0001562180-24-001522.txt : 20240221
0001562180-24-001522.hdr.sgml : 20240221
20240221161750
ACCESSION NUMBER: 0001562180-24-001522
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240216
FILED AS OF DATE: 20240221
DATE AS OF CHANGE: 20240221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MITTELSTAEDT RONALD J
CENTRAL INDEX KEY: 0001064299
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34370
FILM NUMBER: 24659750
MAIL ADDRESS:
STREET 1: 3 WATERWAY SQUARE PLACE
STREET 2: SUITE 110
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Waste Connections, Inc.
CENTRAL INDEX KEY: 0001318220
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
ORGANIZATION NAME: 01 Energy & Transportation
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6220 HWY 7
STREET 2: SUITE 600
CITY: WOODBRIDGE
STATE: A6
ZIP: L4H 4G3
BUSINESS PHONE: (905) 532-7510
MAIL ADDRESS:
STREET 1: 6220 HWY 7
STREET 2: SUITE 600
CITY: WOODBRIDGE
STATE: A6
ZIP: L4H 4G3
FORMER COMPANY:
FORMER CONFORMED NAME: Progressive Waste Solutions Ltd.
DATE OF NAME CHANGE: 20110503
FORMER COMPANY:
FORMER CONFORMED NAME: IESI-BFC Ltd
DATE OF NAME CHANGE: 20090522
FORMER COMPANY:
FORMER CONFORMED NAME: BFI Canada Ltd
DATE OF NAME CHANGE: 20081015
4
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Waste Connections, Inc.
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MITTELSTAEDT RONALD J
3 WATERWAY SQUARE PLACE
SUITE 110
THE WOODLANDS
TX
77380
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Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.
Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant.
Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 31,125 (250% of the target number).
Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 17, 2023 and vest in four equal annual installments. The common shares are reported in Table 1.
Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on May 12, 2023 under the Reporting Person's letter agreement with the Issuer dated April 23, 2023. The award will vest in four equal annual installments on each of the anniversaries of February 17, 2023. The common shares are reported in Table 1.
Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 18, 2022 and vest in four equal annual installments. The common shares are reported in Table 1.
Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.
Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 19, 2021 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2021 to December 31, 2023. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 144.5% of the target number of shares subject to the award. The common shares are reported on Table 1.
Represents the conversion of restricted share units into common shares of the Issuer. These restricted share units were previously vested and deferred under the Issuer's Deferred Compensation Plan. They are scheduled to be distributed pursuant to a multi-year installment method election as a result of the participant's transition from Chief Executive Officer of the Issuer to its Executive Chairman. The distribution represents the final distribution elected by the participant.
Ronald Mittelstaedt
2024-02-21