0000106455-17-000020.txt : 20170418 0000106455-17-000020.hdr.sgml : 20170418 20170418215525 ACCESSION NUMBER: 0000106455-17-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170413 FILED AS OF DATE: 20170418 DATE AS OF CHANGE: 20170418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTMORELAND COAL Co CENTRAL INDEX KEY: 0000106455 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 231128670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9540 SOUTH MAROON CIRCLE STREET 2: SUITE 300 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303-922-6463 MAIL ADDRESS: STREET 1: 9540 SOUTH MAROON CIRCLE STREET 2: SUITE 300 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: WESTMORELAND COAL CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paprzycki Kevin A CENTRAL INDEX KEY: 0001301627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11155 FILM NUMBER: 17768044 MAIL ADDRESS: STREET 1: WESTMORELAND COAL COMPANY STREET 2: 9540 SOUTH MAROON CIRCLE, SUITE 200 CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 wf-form4_149256691012295.xml FORM 4 X0306 4 2017-04-13 0 0000106455 WESTMORELAND COAL Co WLB 0001301627 Paprzycki Kevin A 9540 SOUTH MAROON CIRCLE, SUITE 300 ENGLEWOOD CO 80112 1 1 0 0 CEO Common Stock 2017-04-13 4 M 0 1252 0 A 23538 D Common Stock 2017-04-13 4 F 0 464 14.61 D 23074 D Common Stock 2017-04-13 4 M 0 4229 0 A 27303 D Common Stock 2017-04-13 4 F 0 1850 14.61 D 25453 D Common Stock 2017-04-13 4 M 0 10000 0 A 35453 D Common Stock 2017-04-13 4 F 0 4539 14.61 D 30914 D Common Stock 2017-04-13 4 M 0 5633 0 A 36547 D Common Stock 2017-04-13 4 F 0 2504 14.61 D 34043 D Common Stock 9987 I By 401(k) Plan Restricted Stock Units 2017-04-13 4 M 0 1252 D 2017-04-01 Common Stock 1252.0 0 D Restricted Stock Unit 2017-04-13 4 M 0 4229 D 2017-04-01 Common Stock 4229.0 4229 D Restricted Stock Units 2017-04-13 4 M 0 10000 D 2017-04-01 Common Stock 10000.0 20000 D Restricted Stock Units 2017-04-13 4 M 0 5633 D 2017-04-01 2017-04-13 Common Stock 5633.0 0 D Each Restricted Stock Unit represents a contingent right to receive one share of common stock payable in common stock, cash or a combination thereof at the discretion of the Compensation and Benefits Committee. The Restricted Stock Units vest in three equal annual installments beginning on April 1st following the grant date. Performance-based Restricted Stock Units granted pursuant to the Westmoreland Coal Company 2014 Equity Incentive Plan for Employees and Non-Employee Directors on June 2, 2014. This award was based on a three year cumulative free cash flow metric and was earned at the maximum of 150% of target grant. /s/ Jennifer S. Grafton by Power of Attorney 2017-04-18