0000106455-17-000019.txt : 20170418 0000106455-17-000019.hdr.sgml : 20170418 20170418215419 ACCESSION NUMBER: 0000106455-17-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170413 FILED AS OF DATE: 20170418 DATE AS OF CHANGE: 20170418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTMORELAND COAL Co CENTRAL INDEX KEY: 0000106455 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 231128670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9540 SOUTH MAROON CIRCLE STREET 2: SUITE 300 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 303-922-6463 MAIL ADDRESS: STREET 1: 9540 SOUTH MAROON CIRCLE STREET 2: SUITE 300 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: WESTMORELAND COAL CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Micheletti Joseph Earl CENTRAL INDEX KEY: 0001521811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11155 FILM NUMBER: 17768042 MAIL ADDRESS: STREET 1: 9540 SOUTH MAROON CIRCLE STREET 2: SUITE 200 CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 wf-form4_149256684426305.xml FORM 4 X0306 4 2017-04-13 0 0000106455 WESTMORELAND COAL Co WLB 0001521811 Micheletti Joseph Earl 9540 SOUTH MAROON CIRCLE SUITE 300 ENGLEWOOD CO 80112 0 1 0 0 Executive Vice President Common Stock 2017-04-13 4 M 0 1098 0 A 21833 D Common Stock 2017-04-13 4 F 0 439 14.61 D 21394 D Common Stock 2017-04-13 4 M 0 1880 0 A 23274 D Common Stock 2017-04-13 4 F 0 816 14.61 D 22458 D Common Stock 2017-04-13 4 M 0 3150 0 A 25608 D Common Stock 2017-04-13 4 F 0 1433 14.61 D 24175 D Common Stock 2017-04-13 4 M 0 4938 0 A 29113 D Common Stock 2017-04-13 4 F 0 2301 14.61 D 26812 D Common Stock 6392 I By 401(k) Plan Restricted Stock Units 2017-04-13 4 M 0 1098 D 2017-04-01 Common Stock 1098.0 0 D Restricted Stock Unit 2017-04-13 4 M 0 1880 D 2017-04-01 Common Stock 1880.0 1880 D Restricted Stock Units 2017-04-13 4 M 0 3150 D 2017-04-01 Common Stock 3150.0 6300 D Restricted Stock Units 2017-04-13 4 M 0 4938 D 2017-04-01 2017-04-13 Common Stock 4938.0 0 D The reporting person acquired additional shares of common stock under the Westmoreland Coal Company 401(k) plan since the date of the last report. The information in this report is based on plan information as of April 18, 2017. Each Restricted Stock Unit represents a contingent right to receive one share of common stock payable in common stock, cash or a combination thereof at the discretion of the Compensation and Benefits Committee. The Restricted Stock Units vest in three equal annual installments beginning on April 1st following the grant date. Performance-based Restricted Stock Units granted pursuant to the Westmoreland Coal Company 2014 Equity Incentive Plan for Employees and Non-Employee Directors on June 2, 2014. This award was based on a three year cumulative free cash flow metric and was earned at the maximum of 150% of target grant. /s/ Jennifer S. Grafton by Power of Attorney 2017-04-18