0001562180-23-001671.txt : 20230222 0001562180-23-001671.hdr.sgml : 20230222 20230222162038 ACCESSION NUMBER: 0001562180-23-001671 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230217 FILED AS OF DATE: 20230222 DATE AS OF CHANGE: 20230222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITTELSTAEDT RONALD J CENTRAL INDEX KEY: 0001064299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34370 FILM NUMBER: 23653429 MAIL ADDRESS: STREET 1: 3 WATERWAY SQUARE PLACE STREET 2: SUITE 110 CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waste Connections, Inc. CENTRAL INDEX KEY: 0001318220 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6220 HWY 7 STREET 2: SUITE 600 CITY: WOODBRIDGE STATE: A6 ZIP: L4H 4G3 BUSINESS PHONE: (905) 532-7510 MAIL ADDRESS: STREET 1: 6220 HWY 7 STREET 2: SUITE 600 CITY: WOODBRIDGE STATE: A6 ZIP: L4H 4G3 FORMER COMPANY: FORMER CONFORMED NAME: Progressive Waste Solutions Ltd. DATE OF NAME CHANGE: 20110503 FORMER COMPANY: FORMER CONFORMED NAME: IESI-BFC Ltd DATE OF NAME CHANGE: 20090522 FORMER COMPANY: FORMER CONFORMED NAME: BFI Canada Ltd DATE OF NAME CHANGE: 20081015 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2023-02-17 false 0001318220 Waste Connections, Inc. WCN 0001064299 MITTELSTAEDT RONALD J 3 WATERWAY SQUARE PLACE SUITE 110 THE WOODLANDS TX 77380 true true false false Executive Chairman Common Shares 2023-02-18 4 M false 878.00 0.00 A 210143.00 D Common Shares 2023-02-18 4 F false 436.00 136.11 D 209707.00 D Common Shares 2023-02-19 4 M false 1067.00 0.00 A 210774.00 D Common Shares 2023-02-19 4 F false 530.00 136.11 D 210244.00 D Common Shares 2023-02-19 4 J false 15529.00 0.00 A 225773.00 D Common Shares 2023-02-19 4 F false 7335.00 136.11 D 218438.00 D Common Shares 2023-02-19 4 J false 3622.00 0.00 A 222060.00 D Common Shares 2023-02-19 4 F false 1711.00 136.11 D 220349.00 D Restricted Share Units 0.00 2023-02-17 4 A false 1837.00 0.00 A Common Shares 1837.00 1837.00 D Restricted Share Units 0.00 2023-02-17 4 A false 1836.00 0.00 A Common Shares 1836.00 1836.00 D Restricted Share Units 0.00 2023-02-18 4 M false 878.00 0.00 D Common Shares 878.00 2635.00 D Restricted Share Units 0.00 2023-02-19 4 M false 1067.00 0.00 D Common Shares 1067.00 2133.00 D Restricted Share Units 0.00 2023-02-19 4 J false 15529.00 0.00 D Common Shares 15529.00 15528.00 D Restricted Share Units 0.00 2023-02-19 4 J false 3622.00 0.00 D Common Shares 3622.00 3621.00 D Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares. Represents the conversion of restricted share units into common shares of the Issuer. These restricted share units were previously vested and deferred under the Issuer's Deferred Compensation Plan. They are scheduled to be distributed pursuant to a multi-year installment method election as a result of the participant's transition from Chief Executive Officer of the Issuer to its Executive Chairman. The distribution represents the first of five distributions elected by the participant. Represents an award of restricted share units. The award shall vest 25% per year over a four-year period following the date of grant. Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 4,590 (250% of the target number). Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 18, 2022 and vest in four equal annual installments. The common shares are reported in Table 1. Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1. The deferred restricted share unit award was granted on 2/11/2010 and vested 25% per year over the four-year period following the date of grant The deferred restricted share unit award was granted on 2/25/2013 and vested 25% per year over the four-year period following the date of grant Ronald Mittelstaedt 2023-02-22