Delaware
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1221
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23-1128670
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(State or Other Jurisdiction of
Incorporation or Organization)
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(Primary Standard Industrial
Classification Code Number)
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(I.R.S. Employer
Identification No.)
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9540 South Maroon Circle, Suite 200
Englewood, Colorado 80112
Telephone: (855) 922-6463
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(Address, Including Zip Code, and Telephone Number,
Including Area Code, of Registrant’s
Principal Executive Offices)
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Jennifer S. Grafton
General Counsel and Secretary
Westmoreland Coal Company
9540 South Maroon Circle, Suite 200
Englewood, Colorado 80112
Telephone: (855) 922-6463
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(Name, Address, Including Zip Code, and
Telephone Number,
Including Area Code, of Agent for Service)
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Large accelerated filer o
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Accelerated filer x
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Non-accelerated filer o
(Do not check if a smaller reporting company)
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Smaller reporting company o
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Exact Name of Co-Registrant as Specified in its Charter
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Primary Standard
Industrial
Classification
Code No.
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I.R.S. Employer
Identification No.
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State or Other
Jurisdiction of
Incorporation or
Organization
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||||||
Westmoreland Partners
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4991 | 33-0487790 |
Virginia
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||||||
Westmoreland Energy LLC
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4991 | 61-1409081 |
Delaware
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||||||
Westmoreland - North Carolina Power L.L.C.
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4991 | 20-5102494 |
Virginia
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||||||
WEI-Roanoke Valley, Inc.
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4991 | 23-2544944 |
Delaware
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Westmoreland Roanoke Valley, L.P.
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4991 | 23-2609738 |
Delaware
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||||||
Westmoreland Resources, Inc.
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1221 | 81-0364990 |
Delaware
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WRI Partners, Inc.
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1221 | 26-2703697 |
Delaware
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Westmoreland Kemmerer, Inc.
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1221 | 27-2103673 |
Delaware
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Westmoreland Coal Sales Company, Inc.
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1221 | 23-1701997 |
Delaware
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Westmoreland Power, Inc.
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1221 | 84-1579965 |
Delaware
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WCC Land Holding Company, Inc.
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1221 | 27-3965489 |
Delaware
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(i)
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To include any prospectus required by Section 10(a)(3) of the Securities Act of 1933;
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(ii)
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To reflect in the prospectus any fact or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in this registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Securities and Exchange Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20% change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement; and
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(iii)
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To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement.
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(i)
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any preliminary prospectus or prospectus of the undersigned registrants relating to the offering required to be filed pursuant to Rule 424;
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(ii)
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any free writing prospectus relating to the offering prepared by or on behalf of the undersigned registrants or used or referred to by the undersigned registrants;
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(iii)
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the portion of any other free writing prospectus relating to the offering containing material information about the undersigned registrants or their securities provided by or on behalf of the undersigned registrants; and
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(iv)
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any other communication that is an offer in the offering made by the undersigned registrants to the purchaser.
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WESTMORELAND COAL COMPANY
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||
By:
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/s/ KEITH E. ALESSI
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Name:
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Keith E. Alessi
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Title:
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Chief Executive Officer
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Signature
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Title
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Date
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/s/ Keith E. Alessi
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Chief Executive Officer and Director
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May 29, 2012
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Keith E. Alessi
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(Principal Executive Officer)
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/s/ Kevin A. Paprzycki
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Chief Financial Officer and Treasurer |
May 29, 2012
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Kevin A. Paprzycki
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(Principal Financial Officer)
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/s/ Russell H. Werner | Corporate Controller |
May 29, 2012
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Russell H. Werner
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(Principal Accounting Officer)
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*
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Director
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May 29, 2012
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Michael R. D’Appolonia | ||
*
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Director
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May 29, 2012
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Gail E. Hamilton
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||
*
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Director
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May 29, 2012
|
Richard M. Klingaman | ||
*
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Director
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May 29, 2012
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Jan B. Packwood | ||
*
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Director
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May 29, 2012
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Robert C. Scharp | ||
/s/ Keith E. Alessi
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||
* Keith E. Alessi as Attorney-in-fact
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WESTMORELAND PARTNERS
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||||
By:
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WESTMORELAND-NORTH CAROLINA POWER, LLC, General Partner*
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|||
By:
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/s/ Donald Keisling
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Name:
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Donald Keisling
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|||
Title:
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Chief Executive Officer
(Principal Executive Officer)
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By:
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WESTMORELAND ENERGY LLC, General Partner*
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|||
By:
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/s/ Donald Keisling
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|||
Name:
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Donald Keisling
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|||
Title:
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Chief Executive Officer
(Principal Executive Officer)
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Signature
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Title
|
Date
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Westmoreland-North Carolina Power, LLC
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||
/s/ Donald Keisling
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Chief Executive Officer
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May 29, 2012
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Donald Keisling |
(Principal Executive Officer)
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/s/ Russell H. Werner
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Treasurer and Controller
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May 29, 2012
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Russell H. Werner
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(Principal Financial Officer and
Principal Accounting Officer)
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/s/ Douglas P. Kathol
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Director
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May 29, 2012
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Douglas P. Kathol
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||
/s/ Kevin A. Paprzycki
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Director
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May 29, 2012
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Kevin A. Paprzycki
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||
/s/ Jennifer S. Grafton
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Director
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May 29, 2012
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Jennifer S. Grafton
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||
Westmoreland Energy LLC
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||
/s/ Donald Keisling
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Chief Executive Officer
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May 29, 2012
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Donald Keisling |
(Principal Executive Officer)
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/s/ Russell H. Werner
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Treasurer and Controller
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May 29, 2012
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Russell H. Werner
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(Principal Financial Officer and
Principal Accounting Officer)
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/s/ Jennifer S. Grafton
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Director
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May 29, 2012
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Jennifer Grafton
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||
/s/ Douglas P. Kathol
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Director
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May 29, 2012
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Douglas Kathol
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||
/s/ Kevin A. Paprzycki
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Director
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May 29, 2012
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Kevin Paprzycki
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* Westmoreland Partners has no officers or directors.
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WESTMORELAND ENERGY LLC
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||
By:
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*
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Name:
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Donald Keisling
|
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Title:
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Chief Executive Officer
(Principal Executive Officer)
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Signature
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Title
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Date
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*
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Chief Executive Officer
|
May 29, 2012
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Donald Keisling
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(Principal Executive Officer)
|
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/s/ Russell H. Werner
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Treasurer and Controller
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May 29, 2012
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Russell H. Werner
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(Principal Financial Officer and
Principal Accounting Officer)
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|
*
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Director
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May 29, 2012
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Jennifer Grafton
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||
*
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Director
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May 29, 2012
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Douglas Kathol
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||
*
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Director
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May 29, 2012
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Kevin Paprzycki
|
||
/s/ Russell H. Werner
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||
* Russell H. Werner as Attorney-in-fact
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WESTMORELAND ROANOKE VALLEY, L.P.
|
|||
By:
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WEI-Roanoke Valley, Inc., General Partner*
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||
By:
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/s/ Donald Keisling
|
||
Name:
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Donald Keisling
|
||
Title:
|
Chief Executive Officer
(Principal Executive Officer)
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||
By:
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Westmoreland Energy LLC, Limited Partner
|
||
By:
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/s/ Donald Keisling
|
||
Name:
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Donald Keisling
|
||
Title:
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Chief Executive Officer
(Principal Executive Officer)
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Pursuant to the requirements of the Securities Act of 1933, as amended, this Pre-Effective Amendment No. 1 to this registration statement has been signed by the following persons in the capacities and on the dates indicated.
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Signature
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Title
|
Date
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WEI-Roanoke Valley Inc.
|
||
/s/ Donald Keisling
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Chief Executive Officer
|
May 29, 2012
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Donald Keisling
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(Principal Executive Officer)
|
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/s/ Russell H. Werner
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Treasurer and Controller
|
May 29, 2012
|
Russell H. Werner
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(Principal Financial Officer and
Principal Accounting Officer)
|
|
/s/ Douglas P. Kathol
|
Director
|
May 29, 2012
|
Douglas Kathol
|
||
/s/ Kevin A. Paprzycki
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Director
|
May 29, 2012
|
Kevin Paprzycki
|
||
/s/ Jennifer S. Grafton
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Director
|
May 29, 2012
|
Jennifer Grafton
|
||
* Westmoreland Roanoke Valley, L.P. has no officers or directors.
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WEI - ROANOKE VALLEY, INC.
|
||
By:
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*
|
|
Name:
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Donald Keisling
|
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Title:
|
Chief Executive Officer
(Principal Executive Officer)
|
Signature
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Title
|
Date
|
*
|
Chief Executive Officer
|
May 29, 2012
|
Donald Keisling
|
(Principal Executive Officer)
|
|
/s/ Russell H. Werner
|
Treasurer and Controller
|
May 29, 2012
|
Russell H. Werner
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(Principal Financial Officer and
Principal Accounting Officer)
|
|
*
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Director
|
May 29, 2012
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Jennifer Grafton
|
||
*
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Director
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May 29, 2012
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Douglas Kathol
|
||
*
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Director
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May 29, 2012
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Kevin Paprzycki
|
||
/s/ Russell H. Werner
|
||
*Russell H. Werner as Attorney-in-fact
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WESTMORELAND-NORTH CAROLINA POWER, L.L.C.
|
||
By:
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*
|
|
Name:
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Donald Keisling
|
|
Title:
|
Chief Executive Officer
(Principal Executive Officer)
|
Signature
|
Title
|
Date
|
*
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Chief Executive Officer
|
May 29, 2012
|
Donald Keisling
|
(Principal Executive Officer)
|
|
/s/ Russell H. Werner
|
Treasurer and Controller
|
May 29, 2012
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Russell H. Werner
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(Principal Financial Officer and
Principal Accounting Officer)
|
|
*
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Director
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May 29, 2012
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Jennifer Grafton
|
||
*
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Director
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May 29, 2012
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Douglas Kathol
|
||
*
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Director
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May 29, 2012
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Kevin Paprzycki
|
||
/s/ Russell Werner
|
||
*Russell H. Werner as Attorney-in-fact
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WESTMORELAND RESOURCES, INC.
|
||
By:
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/s/ Jerome Gillespie
|
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Name:
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Jerome Gillespie
|
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Title:
|
President
(Principal Executive Officer)
|
Signature
|
Title
|
Date
|
/s/ Jerome Gillespie
|
President
|
May 29, 2012
|
Jerome Gillespie
|
(Principal Executive Officer)
|
|
*
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Controller and Treasurer
|
May 29, 2012
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Susan Mateel
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(Principal Financial Officer and
Principal Accounting Officer)
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|
*
|
Director
|
May 29, 2012
|
Jennifer Grafton
|
||
*
|
Director
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May 29, 2012
|
Joseph Micheletti
|
||
*
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Director
|
May 29, 2012
|
Kevin Paprzycki
|
||
/s/ Jerome Gillespie
|
||
* Jerome Gillespie as Attorney-in-fact
|
||
WRI PARTNERS, INC.
|
||
By:
|
/s/ Kevin Paprzycki
|
|
Name:
|
Kevin Paprzycki
|
|
Title:
|
Chief Executive Officer
(Principal Executive Officer)
|
Signature
|
Title
|
Date
|
/s/ Kevin Paprzycki
|
Chief Executive Officer
|
May 29, 2012
|
Kevin Paprzycki
|
(Principal Executive Officer) | |
*
|
Controller and Treasurer
|
May 29, 2012
|
Susan Mateel
|
(Principal Financial Officer and
Principal Accounting Officer)
|
|
*
|
Director
|
May 29, 2012
|
Jennifer Grafton | ||
*
|
Director
|
May 29, 2012
|
Joseph Micheletti | ||
*
|
Director
|
May 29, 2012
|
Kevin Paprzycki
|
||
/s/ Kevin Paprzycki
|
||
* Kevin Paprzycki as Attorney-in-fact |
WESTMORELAND KEMMERER, INC.
|
||
By:
|
*
|
|
Name:
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Thomas Durham
|
|
Title:
|
Vice President
|
Signature
|
Title
|
Date
|
*
|
Vice President
|
May 29, 2012
|
Thomas Durham
|
(Principal Executive Officer) | |
/s/ Russell H. Werner
|
Treasurer
|
May 29, 2012
|
Russell H. Werner
|
(Principal Financial Officer and
Principal Accounting Officer)
|
|
*
|
Director
|
May 29, 2012
|
Jennifer Grafton
|
||
*
|
Director
|
May 29, 2012
|
Joseph Micheletti | ||
*
|
Director
|
May 29, 2012
|
Kevin Paprzycki | ||
/s/ Russell H. Werner
|
||
* Russell H. Werner as Attorney-in-fact
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WESTMORELAND COAL SALES COMPANY, INC.
|
||
By:
|
*
|
|
Name:
|
Jonathan Barr
|
|
Title:
|
President
(Principal Executive Officer)
|
Signature
|
Title
|
Date
|
*
|
President
|
May 29, 2012
|
Jonathan Barr
|
(Principal Executive Officer) | |
/s/ Russell H. Werner
|
Controller
|
May 29, 2012
|
Russell H. Werner
|
(Principal Financial Officer and
Principal Accounting Officer)
|
|
*
|
Director
|
May 29, 2012
|
Jennifer Grafton
|
||
*
|
Director
|
May 29, 2012
|
Joseph Micheletti
|
||
*
|
Director
|
May 29, 2012
|
Kevin Paprzycki
|
||
/s/ Russell H. Werner
|
||
* Russell H. Werner as Attorney-in-fact
|
WESTMORELAND POWER, INC.
|
||
By:
|
*
|
|
Name:
|
Douglas Kathol
|
|
Title:
|
Chief Executive Officer
(Principal Executive Officer)
|
Signature
|
Title
|
Date
|
*
|
Chief Executive Officer
|
May 29, 2012
|
Douglas Kathol
|
(Principal Executive Officer) | |
/s/ Russell H. Werner
|
Controller and Treasurer
|
May 29, 2012
|
Russell H. Werner
|
(Principal Financial Officer and
Principal Accounting Officer)
|
|
*
|
Director
|
May 29, 2012
|
Jennifer Grafton | ||
*
|
Director
|
May 29, 2012
|
Douglas Kathol
|
||
*
|
Director
|
May 29, 2012
|
Kevin Paprzycki
|
||
/s/ Russell H. Werner
|
||
* Russell H. Werner as Attorney-in-fact
|
WCC LAND HOLDING COMPANY, INC.
|
||
By:
|
*
|
|
Name:
|
Thomas Durham
|
|
Title:
|
President
(Principal Executive Officer)
|
Signature
|
Title
|
Date
|
*
|
President
|
May 29, 2012
|
Thomas Durham
|
(Principal Executive Officer)
|
|
/s/ Russell H. Werner
|
Treasurer
|
May 29, 2012
|
Russell H. Werner
|
(Principal Financial Officer and
Principal Accounting Officer)
|
|
*
|
Director
|
May 29, 2012
|
Jennifer Grafton
|
||
*
|
Director
|
May 29, 2012
|
Joseph Micheletti
|
||
*
|
Director
|
May 29, 2012
|
Kevin Paprzycki
|
||
/s/ Russell H. Werner
|
||
* Russell H. Werner as Attorney-in-fact |
Exhibit Number
|
Exhibit Description
|
3.1*
|
Restated Certificate of Incorporation of Westmoreland Coal Company
|
3.2*
|
Certificate of Correction to the Restated Certificate of Incorporation of Westmoreland Coal Company
|
3.3*
|
Certificate of Amendment to the Restated Certificate of Incorporation of Westmoreland Coal Company
|
3.4*
|
Certificate of Amendment to the Restated Certificate of Incorporation of Westmoreland Coal Company
|
3.5*
|
Amended and Restated Bylaws of Westmoreland Coal Company
|
3.6*
|
Amended and Restated Partnership Agreement of Westmoreland Partners
|
3.7*
|
Amendment No. 1 to Amended and Restated Partnership Agreement of Westmoreland Partners
|
3.8*
|
Amendment No. 2 to Amended and Restated Partnership Agreement of Westmoreland Partners
|
3.9*
|
Certificate of Formation of Westmoreland Energy LLC
|
3.10*
|
Operating Agreement of Westmoreland Energy LLC
|
3.11*
|
Certificate of Formation of Westmoreland – North Carolina Power LLC
|
3.12*
|
Operating Agreement of Westmoreland – North Carolina Power LLC
|
3.13*
|
Certificate of Incorporation of WEI – Roanoke Valley, Inc.
|
3.14*
|
Certificate of Amendment to Certificate of Incorporation of WEI – Roanoke Valley, Inc.
|
3.15*
|
Bylaws of WEI – Roanoke Valley, Inc.
|
3.16*
|
Certificate of Limited Partnership of Westmoreland Roanoke Valley LP
|
3.17*
|
Amendment to Certificate of Limited Partnership of Westmoreland Roanoke Valley LP
|
3.18*
|
Agreement of Limited Partnership of Westmoreland Roanoke Valley LP
|
3.19*
|
Certificate of Incorporation of Westmoreland Resources, Inc.
|
3.20*
|
Certificate of Amendment of Certificate of Incorporation of Westmoreland Resources, Inc.
|
3.21*
|
Certificate of Amendment of Certificate of Incorporation of Westmoreland Resources, Inc.
|
3.22*
|
Bylaws of Westmoreland Resources, Inc.
|
3.23*
|
Certificate of Incorporation of WRI Partners, Inc.
|
3.24*
|
Bylaws of WRI Partners, Inc.
|
3.25*
|
Certificate of Incorporation of Westmoreland Mining Services, Inc.
|
3.26
|
Certificate of Amendment of Certificate of Incorporation of Westmoreland Mining Services, Inc.
|
3.27*
|
Bylaws of Westmoreland Kemmerer, Inc.
|
3.28*
|
Certificate of Incorporation of Westmoreland Coal Sales Company, Inc.
|
3.29*
|
Certificate of Amendment of Certificate of Incorporation of Westmoreland Coal Sales Company, Inc.
|
3.30*
|
Bylaws of Westmoreland Coal Sales Company, Inc.
|
3.31*
|
Certificate of Incorporation of WCC Land Holding Company, Inc.
|
3.32*
|
Bylaws of WCC Land Holding Company, Inc.
|
3.33*
|
Certificate of Incorporation of Westmoreland Power, Inc.
|
3.34*
|
Certificate of Amendment of Certificate of Incorporation of Westmoreland Power, Inc.
|
3.35*
|
Certificate of Amendment of Certificate of Incorporation of Westmoreland Power, Inc.
|
3.36*
|
Bylaws of Westmoreland Power, Inc.
|
4.1*
|
Indenture, dated as of 2/04/2011, by and between Westmoreland Coal Company, Westmoreland Partners and Wells Fargo Bank, NA, as trustee and note collateral agent.
|
4.2*
|
Form of 10.75% Senior Notes due 2018 (included as Exhibit A in Exhibit 4.1).
|
4.3*
|
Registration Rights Agreement, dated 2/04/2011, among Westmoreland Coal Company and Westmoreland Partners and Gleacher & Company Securities, Inc., as initial purchaser
|
4.4*
|
Pledge and Security Agreement dated as of 2/04/ 2011, by Westmoreland Coal Company and Westmoreland Partners in favor of Wells Fargo Bank, NA, as note collateral agent
|
4.5**
|
Supplemental Indenture, dated as of January 31, 2012, by and among Westmoreland Coal Company, Westmoreland Partners and Wells Fargo Bank, National Association, as trustee and not collateral agent
|
4.6**
|
Form of 10.75% Senior Notes due 2018 (included as Exhibit A in Exhibit 4.5).
|
4.7**
|
Registration Rights Agreement, dated January 31, 2012, by and among Westmoreland Coal Company, Westmoreland Partners and Gleacher & Company Securities, Inc., as initial purchaser.
|
4.8**
|
Amendment No. 1 to the Pledge and Security Agreement dated January 26, 2012
|
5.1***
|
Opinion of Holland & Hart LLP as to the validity of the new notes.
|
5.2***
|
Opinion of Williams, Mullen, Clark & Dobbins as to the validity of the new notes.
|
12.1***
|
Statement Regarding Computation of Ratios.
|
21.1***
|
Subsidiaries of the Registrant.
|
23.1***
|
Consent of Ernst & Young LLP
|
23.2***
|
Consent of Tanner LLC
|
23.5***
|
Consent of Holland & Hart LLP (included in Exhibit 5.1)
|
23.6***
|
Consent of Williams, Mullen, Clark & Dobbins (included in Exhibit 5.2)
|
24.1***
|
Power of Attorney (included on signature page)
|
25.1***
|
Statement of Eligibility on Form T-1 of Wells Fargo Bank, National Association
|
99.1***
|
Letter of Transmittal
|
99.2***
|
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and other Nominees
|
99.3***
|
Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and other Nominees
|
99.4***
|
Substitute Form W-9
|
________
|
|
*
|
Incorporated by reference to the Registrant’s Registration Statement on Form S-4 filed with the SEC on June 3, 2011 (File No. 333-174723)
|
**
|
Incorporated by reference to the Registrant’s Current Report on Form 8-K filed with the SEC on January 31, 2012 (File No. 001-11155)
|
***
|
Incorporated by reference to the Registrant’s Registration Statement on Form S-4 filed with the SEC on May 21, 2012 (File No. 333-181565)
|