0001562180-20-001757.txt : 20200226 0001562180-20-001757.hdr.sgml : 20200226 20200226161932 ACCESSION NUMBER: 0001562180-20-001757 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200224 FILED AS OF DATE: 20200226 DATE AS OF CHANGE: 20200226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITTELSTAEDT RONALD J CENTRAL INDEX KEY: 0001064299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34370 FILM NUMBER: 20655980 MAIL ADDRESS: STREET 1: 3 WATERWAY SQUARE PLACE STREET 2: SUITE 110 CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waste Connections, Inc. CENTRAL INDEX KEY: 0001318220 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 610 APPLEWOOD CRESCENT STREET 2: SUITE 200 CITY: VAUGHAN STATE: A6 ZIP: L4K 0C3 BUSINESS PHONE: (905) 532-7510 MAIL ADDRESS: STREET 1: 610 APPLEWOOD CRESCENT STREET 2: SUITE 200 CITY: VAUGHAN STATE: A6 ZIP: L4K 0C3 FORMER COMPANY: FORMER CONFORMED NAME: Progressive Waste Solutions Ltd. DATE OF NAME CHANGE: 20110503 FORMER COMPANY: FORMER CONFORMED NAME: IESI-BFC Ltd DATE OF NAME CHANGE: 20090522 FORMER COMPANY: FORMER CONFORMED NAME: BFI Canada Ltd DATE OF NAME CHANGE: 20081015 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-02-24 false 0001318220 Waste Connections, Inc. WCN 0001064299 MITTELSTAEDT RONALD J 3 WATERWAY SQUARE PLACE SUITE 110 THE WOODLANDS TX 77380 true true false false Executive Chairman Common Shares 2020-02-24 4 M false 6220.00 0.00 A 167465.00 D Common Shares 2020-02-24 4 F false 2448.00 101.97 D 165017.00 D Common Shares 2020-02-24 4 M false 23982.00 0.00 A 188999.00 D Common Shares 2020-02-24 4 F false 9437.00 101.97 D 179562.00 D Common Shares 2020-02-24 4 J false 3622.00 0.00 A 183184.00 D Common Shares 2020-02-24 4 F false 1341.00 101.97 D 181843.00 D Common Shares 2020-02-24 4 J false 15528.00 0.00 A 197371.00 D Common Shares 2020-02-24 4 F false 5746.00 101.97 D 191625.00 D Restricted Share Units 0.00 2020-02-24 4 M false 6220.00 0.00 D Common Shares 6220.00 6220.00 D Performance Share Units 0.00 2020-02-24 4 M false 23982.00 0.00 D Common Shares 23982.00 0.00 D Restricted Share Units 0.00 2020-02-24 4 J false 15528.00 0.00 D Common Shares 15528.00 62113.00 D Restricted Share Units 0.00 2020-02-24 4 J false 3622.00 0.00 D Common Shares 3622.00 14486.00 D Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares. Represents the conversion of restricted share units into common shares of the Issuer. These restricted share units were previously vested and deferred under the Issuer's Deferred Compensation Plan. They are scheduled to be distributed pursuant to a multi-year installment method election as a result of the participant's transition from Chief Executive Officer of the Issuer to its Executive Chairman. The distribution represents the first of five distributions elected by the participant. Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I. Represents the conversion upon vesting of a performance-based restricted share unit award into common shares of the Issuer. The award was granted on February 24, 2017 and contained performance goals that the Issuer achieved over the three-year performance period from January 1, 2017 to December 31, 2019. The number of earned award units that vested at the end of the three-year performance period, as determined by the Compensation Committee of the Issuer's Board of Directors, was 179% of the target number of shares subject to the award. The common shares are reported on Table 1. The deferred restricted share unit award was granted on 2/11/2010 and vested 25% per year over the four-year period following the date of grant The deferred restricted share unit award was granted on 2/25/2013 and vested 25% per year over the four-year period following the date of grant Ronald Mittelstaedt 2020-02-26