-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LEpUlAl2Tp3pHzQHmcfHHrXJJCKbnTONtaoCMyypy2xXiTiw2Ov6Uva/83pfWrkJ E/H8c9xIAUQ65Vt/vmXLkw== 0000902664-03-001853.txt : 20031209 0000902664-03-001853.hdr.sgml : 20031209 20031209072124 ACCESSION NUMBER: 0000902664-03-001853 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031204 FILED AS OF DATE: 20031209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TONTINE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001272374 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11155 FILM NUMBER: 031043591 MAIL ADDRESS: STREET 1: C/O TORTINE PARTNERS LP STREET 2: 55 RAILRAOD AVENUE 3RD FL CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L ET AL CENTRAL INDEX KEY: 0000948904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11155 FILM NUMBER: 031043595 BUSINESS ADDRESS: STREET 1: 31 WEST 52ND ST STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 MAIL ADDRESS: STREET 2: 200 PARK AVENUE SUITE 3900 CITY: NEW YORK STATE: NY ZIP: 10166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTMORELAND COAL CO CENTRAL INDEX KEY: 0000106455 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 231128670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 NORTH CASCADE AVENUE 14TH FLOOR CITY: COLORADO SPRINGS STATE: CO ZIP: 80903 BUSINESS PHONE: 7194422600 MAIL ADDRESS: STREET 1: 2 N CASCADE AVE STREET 2: # 14THFL CITY: COLORADO SPRINGS STATE: CO ZIP: 80903-1614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TONTINE MANAGEMENT LLC CENTRAL INDEX KEY: 0001268959 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11155 FILM NUMBER: 031043593 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2037692000 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TONTINE OVERSEAS ASSOCIATES LLC CENTRAL INDEX KEY: 0001268961 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11155 FILM NUMBER: 031043592 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2037692000 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TONTINE PARTNERS L P CENTRAL INDEX KEY: 0001269122 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11155 FILM NUMBER: 031043594 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2037692000 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 4 1 srz9554835v1_ex.xml X0201 4 2003-12-04 0 0000106455 WESTMORELAND COAL CO WLB 0000948904 GENDELL JEFFREY L ET AL 55 RAILROAD AVE, 3RD FLOOR GREENWICH CT 06830 0 0 1 0 0001269122 TONTINE PARTNERS L P 55 RAILROAD AVENUE 3RD FLOOR GREENWICH CT 06830 0 0 1 0 0001268959 TONTINE MANAGEMENT LLC 55 RAILROAD AVENUE 3RD FLOOR GREENWICH CT 06830 0 0 1 0 0001268961 TONTINE OVERSEAS ASSOCIATES LLC 55 RAILROAD AVENUE 3RD FLOOR GREENWICH CT 06830 0 0 1 0 0001272374 TONTINE CAPITAL MANAGEMENT LLC C/O TORTINE PARTNERS LP 55 RAILRAOD AVENUE 3RD FL GREENWICH CT 06830 0 0 1 0 Common Stock 2003-12-04 4 P 0 38200 13.8535 A 274730 I (1)(2) Common Stock 2003-12-04 4 P 0 4600 13.6337 A 279330 I (1)(2) Common Stock 2003-12-04 4 P 0 57000 13.8535 A 503070 I (1)(2) Common Stock 2003-12-04 4 P 0 6900 13.6337 A 509970 I (1)(2) Common Stock 2003-12-04 4 P 0 0 13.8535 A 70000 D This report is filed jointly by Jeffery L. Gendell, Tontine Partners, L.P. ("TP"), Tontine Management, LLC ("TM), Tontine Capital Management ("TCM") and Tontine Overseas Associates, L.L.C. ("TOA") all of whom are 10% owners. Mr. Gendell is the managing member of TM and TCM, each a Delaware limited liability company and the general partner of TP, a Delaware limited liability partnership. Mr. Gendell is also the managing member of TOA, a Delaware limited liability company, the investment adviser of Tontine Overseas Fund, Ltd., a Cayman Islands exempted company ("TOF"). Mr. Gendell directly owns 549,000 shares of Common Stock and indirectly owns 859,300 shares of Common Stock. TP directly owns 509,970 shares of Common Stock. TM indirectly owns 509,970 shares of Common Stock. TCM directly owns 70,000 shares of Common Stock. TOA indirectly owns 279,330 shares of Common Stock. Mr. Gendell, TM, TCM and TOA disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest. Common Stock purchased by TOF. Common Stock purchased by TP. Common Stock purchased by TCM reflected on Form 3 filed on December 8, 2003. /s/ Jeffrey Gendell 2003-12-08 -----END PRIVACY-ENHANCED MESSAGE-----