0001235110-20-000003.txt : 20200106 0001235110-20-000003.hdr.sgml : 20200106 20200106173810 ACCESSION NUMBER: 0001235110-20-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191227 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANSEN BRUCE D CENTRAL INDEX KEY: 0001064614 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32986 FILM NUMBER: 20511087 MAIL ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: 28TH FLOOR CITY: DENVER STATE: CO ZIP: 80203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: General Moly, Inc CENTRAL INDEX KEY: 0001275229 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 910232000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1726 COLE BOULEVARD STREET 2: SUITE 115 CITY: LAKEWOOD STATE: CO ZIP: 80401 BUSINESS PHONE: (303) 928-8599 MAIL ADDRESS: STREET 1: 1726 COLE BOULEVARD STREET 2: SUITE 115 CITY: LAKEWOOD STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: IDAHO GENERAL MINES INC DATE OF NAME CHANGE: 20040526 FORMER COMPANY: FORMER CONFORMED NAME: IDAHO GENERAL MINES INC DATE OF NAME CHANGE: 20040105 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-27 0001275229 General Moly, Inc GMO 0001064614 HANSEN BRUCE D C/O GENERAL MOLY, INC. 1726 COLE BLVD. SUITE 115 LAKEWOOD CO 80401 1 1 0 0 Chief Executive Officer & CFO 10% senior convertible promissory notes 2019-12-27 4 D 0 750000 0 D 2019-12-26 Common Stock 750000 0 D Common stock purchase warrants (right to buy) .35 2019-12-27 4 A 0 1174024 0 A 2019-12-27 2022-12-26 Common Stock 1174024 1174024 D Common stock purchase warrants (right to buy) .35 2019-12-27 4 P 0 223700 0 A 2019-12-27 2022-12-26 Common Stock 223700 223700 D The reporting person disposed of 10% senior convertible promissory notes, plus accrued and unpaid interest, in an issuer exchange offer in exchange for newly issued 12% senior promissory notes, which are not convertible into common stock of the issuer, and warrants to purchase common stock. The notes are convertible at any time at the option of the holder into common stock of the issuer. Represents warrants issued as part of a subscription offer conducted by the issuer in connection with the issuer exchange offer. /s/ Jennifer A. D'Alessandro, as attorney-in-fact 2020-01-06