management For For 5 Elect Director M. Troy Woods Management For For 6 Elect Director James D. Yancey Management For For 7 Elect Director Rebecca K. Yarbrough Management For For 8 Ratify Auditors Management For For
-------------------------------------------------------------------------------- LEXMARK INTERNATIONAL, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: LXK Security ID on Ballot: 529771107 Meeting Date: 4/22/2010 Shares Available to Vote: 97572
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Paul J. Curlander Management For For 2 Elect Director Kathi P. Seifert Management For For 3 Elect Director Jean-Paul L. Montupet Management For For 4 Ratify Auditors Management For For 5 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
-------------------------------------------------------------------------------- FLIR SYSTEMS, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: FLIR Security ID on Ballot: 302445101 Meeting Date: 4/23/2010 Shares Available to Vote: 244167
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director John D. Carter Management For For 1.2 Elect Director Michael T. Smith Management For For 1.3 Elect Director John W. Wood, Jr. Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: IBM Security ID on Ballot: 459200101 Meeting Date: 4/27/2010 Shares Available to Vote: 2546720
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director A. J. P. Belda Management For For 2 Elect Director C. Black Management For For 3 Elect Director W. R. Brody Management For For 4 Elect Director K. I. Chenault Management For For 5 Elect Director M. L. Eskew Management For Against 6 Elect Director S. A. Jackson Management For For
7 Elect Director A. N. Liveris Management For For 8 Elect Director W. J. McNerney, Jr. Management For For 9 Elect Director T. Nishimuro Management For For 10 Elect Director J. W. Owens Management For For 11 Elect Director S. J. Palmisano Management For For 12 Elect Director J. E. Spero Management For For 13 Elect Director S. Taurel Management For For 14 Elect Director L. H. Zambrano Management For For 15 Ratify Auditors Management For For 16 Adopt Policy on Bonus Banking Share Holder Against Against 17 Provide for Cumulative Voting Share Holder Against Against 18 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 19 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- TERADATA CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: TDC Security ID on Ballot: 88076W103 Meeting Date: 4/27/2010 Shares Available to Vote: 361066
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Edward P. Boykin Management For For 2 Elect Director Cary T. Fu Management For For 3 Elect Director Victor L. Lund Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: AMD Security ID on Ballot: 007903107 Meeting Date: 4/29/2010 Shares Available to Vote: 778127
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Bruce L. Claflin Management For For 2 Elect Director W. Michael Barnes Management For For 3 Elect Director John E. Caldwell Management For Against 4 Elect Director Craig A. Conway Management For For 5 Elect Director Nicholas M. Donofrio Management For Against 6 Elect Director H. Paulett Eberhart Management For Against 7 Elect Director Derrick R. Meyer Management For For 8 Elect Director Waleed Al Mokarrab Al Muhairi Management For For 9 Elect Director Robert B. Palmer Management For For 10 Ratify Auditors Management For For 11 Amend Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- CORNING INCORPORATED Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: GLW Security ID on Ballot: 219350105 Meeting Date: 4/29/2010 Shares Available to Vote: 3067991
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Robert F. Cummings, Jr. Management For For 1.2 Elect Director Carlos M. Gutierrez Management For For
1.3 Elect Director William D. Smithburg Management For For 1.4 Elect Director Hansel E. Tookes, II Management For For 1.5 Elect Director Wendell P. Weeks Management For For 2 Ratify Auditors Management For For 3 Approve Executive Incentive Bonus Plan Management For For 4 Approve Non-Employee Director Omnibus Stock Plan Management For For 5 Declassify the Board of Directors Management For For 6 Reduce Supermajority Vote Requirement Share Holder Against For
-------------------------------------------------------------------------------- EMC CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: EMC Security ID on Ballot: 268648102 Meeting Date: 4/29/2010 Shares Available to Vote: 3965091
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Michael W. Brown Management For For 2 Elect Director Randolph L. Cowen Management For For 3 Elect Director Michael J. Cronin Management For For 4 Elect Director Gail Deegan Management For For 5 Elect Director James S. DiStasio Management For For 6 Elect Director John R. Egan Management For For 7 Elect Director Edmund F. Kelly Management For For 8 Elect Director Windle B. Priem Management For For 9 Elect Director Paul Sagan Management For For
10 Elect Director David N. Strohm Management For For 11 Elect Director Joseph M. Tucci Management For For 12 Ratify Auditors Management For For 13 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 14 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- TELLABS, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: TLAB Security ID on Ballot: 879664100 Meeting Date: 4/29/2010 Shares Available to Vote: 872581
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Michael J. Birck Management For For 2 Elect Director Linda Wells Kahangi Management For For 3 Elect Director Robert W. Pullen Management For For 4 Elect Director Vincent H. Tobkin Management For For 5 Ratify Auditors Management For For
-------------------------------------------------------------------------------- EBAY INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: EBAY Security ID on Ballot: 278642103 Meeting Date: 4/29/2010 Shares Available to Vote: 2256890
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director David M. Moffett Management For For 2 Elect Director Richard T. Schlosberg, III Management For For 3 Elect Director Thomas J. Tierney Management For For 4 Amend Executive Incentive Bonus Plan Management For For 5 Amend Omnibus Stock Plan Management For For 6 Ratify Auditors Management For For
-------------------------------------------------------------------------------- AT&T INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: T Security ID on Ballot: 00206R102 Meeting Date: 4/30/2010 Shares Available to Vote: 11638643
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Randall L. Stephenson Management For For
2 Elect Director Gilbert F. Amelio Management For For 3 Elect Director Reuben V. Anderson Management For For 4 Elect Director James H. Blanchard Management For For 5 Elect Director Jaime Chico Pardo Management For For 6 Elect Director James P. Kelly Management For For 7 Elect Director Jon C. Madonna Management For For 8 Elect Director Lynn M. Martin Management For For 9 Elect Director John B. McCoy Management For For 10 Elect Director Joyce M. Roche Management For For 11 Elect Director Laura D Andrea Tyson Management For For 12 Elect Director Patricia P. Upton Management For For 13 Ratify Auditors Management For For 14 Provide for Cumulative Voting Share Holder Against Against 15 Exclude Pension Credits from Calculations of Share Holder Against Against Performance-Based Pay 16 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 17 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- MOTOROLA, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: MOT Security ID on Ballot: 620076109 Meeting Date: 5/3/2010 Shares Available to Vote: 4769155
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Gregory Q. Brown Management For Against 2 Elect Director David W. Dorman Management For Against 3 Elect Director William R. Hambrecht Management For Against 4 Elect Director Sanjay K. Jha Management For Against 5 Elect Director Keith A. Meister Management For Against 6 Elect Director Thomas J. Meredith Management For Against 7 Elect Director Samuel C. Scott III Management For Against 8 Elect Director James R. Stengel Management For Against 9 Elect Director Anthony J. Vinciquerra Management For Against 10 Elect Director Douglas A. Warner III Management For Against 11 Elect Director John A. White Management For Against 12 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 13 Ratify Auditors Management For For 14 Amend Human Rights Policies Share Holder Against Abstain 15 Reincorporate in Another State [from Delaware to Share Holder Against Against North Dakota]
-------------------------------------------------------------------------------- WINDSTREAM CORP. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: WIN Security ID on Ballot: 97381W104 Meeting Date: 5/5/2010 Shares Available to Vote: 547775
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Carol B. Armitage Management For For 2 Elect Director Samuel E. Beall, III Management For For
3 Elect Director Dennis E. Foster Management For For 4 Elect Director Francis X. Frantz Management For For 5 Elect Director Jeffery R. Gardner Management For For 6 Elect Director Jeffrey T. Hinson Management For For 7 Elect Director Judy K. Jones Management For For 8 Elect Director William A. Montgomery Management For For 9 Amend Omnibus Stock Plan Management For For 10 Advisory Vote to Ratify Named Executive Management For Against Officers' Compensation 11 Ratify Auditors Management For For 12 Stock Retention/Holding Period Share Holder Against Against
-------------------------------------------------------------------------------- ALTERA CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: ALTR Security ID on Ballot: 021441100 Meeting Date: 5/6/2010 Shares Available to Vote: 321605
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director John P. Daane Management For For 2 Elect Director Robert J. Finocchio, Jr. Management For For 3 Elect Director Kevin McGarity Management For For 4 Elect Director T. Michael Nevens Management For For 5 Elect Director Krish A. Prabhu Management For For 6 Elect Director John Shoemaker Management For For 7 Elect Director Susan Wang Management For For
8 Amend Omnibus Stock Plan Management For For 9 Amend Omnibus Stock Plan Management For For 10 Amend Qualified Employee Stock Purchase Plan Management For For 11 Ratify Auditors Management For For 12 Reduce Supermajority Vote Requirement Share Holder Against For
-------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: VZ Security ID on Ballot: 92343V104 Meeting Date: 5/6/2010 Shares Available to Vote: 5760423
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Richard L. Carrion Management For For 2 Elect Director M. Frances Keeth Management For For 3 Elect Director Robert W. Lane Management For For 4 Elect Director Sandra O. Moose Management For For 5 Elect Director Joseph Neubauer Management For Against 6 Elect Director Donald T. Nicolaisen Management For For 7 Elect Director Thomas H. O'Brien Management For For 8 Elect Director Clarence Otis, Jr. Management For For 9 Elect Director Hugh B. Price Management For For 10 Elect Director Ivan G. Seidenberg Management For For 11 Elect Director Rodney E. Slater Management For For 12 Elect Director John W. Snow Management For For
13 Elect Director John R. Stafford Management For For 14 Ratify Auditors Management For For 15 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 16 Prohibit Executive Stock-Based Awards Share Holder Against Against 17 Amend EEO Policy to Prohibit Discrimination Share Holder Against Abstain Based on Sexual Orientation and Gender Identity 18 Performance-Based Equity Awards Share Holder Against Against 19 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 20 Adopt Policy on Succession Planning Share Holder Against For 21 Adopt a Policy in which the Company will not Share Holder Against Against Make or Promise to Make Any Death Benefit Payments to Senior Executives 22 Stock Retention/Holding Period Share Holder Against Against
-------------------------------------------------------------------------------- NOVELLUS SYSTEMS, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: NVLS Security ID on Ballot: 670008101 Meeting Date: 5/11/2010 Shares Available to Vote: 131211
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Richard S. Hill Management For For 1.2 Elect Director Neil R. Bonke Management For For 1.3 Elect Director Youssef A. El-Mansy Management For For 1.4 Elect Director Yoshio Nishi Management For For
1.5 Elect Director Glen G. Possley Management For For 1.6 Elect Director Ann D. Rhoads Management For For 1.7 Elect Director William R. Spivey Management For For 1.8 Elect Director Delbert A. Whitaker Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- SPRINT NEXTEL CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: S Security ID on Ballot: 852061100 Meeting Date: 5/11/2010 Shares Available to Vote: 3166379
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Election Director Robert R. Bennett Management For For 2 Election Director Gordon M. Bethune Management For For 3 Election Director Larry C. Glasscock Management For For 4 Election Director James H. Hance, Jr. Management For For 5 Election Director Daniel R. Hesse Management For For 6 Election Director V. Janet Hill Management For For 7 Election Director Frank Ianna Management For For 8 Election Director Sven-Christer Nilsson Management For For 9 Election Director William R. Nuti Management For For 10 Election Director Rodney O' Neal Management For For 11 Ratify Auditors Management For For 12 Approve Repricing of Options Management For Against
13 Report on Political Contributions Share Holder Against Abstain 14 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 15 Provide Right to Act by Written Consent Share Holder Against For
-------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: AMT Security ID on Ballot: 029912201 Meeting Date: 5/12/2010 Shares Available to Vote: 857238
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director: Raymond P. Dolan Management For For 1.2 Elect Director: Ronald M. Dykes Management For For 1.3 Elect Director: Carolyn F. Katz Management For For 1.4 Elect Director: Gustavo Lara Cantu Management For For 1.5 Elect Director: Joann A. Reed Management For For 1.6 Elect Director: Pamela D.a. Reeve Management For For 1.7 Elect Director: David E. Sharbutt Management For For 1.8 Elect Director: James D. Taiclet, Jr. Management For For 1.9 Elect Director: Samme L. Thompson Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- JUNIPER NETWORKS, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: JNPR Security ID on Ballot: 48203R104 Meeting Date: 5/12/2010 Shares Available to Vote: 1120012
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Pradeep Sindhu Management For For 1.2 Elect Director Robert M. Calderoni Management For Withhold 1.3 Elect Director William F. Meehan Management For For 2 Amend Omnibus Stock Plan Management For Against 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- LSI CORP Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: LSI Security ID on Ballot: 502161102 Meeting Date: 5/12/2010 Shares Available to Vote: 1513829
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Charles A. Haggerty Management For For 2 Elect Director Richard S. Hill Management For For 3 Elect Director John H.f. Miner Management For For 4 Elect Director Arun Netravali Management For For 5 Elect Director Matthew J. O Rourke Management For For 6 Elect Director Gregorio Reyes Management For For 7 Elect Director Michael G. Strachan Management For For 8 Elect Director Abhijit Y. Talwalkar Management For For 9 Elect Director Susan M. Whitney Management For For 10 Ratify Auditors Management For For 11 Amend Omnibus Stock Plan Management For For 12 Amend Qualified Employee Stock Purchase Plan Management For For
-------------------------------------------------------------------------------- QWEST COMMUNICATIONS INTERNATIONAL INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: Q Security ID on Ballot: 749121109 Meeting Date: 5/12/2010 Shares Available to Vote: 1681042
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Edward A. Mueller Management For For 2 Elect Director Charles L. Biggs Management For For 3 Elect Director K. Dane Brooksher Management For For 4 Elect Director Peter S. Hellman Management For For
5 Elect Director R. David Hoover Management For Against 6 Elect Director Patrick J. Martin Management For For 7 Elect Director Caroline Matthews Management For For 8 Elect Director Wayne W. Murdy Management For For 9 Elect Director Jan L. Murley Management For Against 10 Elect Director Michael J. Roberts Management For For 11 Elect Director James A. Unruh Management For For 12 Elect Director Anthony Welters Management For Against 13 Ratify Auditors Management For For 14 Amend Qualified Employee Stock Purchase Plan Management For For 15 Performance-Based Equity Awards Share Holder Against Against 16 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation 17 Require Independent Board Chairman Share Holder Against Against 18 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings
-------------------------------------------------------------------------------- FRONTIER COMMUNICATIONS CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: FTR Security ID on Ballot: 35906A108 Meeting Date: 5/13/2010 Shares Available to Vote: 450170
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Leroy T. Barnes, Jr. Management For For 1.2 Elect Director Peter C.B. Bynoe Management For For 1.3 Elect Director Jeri B. Finard Management For For
1.4 Elect Director Lawton Wehle Fitt Management For For 1.5 Elect Director William M. Kraus Management For For 1.6 Elect Director Howard L. Schrott Management For For 1.7 Elect Director Larraine D. Segil Management For For 1.8 Elect Director David H. Ward Management For For 1.9 Elect Director Myron A. Wick, III Management For For 1.10 Elect Director Mary Agnes Wilderotter Management For For 2 Advisory Vote to Ratify Named Executive Management For Against Officers' Compensation 3 Stock Retention/Holding Period Share Holder Against Against 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- GOOGLE INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: GOOG Security ID on Ballot: 38259P508 Meeting Date: 5/13/2010 Shares Available to Vote: 499425
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Eric Schmidt Management For For 1.2 Elect Director Sergey Brin Management For For 1.3 Elect Director Larry Page Management For For 1.4 Elect Director L. John Doerr Management For For 1.5 Elect Director John L. Hennessy Management For For 1.6 Elect Director Ann Mather Management For For 1.7 Elect Director Paul S. Otellini Management For For
1.8 Elect Director K. Ram Shriram Management For For 1.9 Elect Director Shirley M. Tilghman Management For Withhold 2 Ratify Auditors Management For For 3 Amend Omnibus Stock Plan Management For Against 4 Prepare Sustainability Report Share Holder Against Abstain 5 Adopt Principles for Online Advertising Share Holder Against Abstain 6 Amend Human Rights Policies Regarding Chinese Share Holder Against Abstain Operations
-------------------------------------------------------------------------------- THE WESTERN UNION COMPANY Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: WU Security ID on Ballot: 959802109 Meeting Date: 5/14/2010 Shares Available to Vote: 1487632
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Dinyar S. Devitre Management For For 2 Elect Director Christina A. Gold Management For For 3 Elect Director Betsy D. Holden Management For Against 4 Elect Director Wulf Von Schimmelmann Management For For 5 Ratify Auditors Management For For
-------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: AKAM Security ID on Ballot: 00971T101 Meeting Date: 5/19/2010 Shares Available to Vote: 203606
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director F. Thomson Leighton Management For For 2 Elect Director Paul Sagan Management For For 3 Elect Director Naomi O. Seligman Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- INTEL CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: INTC Security ID on Ballot: 458140100 Meeting Date: 5/19/2010 Shares Available to Vote: 9980459
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Charlene Barshefsky Management For For
2 Elect Director Susan L. Decker Management For For 3 Elect Director John J. Donahoe Management For For 4 Elect Director Reed E. Hundt Management For For 5 Elect Director Paul S. Otellini Management For For 6 Elect Director James D. Plummer Management For Against 7 Elect Director David S. Pottruck Management For For 8 Elect Director Jane E. Shaw Management For For 9 Elect Director Frank D. Yeary Management For For 10 Elect Director David B. Yoffie Management For For 11 Ratify Auditors Management For For 12 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation
-------------------------------------------------------------------------------- NVIDIA CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: NVDA Security ID on Ballot: 67066G104 Meeting Date: 5/19/2010 Shares Available to Vote: 695896
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director James C. Gaither Management For For 1.2 Elect Director Jen-Hsun Huang Management For For 1.3 Elect Director A. Brooke Seawell Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- BROADCOM CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: BRCM Security ID on Ballot: 111320107 Meeting Date: 5/20/2010 Shares Available to Vote: 946527
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Joan L. Amble Management For For 1.2 Elect Director Nancy H. Handel Management For For
1.3 Elect Director Eddy W. Hartenstein Management For For 1.4 Elect Director John E. Major Management For For 1.5 Elect Director Scott A. McGregor Management For For 1.6 Elect Director William T. Morrow Management For For 1.7 Elect Director Robert E. Switz Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- CENTURYTEL, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: CTL Security ID on Ballot: 156700106 Meeting Date: 5/20/2010 Shares Available to Vote: 432200
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director W. Bruce Hanks Management For Withhold 1.2 Elect Director C. G. Melville, Jr. Management For For 1.3 Elect Director William A. Owens Management For For 1.4 Elect Director Glen F. Post, III Management For For 2 Ratify Auditors Management For For 3 Change Company Name Management For For 4 Approve Executive Incentive Bonus Plan Management For For 5 Report on Internet Network Management Practices Share Holder Against Abstain Regarding Privacy and Freedom of Expression 6 Limit Executive Compensation Share Holder Against Against 7 Stock Retention/Holding Period Share Holder Against Against 8 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- XEROX CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: XRX Security ID on Ballot: 984121103 Meeting Date: 5/20/2010 Shares Available to Vote: 3061167
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Glenn A. Britt Management For For 2 Elect Director Ursula M. Burns Management For For 3 Elect Director Richard J. Harrington Management For For 4 Elect Director William Curt Hunter Management For For 5 Elect Director Robert A. McDonald Management For For 6 Elect Director N.J. Nicholas, Jr. Management For For 7 Elect Director Charles Prince Management For For 8 Elect Director Ann N. Reese Management For For 9 Elect Director Mary Agnes Wilderotter Management For For 10 Ratify Auditors Management For For 11 Amend Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- AMPHENOL CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: APH Security ID on Ballot: 032095101 Meeting Date: 5/26/2010 Shares Available to Vote: 383051
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Stanley L. Clark Management For For 1.2 Elect Director Andrew E. Lietz Management For For 1.3 Elect Director Martin H. Loeffler Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- CITRIX SYSTEMS, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: CTXS Security ID on Ballot: 177376100 Meeting Date: 5/26/2010 Shares Available to Vote: 408485
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Mark B. Templeton Management For For
2 Elect Director Stephen M. Dow Management For For 3 Elect Director Godfrey R. Sullivan Management For For 4 Amend Omnibus Stock Plan Management For For 5 Ratify Auditors Management For For
-------------------------------------------------------------------------------- FISERV, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: FISV Security ID on Ballot: 337738108 Meeting Date: 5/26/2010 Shares Available to Vote: 339478
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Kim M. Robak Management For For 1.2 Elect Director Doyle R. Simons Management For For 1.3 Elect Director Thomas C. Wertheimer Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- FIDELITY NATIONAL INFORMATION SERVICES INC Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: FIS Security ID on Ballot: 31620M106 Meeting Date: 5/27/2010 Shares Available to Vote: 753760
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Stephan A. James Management For For 1.2 Elect Director James Neary Management For For 1.3 Elect Director Frank R. Martire Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- VERISIGN, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: VRSN Security ID on Ballot: 92343E102 Meeting Date: 5/27/2010 Shares Available to Vote: 348489
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director D. James Bidzos Management For For 1.2 Elect Director William L. Chenevich Management For For 1.3 Elect Director Kathleen A. Cote Management For For 1.4 Elect Director Mark D. McLaughlin Management For For 1.5 Elect Director Roger H. Moore Management For For
1.6 Elect Director John D. Roach Management For For 1.7 Elect Director Louis A. Simpson Management For For 1.8 Elect Director Timothy Tomlinson Management For For 2 Approve Executive Incentive Bonus Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- TERADYNE, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: TER Security ID on Ballot: 880770102 Meeting Date: 5/28/2010 Shares Available to Vote: 236515
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director James W. Bagley Management For For 2 Elect Director Michael A. Bradley Management For For 3 Elect Director Albert Carnesale Management For For 4 Elect Director Edwin J. Gillis Management For For 5 Elect Director Paul J. Tufano Management For Against 6 Elect Director Roy A. Vallee Management For Against 7 Elect Director Patricia S. Wolpert Management For For 8 Ratify Auditors Management For For
-------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: CTSH Security ID on Ballot: 192446102 Meeting Date: 6/1/2010 Shares Available to Vote: 664722
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director John E. Klein Management For For 2 Elect Director Lakshmi Narayanan Management For For 3 Elect Director Maureen Breakiron-Evans Management For For
4 Amend Qualified Employee Stock Purchase Plan Management For For 5 Ratify Auditors Management For For
-------------------------------------------------------------------------------- METROPCS COMMUNICATIONS, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: PCS Security ID on Ballot: 591708102 Meeting Date: 6/1/2010 Shares Available to Vote: 376025
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director C. Kevin Landry Management For For 1.2 Elect Director Arthur C. Patterson Management For For 1.3 Elect Director James N. Perry, Jr. Management For For 2 Ratify Auditors Management For For 3 Approve Omnibus Stock Plan Management For For
-------------------------------------------------------------------------------- SANDISK CORP. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: SNDK Security ID on Ballot: 80004C101 Meeting Date: 6/2/2010 Shares Available to Vote: 503350
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Eli Harari Management For For 1.2 Elect Director Kevin DeNuccio Management For For 1.3 Elect Director Irwin Federman Management For For 1.4 Elect Director Steven J. Gomo Management For For 1.5 Elect Director Eddy W. Hartenstein Management For For 1.6 Elect Director Chenming Hu Management For For 1.7 Elect Director Catherine P. Lego Management For For 1.8 Elect Director Michael E. Marks Management For For 1.9 Elect Director James D. Meindl Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- AUTODESK, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: ADSK Security ID on Ballot: 052769106 Meeting Date: 6/10/2010 Shares Available to Vote: 529654
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Carl Bass Management For For 2 Elect Director Crawford W. Beveridge Management For For 3 Elect Director J. Hallam Dawson Management For For 4 Elect Director Per-Kristian Halvorsen Management For For 5 Elect Director Sean M. Maloney Management For For 6 Elect Director Mary T. McDowell Management For For 7 Elect Director Charles J. Robel Management For For 8 Elect Director Steven M. West Management For For 9 Ratify Auditors Management For For 10 Approve Executive Incentive Bonus Plan Management For For 11 Amend Omnibus Stock Plan Management For Against
-------------------------------------------------------------------------------- SALESFORCE.COM, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: CRM Security ID on Ballot: 79466L302 Meeting Date: 6/10/2010 Shares Available to Vote: 163955
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Stratton Sclavos Management For For 1.2 Elect Director Lawrence Tomlinson Management For For 1.3 Elect Director Shirley Young Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- MCAFEE, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: MFE Security ID on Ballot: 579064106 Meeting Date: 6/17/2010 Shares Available to Vote: 348163
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Thomas E. Darcy Management For For 2 Elect Director Denis J. O'Leary Management For For
3 Elect Director Robert W. Pangia Management For For 4 Approve Omnibus Stock Plan Management For For 5 Approve Non-Employee Director Omnibus Stock Plan Management For For 6 Ratify Auditors Management For For
-------------------------------------------------------------------------------- SAIC, INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: SAI Security ID on Ballot: 78390X101 Meeting Date: 6/18/2010 Shares Available to Vote: 642275
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director France A. Cordova Management For For 1.2 Elect Director Jere A. Drummond Management For For 1.3 Elect Director Thomas F. First, III Management For For 1.4 Elect Director John J. Hamre Management For For 1.5 Elect Director Walter P. Havenstein Management For For 1.6 Elect Director Miriam E. John Management For For 1.7 Elect Director Anita K. Jones Management For For 1.8 Elect Director John P. Jumper Management For For 1.9 Elect Director Harry M.J. Kraemer, Jr. Management For For 1.10 Elect Director Edward J. Sanderson, Jr. Management For For 1.11 Elect Director Louis A. Simpson Management For For 1.12 Elect Director A. Thomas Young Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- YAHOO! INC. Institutional Account Name: The Technology Select Sector SPDR Fund Ticker: YHOO Security ID on Ballot: 984332106 Meeting Date: 6/24/2010 Shares Available to Vote: 2528557
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Carol Bartz Management For For 2 Elect Director Roy J. Bostock Management For For 3 Elect Director Pati S. Hart Management For For 4 Elect Director Eric Hippeau Management For Against 5 Elect Director Susan M. James Management For For 6 Elect Director Vyomesh Joshi Management For Against 7 Elect Director Arthur H. Kern Management For For 8 Elect Director Brad D. Smith Management For For 9 Elect Director Gary L. Wilson Management For For 10 Elect Director Jerry Yang Management For For 11 Amend Non-Employee Director Omnibus Stock Plan Management For For 12 Ratify Auditors Management For For 13 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
VOTE SUMMARY REPORT July 01, 2009 - June 30, 2010 THE UTILITIES SELECT SECTOR SDPR(R) FUND -------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: PEG Security ID on Ballot: 744573106 Meeting Date: 4/20/2010 Shares Available to Vote: 4575493
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Albert R. Gamper, Jr. Management For For 2 Elect Director Conrad K. Harper Management For For 3 Elect Director William V. Hickey Management For For 4 Elect Director Ralph Izzo Management For For 5 Elect Director Shirley Ann Jackson Management For For 6 Elect Director David Lilley Management For For 7 Elect Director Thomas A. Renyi Management For For 8 Elect Director Hak Cheol Shin Management For For 9 Elect Director Richard J. Swift Management For For 10 Ratify Auditors Management For For
-------------------------------------------------------------------------------- EQT CORPORATION Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: EQT Security ID on Ballot: 26884L109 Meeting Date: 4/21/2010 Shares Available to Vote: 931655
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Vicky A. Bailey Management For For 1.2 Elect Director Murry S. Gerber Management For For 1.3 Elect Director George L. Miles, Jr. Management For For 1.4 Elect Director James W. Whalen Management For For 2 Ratify Auditors Management For For 3 Require a Majority Vote for the Election of Share Holder Against Against Directors 4 Prepare Sustainability Report Share Holder Against Abstain
-------------------------------------------------------------------------------- CENTERPOINT ENERGY, INC. Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: CNP Security ID on Ballot: 15189T107 Meeting Date: 4/22/2010 Shares Available to Vote: 3500795
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Donald R. Campbell Management For For 2 Elect Director Milton Carroll Management For For 3 Elect Director Derrill Cody Management For For 4 Elect Director Michael P. Johnson Management For For 5 Elect Director David M. McClanahan Management For For 6 Elect Director Robert T. O Connell Management For For 7 Elect Director Susan O. Rheney Management For For 8 Elect Director R.A. Walker Management For For 9 Elect Director Peter S. Wareing Management For For 10 Ratify Auditors Management For For
-------------------------------------------------------------------------------- EDISON INTERNATIONAL Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: EIX Security ID on Ballot: 281020107 Meeting Date: 4/22/2010 Shares Available to Vote: 3012276
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Jagjeet S. Bindra Management For For 1.2 Elect Director Vanessa C.L. Chang Management For For 1.3 Elect Director France A. Cordova Management For For 1.4 Elect Director Theodore F. Craver, Jr. Management For For 1.5 Elect Director Charles B. Curtis Management For For 1.6 Elect Director Bradford M. Freeman Management For For 1.7 Elect Director Luis G. Nogales Management For For 1.8 Elect Director Ronald L. Olson Management For For 1.9 Elect Director James M. Rosser Management For For 1.10 Elect Director Richard T. Schlosberg, III Management For For
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.11 Elect Director Thomas C. Sutton Management For For 1.12 Elect Director Brett White Management For Withhold 2 Ratify Auditors Management For For 3 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 4 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- NICOR INC. Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: GAS Security ID on Ballot: 654086107 Meeting Date: 4/22/2010 Shares Available to Vote: 219416
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Director Robert M. Beavers, Jr. Management For For 1.2 Director Bruce P. Bickner Management For For 1.3 Director John H. Birdsall, III Management For For 1.4 Director Norman R. Bobins Management For For 1.5 Director Brenda J. Gaines Management For For 1.6 Director Raymond A. Jean Management For For 1.7 Director Dennis J. Keller Management For For 1.8 Director R. Eden Martin Management For For 1.9 Director Georgia R. Nelson Management For For 1.10 Director Armando J. Olivera Management For For 1.11 Director John Rau Management For For 1.12 Director John C. Staley Management For For 1.13 Director Russ M. Strobel Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- THE AES CORPORATION Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: AES Security ID on Ballot: 00130H105 Meeting Date: 4/22/2010 Shares Available to Vote: 6086804
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Samuel W. Bodman, III Management For For 1.2 Elect Director Paul Hanrahan Management For For 1.3 Elect Director Tarun Khanna Management For For 1.4 Elect Director John A. Koskinen Management For For 1.6 Elect Director Philip Lader Management For For 1.7 Elect Director Sandra O. Moose Management For For 1.8 Elect Director John B. Morse, Jr. Management For For 1.9 Elect Director Philip A. Odeen Management For For 1.10 Elect Director Charles O. Rossotti Management For For 1.11 Elect Director Sven Sandstrom Management For For 2 Amend Omnibus Stock Plan Management For For 3 Approve/Amend Executive Incentive Bonus Plan Management For For 4 Ratify Auditors Management For For
-------------------------------------------------------------------------------- AMEREN CORPORATION Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: AEE Security ID on Ballot: 023608102 Meeting Date: 4/27/2010 Shares Available to Vote: 2207972
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Stephen F. Brauer Management For For 1.2 Elect Director Ellen M. Fitzsimmons Management For For 1.3 Elect Director Walter J. Galvin Management For Withhold 1.4 Elect Director Gayle P. W. Jackson Management For For
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.5 Elect Director James C. Johnson Management For For 1.6 Elect Director Steven H. Lipstein Management For For 1.7 Elect Director Charles W. Mueller Management For For 1.8 Elect Director Harvey Saligman Management For For 1.9 Elect Director Patrick T. Stokes Management For For 1.10 Elect Director Thomas R. Voss Management For For 1.11 Elect Director Stephen R. Wilson Management For For 1.12 Elect Director Jack D. Woodard Management For For 2 Ratify Auditors Management For For 3 Report on Extending the Operating License at the Share Holder Against Abstain Callaway Nuclear Power Facility
-------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: AEP Security ID on Ballot: 025537101 Meeting Date: 4/27/2010 Shares Available to Vote: 4434677
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director E. R. Brooks Management For For 1.2 Elect Director Donald M. Carlton Management For For 1.3 Elect Director James F. Cordes Management For For 1.4 Elect Director Ralph D. Crosby, Jr. Management For For 1.5 Elect Director Linda A. Goodspeed Management For For 1.6 Elect Director Thomas E. Hoaglin Management For Withhold 1.7 Elect Director Lester A. Hudson, Jr. Management For For 1.8 Elect Director Michael G. Morris Management For For
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.9 Elect Director Lionel L. Nowell III Management For Withhold 1.10 Elect Director Richard L. Sandor Management For For 1.11 Elect Director Kathryn D. Sullivan Management For For 1.12 Elect Director Sara Martinez Tucker Management For For 1.13 Elect Director John F. Turner Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- EXELON CORPORATION Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: EXC Security ID on Ballot: 30161N101 Meeting Date: 4/27/2010 Shares Available to Vote: 6093909
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director John A. Canning, Jr. Management For For 2 Elect Director M. Walter D'Alessio Management For For 3 Elect Director Nicholas DeBenedictis Management For For 4 Elect Director Bruce DeMars Management For For 5 Elect Director Nelson A. Diaz Management For For 6 Elect Director Sue L. Gin Management For For 7 Elect Director Rosemarie B. Greco Management For For 8 Elect Director Paul L. Joskow Management For For 9 Elect Director Richard W. Mies Management For For 10 Elect Director John M. Palms Management For For 11 Elect Director William C. Richardson Management For For 12 Elect Director Thomas J. Ridge Management For For
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 13 Elect Director John W. Rogers, Jr. Management For For 14 Elect Director John W. Rowe Management For For 15 Elect Director Stephen D. Steinour Management For For 16 Elect Director Don Thompson Management For For 17 Approve Omnibus Stock Plan Management For For 18 Ratify Auditors Management For For
-------------------------------------------------------------------------------- TECO ENERGY, INC. Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: TE Security ID on Ballot: 872375100 Meeting Date: 5/5/2010 Shares Available to Vote: 1774838
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director John B. Ramil Management For For 2 Elect Director Tom L. Rankin Management For For 3 Elect Director William D. Rockford Management For For 4 Ratify Auditors Management For For 5 Approve Omnibus Stock Plan Management For For 6 Amend EEO Policy to Prohibit Discrimination Share Holder Against Abstain Based on Sexual Orientation and Gender Identity
-------------------------------------------------------------------------------- DTE ENERGY COMPANY Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: DTE Security ID on Ballot: 233331107 Meeting Date: 5/6/2010 Shares Available to Vote: 1115105
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Anthony F. Earley, Jr. Management For For 1.2 Elect Director Allan D. Gilmour Management For For 1.3 Elect Director Frank M. Hennessey Management For For 1.4 Elect Director Gail J. McGovern Management For For 2 Ratify Auditors Management For For 3 Eliminate Cumulative Voting Management For For
4 Amend Omnibus Stock Plan Management For For 5 Report on Political Contributions Share Holder Against Abstain 6 Declassify the Board of Directors Share Holder Against Against
-------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: DUK Security ID on Ballot: 26441C105 Meeting Date: 5/6/2010 Shares Available to Vote: 10915820
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director William Barnet, III Management For For 1.2 Elect Director G. Alex Bernhardt, Sr. Management For For 1.3 Elect Director Michael G. Browning Management For For 1.4 Elect Director Daniel R. DiMicco Management For Withhold 1.5 Elect Director John H. Forsgren Management For For 1.6 Elect Director Ann Maynard Gray Management For For 1.7 Elect Director James H. Hance, Jr. Management For For 1.8 Elect Director E. James Reinsch Management For For 1.9 Elect Director James T. Rhodes Management For For 1.10 Elect Director James E. Rogers Management For For 1.11 Elect Director Philip R. Sharp Management For For 2 Approve Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For 4 Report on Global Warming Lobbying Activities Share Holder Against Abstain 5 Require a Majority Vote for the Election of Share Holder Against Against Directors 6 Stock Retention/Holding Period Share Holder Against Against
-------------------------------------------------------------------------------- SCANA CORPORATION Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: SCG Security ID on Ballot: 80589M102 Meeting Date: 5/6/2010 Shares Available to Vote: 984732
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Joshua W. Martin, III Management For For 1.2 Elect Director James M. Micali Management For For 1.3 Elect Director Harold C. Stowe Management For For 2 Amend Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- WISCONSIN ENERGY CORPORATION Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: WEC Security ID on Ballot: 976657106 Meeting Date: 5/6/2010 Shares Available to Vote: 963234
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director John F. Bergstrom Management For For 1.2 Elect Director Barbara L. Bowles Management For For 1.3 Elect Director Patricia W. Chadwick Management For For 1.4 Elect Director Robert A. Cornog Management For For 1.5 Elect Director Curt S. Culver Management For For 1.6 Elect Director Thomas J. Fischer Management For For 1.7 Elect Director Gale E. Klappa Management For For 1.8 Elect Director Ulice Payne, Jr. Management For For 1.9 Elect Director Frederick P. Stratton, Jr. Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- ENTERGY CORPORATION Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: ETR Security ID on Ballot: 29364G103 Meeting Date: 5/7/2010 Shares Available to Vote: 1718770
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Maureen Scannell Bateman Management For For 2 Elect Director W. Frank Blount Management For For 3 Elect Director Gary W. Edwards Management For For
4 Elect Director Alexis M. Herman Management For For 5 Elect Director Donald C. Hintz Management For For 6 Elect Director J. Wayne Leonard Management For For 7 Elect Director Stuart L. Levenick Management For For 8 Elect Director Stewart C. Myers Management For For 9 Elect Director James R. Nichols Management For For 10 Elect Director William A. Percy, II Management For For 11 Elect Director W.J. Tauzin Management For For 12 Elect Director Steven V. Wilkinson Management For For 13 Ratify Auditors Management For For 14 Amend Executive Incentive Bonus Plan Management For For
-------------------------------------------------------------------------------- NISOURCE INC. Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: NI Security ID on Ballot: 65473P105 Meeting Date: 5/11/2010 Shares Available to Vote: 1984127
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Richard A. Abdoo Management For For 2 Elect Director Steven C. Beering Management For For 3 Elect Director Dennis E. Foster Management For For 4 Elect Director Michael E. Jesanis Management For For 5 Elect Director Marty R. Kittrell Management For Against 6 Elect Director W. Lee Nutter Management For For 7 Elect Director Deborah S. Parker Management For For 8 Elect Director Ian M. Rolland Management For For
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 9 Elect Director Robert C. Skaggs, Jr. Management For For 10 Elect Director Richard L. Thompson Management For For 11 Elect Director Carolyn Y. Woo Management For For 12 Ratify Auditors Management For For 13 Provide Right to Call Special Meeting Management For For 14 Approve Omnibus Stock Plan Management For For 15 Stock Retention/Holding Period Share Holder Against Against
-------------------------------------------------------------------------------- NORTHEAST UTILITIES Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: NU Security ID on Ballot: 664397106 Meeting Date: 5/11/2010 Shares Available to Vote: 1594898
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Richard H. Booth Management For Withhold 1.2 Elect Director John S. Clarkeson Management For For 1.3 Elect Director Cotton M. Cleveland Management For For 1.4 Elect Director Sanford Cloud, Jr. Management For Withhold 1.5 Elect Director E. Gail De Planque Management For For 1.6 Elect Director John G. Graham Management For For 1.7 Elect Director Elizabeth T. Kennan Management For For 1.8 Elect Director Kenneth R. Leibler Management For For 1.9 Elect Director Robert E. Patricelli Management For Withhold 1.10 Elect Director Charles W. Shivery Management For For 1.11 Elect Director John F. Swope Management For For 1.12 Elect Director Dennis R. Wraase Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- PG&E CORPORATION Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: PCG Security ID on Ballot: 69331C108 Meeting Date: 5/12/2010 Shares Available to Vote: 3389669
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director David R. Andrews Management For For 2 Elect Director Lewis Chew Management For For 3 Elect Director C. Lee Cox Management For For 4 Elect Director Peter A. Darbee Management For For 5 Elect Director Maryellen C. Herringer Management For For 6 Elect Director Roger H. Kimmel Management For For 7 Elect Director Richard A. Meserve Management For Against 8 Elect Director Forrest E. Miller Management For For 9 Elect Director Rosendo G. Parra Management For For 10 Elect Director Barbara L. Rambo Management For For 11 Elect Director Barry Lawson Williams Management For For 12 Ratify Auditors Management For For 13 Advisory Vote to Ratify Named Executive Management For For Officers' Compensation 14 Amend Omnibus Stock Plan Management For For 15 Require Independent Board Chairman Share Holder Against Against 16 Limits for Directors Involved with Bankruptcy Share Holder Against Against 17 Report on Political Contributions Share Holder Against Abstain
-------------------------------------------------------------------------------- PROGRESS ENERGY, INC. Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: PGN Security ID on Ballot: 743263105 Meeting Date: 5/12/2010 Shares Available to Vote: 2238409
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director John D. Baker, II Management For For 2 Elect Director James E. Bostic, Jr. Management For For 3 Elect Director Harris E. DeLoach, Jr. Management For For 4 Elect Director James B. Hyler, Jr. Management For For 5 Elect Director William D. Johnson Management For For 6 Elect Director Robert W. Jones Management For For 7 Elect Director W. Steven Jones Management For For 8 Elect Director Melquiades R. Martinez Management For For 9 Elect Director E. Marie McKee Management For For 10 Elect Director John H. Mullin, III Management For For 11 Elect Director Charles W. Pryor, Jr. Management For For 12 Elect Director Carlos A. Saladrigas Management For For 13 Elect Director Theresa M. Stone Management For For 14 Elect Director Alfred C. Tollison, Jr. Management For For 15 Ratify Auditors Management For For 16 Stock Retention/Holding Period Share Holder Against Against
-------------------------------------------------------------------------------- SEMPRA ENERGY Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: SRE Security ID on Ballot: 816851109 Meeting Date: 5/12/2010 Shares Available to Vote: 2252206
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director James G. Brocksmith Jr. Management For For 2 Elect Director Donald E. Felsinger Management For For 3 Elect Director Wilford D. Godbold Jr. Management For For
4 Elect Director William D. Jones Management For For 5 Elect Director William G. Ouchi Management For For 6 Elect Director Carlos Ruiz Management For For 7 Elect Director William C. Rusnack Management For For 8 Elect Director William P. Rutledge Management For For 9 Elect Director Lynn Schenk Management For For 10 Elect Director Neal E. Schmale Management For For 11 Ratify Auditors Management For For 12 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- INTEGRYS ENERGY GROUP, INC. Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: TEG Security ID on Ballot: 45822P105 Meeting Date: 5/13/2010 Shares Available to Vote: 380629
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Keith E. Bailey Management For For 1.2 Elect Director P. San Juan Cafferty Management For For 1.3 Elect Director Ellen Carnahan Management For For 1.4 Elect Director K.M. Hasselblad-pascale Management For For 1.5 Elect Director John W. Higgins Management For For 1.6 Elect Director James L. Kemerling Management For For 1.7 Elect Director Michael E. Lavin Management For For 1.8 Elect Director William F. Protz, Jr. Management For For 1.9 Elect Director Charles A. Schrock Management For For 2 Approve Omnibus Stock Plan Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: ED Security ID on Ballot: 209115104 Meeting Date: 5/17/2010 Shares Available to Vote: 1875242
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Kevin Burke Management For For 2 Elect Director Vincent A. Calarco Management For For 3 Elect Director George Campbell, Jr. Management For Against 4 Elect Director Gordon J. Davis Management For For 5 Elect Director Michael J. Del Giudice Management For Against 6 Elect Director Ellen V. Futter Management For For 7 Elect Director John F. Hennessy, III Management For For 8 Elect Director Sally Hernandez Management For For 9 Elect Director John F. Killian Management For For 10 Elect Director Eugene R. McGrath Management For For 11 Elect Director Michael W. Ranger Management For For 12 Elect Director L. Frederick Sutherland Management For Against 13 Ratify Auditors Management For For 14 Increase Disclosure of Executive Compensation Share Holder Against Against
-------------------------------------------------------------------------------- DOMINION RESOURCES, INC. Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: D Security ID on Ballot: 25746U109 Meeting Date: 5/18/2010 Shares Available to Vote: 3949174
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director William P. Barr Management For For 1.2 Elect Director Peter W. Brown Management For For
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.3 Elect Director George A. Davidson, Jr. Management For For 1.4 Elect Director Thomas F. Farrell II Management For For 1.5 Elect Director John W. Harris Management For For 1.6 Elect Director Robert S. Jepson, Jr. Management For For 1.7 Elect Director Mark J. Kington Management For For 1.8 Elect Director Margaret A. McKenna Management For For 1.9 Elect Director Frank S. Royal Management For For 1.10 Elect Director Robert H. Spilman, Jr. Management For Against 1.11 Elect Director David A. Wollard Management For For 2 Ratify Auditors Management For For 3 Reduce Supermajority Vote Requirement Management For For 4 Reduce Supermajority Vote Requirement Management For For 5 Reduce Supermajority Vote Requirement Management For For 6 Reduce Supermajority Vote Requirement Management For For 7 Amend Quorum Requirements Management For For 8 Adopt Renewable Energy Production Goal Share Holder Against Abstain 9 Stop Construction of Nuclear Reactor at North Share Holder Against Abstain Anna Facility 10 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- FIRSTENERGY CORP. Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: FE Security ID on Ballot: 337932107 Meeting Date: 5/18/2010 Shares Available to Vote: 2690103
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Paul T. Addison Management For Withhold 1.2 Elect Director Anthony J. Alexander Management For Withhold 1.3 Elect Director Michael J. Anderson Management For Withhold 1.4 Elect Director Carol A. Cartwright Management For Withhold 1.5 Elect Director William T. Cottle Management For Withhold 1.6 Elect Director Robert B. Heisler, Jr. Management For Withhold 1.7 Elect Director Ernest J. Novak, Jr. Management For Withhold 1.8 Elect Director Catherine A. Rein Management For Withhold 1.9 Elect Director George M. Smart Management For Withhold 1.10 Elect Director Wes M. Taylor Management For Withhold 1.11 Elect Director Jesse T. Williams, Sr. Management For Withhold 2 Ratify Auditors Management For For 3 Amend Bylaws-- Call Special Meetings Share Holder Against For 4 Stock Retention/Holding Period Share Holder Against Against 5 Provide Right to Act by Written Consent Share Holder Against For 6 Require a Majority Vote for the Election of Share Holder Against Against Directors
-------------------------------------------------------------------------------- QUESTAR CORPORATION Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: STR Security ID on Ballot: 748356102 Meeting Date: 5/18/2010 Shares Available to Vote: 1596453
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Teresa Beck Management For For 1.2 Elect Director R.d. Cash Management For For
1.3 Elect Director James A. Harmon Management For For 1.4 Elect Director Robert E. McKee Management For For 1.5 Elect Director Gary G. Michael Management For For 1.6 Elect Director Charles B. Stanley Management For For 2 Ratify Auditors Management For For 3 Adopt Majority Voting for Uncontested Election Management For Against of Directors 4 Amend Omnibus Stock Plan Management For For 5 Amend Executive Incentive Bonus Plan Management For For 6 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- PPL CORPORATION Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: PPL Security ID on Ballot: 69351T106 Meeting Date: 5/19/2010 Shares Available to Vote: 3498072
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Stuart E. Graham Management For For 1.2 Elect Director Stuart Heydt Management For For 1.3 Elect Director Craig A. Rogerson Management For For 2 Declassify the Board of Directors Management For For 3 Ratify Auditors Management For For 4 Amend Articles/Bylaws/Charter -- Call Special Share Holder Against For Meetings 5 Require a Majority Vote for the Election of Share Holder Against Against Directors
-------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: PNW Security ID on Ballot: 723484101 Meeting Date: 5/19/2010 Shares Available to Vote: 914611
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Edward N. Basha, Jr. Management For For 1.2 Elect Director Donald E. Brandt Management For For 1.3 Elect Director Susan Clark-Johnson Management For Withhold 1.4 Elect Director Denis A. Cortese Management For For 1.5 Elect Director Michael L. Gallagher Management For Withhold 1.6 Elect Director Pamela Grant Management For For 1.7 Elect Director Roy A. Herberger, Jr. Management For For 1.8 Elect Director Humberto S. Lopez Management For For 1.9 Elect Director Kathryn L. Munro Management For For 1.10 Elect Director Bruce J. Nordstrom Management For For 1.11 Elect Director W. Douglas Parker Management For Withhold 2 Provide Right to Call Special Meeting Management For For 3 Ratify Auditors Management For For
-------------------------------------------------------------------------------- XCEL ENERGY INC. Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: XEL Security ID on Ballot: 98389B100 Meeting Date: 5/19/2010 Shares Available to Vote: 3911009
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect DirectorFredric W. Corrigan Management For For 1.2 Elect Director Richard K. Davis Management For For 1.3 Elect Director Benjamin G.S. Fowke, III Management For For 1.4 Elect Director Richard C. Kelly Management For For 1.5 Elect Director Albert F. Moreno Management For For 1.6 Elect Director Christopher J. Policinski Management For For 1.7 Elect Director A. Patricia Sampson Management For For
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.8 Elect Director David A. Westerlund Management For For 1.9 Elect Director Kim Williams Management For For 1.10 Elect Director Timothy V. Wolf Management For For 2 Approve Executive Incentive Bonus Plan Management For For 3 Amend Omnibus Stock Plan Management For For 4 Ratify Auditors Management For For 5 Advisory Vote to Ratify Named Executive Share Holder Against Against Officers' Compensation
-------------------------------------------------------------------------------- ALLEGHENY ENERGY, INC. Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: AYE Security ID on Ballot: 017361106 Meeting Date: 5/20/2010 Shares Available to Vote: 1552699
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Furlong Baldwin Management For For 1.2 Elect Director Eleanor Baum Management For For 1.3 Elect Director Paul J. Evanson Management For For 1.4 Elect Director Cyrus F. Freidheim, Jr Management For For 1.5 Elect Director Julia L. Johnson Management For For 1.6 Elect Director Ted J. Kleisner Management For For 1.7 Elect Director Christopher D. Pappas Management For For 1.8 Elect Director Steven H. Rice Management For For 1.9 Elect Director Gunnar E. Sarsten Management For For 1.10 Elect Director Michael H. Sutton Management For For 2 Ratify Auditors Management For For 3 Require Independent Board Chairman Share Holder Against Against
-------------------------------------------------------------------------------- ONEOK, INC. Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: OKE Security ID on Ballot: 682680103 Meeting Date: 5/20/2010 Shares Available to Vote: 935720
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director James C. Day Management For For 2 Elect Director Julie H. Edwards Management For For 3 Elect Director William L. Ford Management For For 4 Elect Director John W. Gibson Management For For 5 Elect Director David L. Kyle Management For For 6 Elect Director Bert H. Mackie Management For For 7 Elect Director Jim W. Mogg Management For For 8 Elect Director Pattye L. Moore Management For For 9 Elect Director Gary D. Parker Management For For 10 Elect Director Eduardo A. Rodriguez Management For For 11 Elect Director Gerald B. Smith Management For For 12 Elect Director David J. Tippeconnic Management For For 13 Ratify Auditors Management For For
-------------------------------------------------------------------------------- CMS ENERGY CORPORATION Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: CMS Security ID on Ballot: 125896100 Meeting Date: 5/21/2010 Shares Available to Vote: 1072032
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Merribel S. Ayres Management For For 1.2 Elect Director Jon E. Barfield Management For For 1.3 Elect Director Stephen E. Ewing Management For For 1.4 Elect Director Richard M. Gabrys Management For For 1.5 Elect Director David W. Joos Management For For
1.6 Elect Director Philip R. Lochner, Jr Management For For 1.7 Elect Director Michael T. Monahan Management For For 1.8 Elect Director John G. Russell Management For For 1.9 Elect Director Kenneth L. Way Management For For 1.10 Elect Director John B. Yasinsky Management For For 2 Ratify Auditors Management For For 3 Adopt Quantitative GHG Goals for Products and Share Holder Against Abstain Operations 4 Report on Coal Combustion Waste Hazard and Risk Share Holder Against Abstain Mitigation Efforts
-------------------------------------------------------------------------------- FPL GROUP, INC. Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: FPL Security ID on Ballot: 302571104 Meeting Date: 5/21/2010 Shares Available to Vote: 3647755
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Sherry S. Barrat Management For Withhold 1.2 Elect Director Robert M. Beall, II Management For For 1.3 Elect Director J. Hyatt Brown Management For For 1.4 Elect Director James L. Camaren Management For For 1.5 Elect Director J. Brian Ferguson Management For For 1.6 Elect Director Lewis Hay, III Management For For 1.7 Elect Director Toni Jennings Management For For 1.8 Elect Director Oliver D. Kingsley, Jr. Management For For 1.9 Elect Director Rudy E. Schupp Management For For 1.10 Elect Director William H. Swanson Management For For
1.11 Elect Director Michael H. Thaman Management For For 1.12 Elect Director Hansel E. Tookes, II Management For For 2 Ratify Auditors Management For For 3 Change Company Name Management For For
-------------------------------------------------------------------------------- PEPCO HOLDINGS, INC. Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: POM Security ID on Ballot: 713291102 Meeting Date: 5/21/2010 Shares Available to Vote: 1033153
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director Jack B. Dunn, IV Management For For 1.2 Elect Director Terence C. Golden Management For For 1.3 Elect Director Patrick T. Harker Management For For 1.4 Elect Director Frank O. Heintz Management For For 1.5 Elect Director Barbara J. Krumsiek Management For For 1.6 Elect Director George F. MacCormack Management For For 1.7 Elect Director Lawrence C. Nussdorf Management For For 1.8 Elect Director Patricia A. Oelrich Management For For 1.9 Elect Director Joseph M. Rigby Management For For 1.10 Elect Director Frank K. Ross Management For For 1.11 Elect Director Pauline A. Schneider Management For For 1.12 Elect Director Lester P. Silverman Management For For 2 Ratify Auditors Management For For
-------------------------------------------------------------------------------- THE SOUTHERN COMPANY Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: SO Security ID on Ballot: 842587107 Meeting Date: 5/26/2010 Shares Available to Vote: 7193677
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1.1 Elect Director J. P. Baranco Management For For 1.2 Elect Director J. A. Boscia Management For For 1.3 Elect Director H. A. Clark III Management For For 1.4 Elect Director H. W. Habermeyer, Jr. Management For For 1.5 Elect Director V. M. Hagen Management For For 1.6 Elect Director W. A. Hood, Jr. Management For For 1.7 Elect Director D. M. James Management For For 1.8 Elect Director J. N. Purcell Management For For 1.9 Elect Director D. M. Ratcliffe Management For For 1.10 Elect Director W. G. Smith, Jr. Management For For 1.11 Elect Director L. D. Thompson Management For For 2 Ratify Auditors Management For For 3 Adopt Majority Voting for Uncontested Election Management For Against of Directors 4 Eliminate Cumulative Voting Management For For 5 Increase Authorized Common Stock Management For For 6 Adopt Quantitative GHG Goals for Products and Share Holder Against Abstain Operations 7 Report on Coal Combustion Waste Hazard and Risk Share Holder Against Abstain Mitigation Efforts
-------------------------------------------------------------------------------- CONSTELLATION ENERGY GROUP, INC. Institutional Account Name: The Utilities Select Sector SDPR Fund Ticker: CEG Security ID on Ballot: 210371100 Meeting Date: 5/28/2010 Shares Available to Vote: 1765412
Item Management Vote Number Proposal Proponet Recommendation Instruction ------- ------------------------------------------------ -------------- -------------- ----------- 1 Elect Director Yves C. de Balmann Management For For 2 Elect Director Ann C. Berzin Management For For 3 Elect Director James T. Brady Management For For 4 Elect Director Daniel Camus Management For For 5 Elect Director James R. Curtiss Management For For 6 Elect Director Freeman A. Hrabowski, III Management For For 7 Elect Director Nancy Lampton Management For For 8 Elect Director Robert J. Lawless Management For For 9 Elect Director Mayo A. Shattuck, III Management For For 10 Elect Director John L. Skolds Management For For 11 Elect Director Michael D. Sullivan Management For For 12 Ratify Auditors Management For For 13 Amend Omnibus Stock Plan Management For For 14 Require Independent Board Chairman Share Holder Against Against
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. The Select Sector SPDR(R) Trust By: /s/ Gary L. French --------------------------------- Gary L. French President Date: August 18, 2010