0001562180-18-001135.txt : 20180222 0001562180-18-001135.hdr.sgml : 20180222 20180222161844 ACCESSION NUMBER: 0001562180-18-001135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180220 FILED AS OF DATE: 20180222 DATE AS OF CHANGE: 20180222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITTELSTAEDT RONALD J CENTRAL INDEX KEY: 0001064299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34370 FILM NUMBER: 18632784 MAIL ADDRESS: STREET 1: C/O WASTE CONNECTIONS INC STREET 2: 2260 DOUGLAS BLVD SUITE 280 CITY: ROSEVILLE STATE: CA ZIP: 95661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waste Connections, Inc. CENTRAL INDEX KEY: 0001318220 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 610 APPLEWOOD CRESCENT STREET 2: SUITE 200 CITY: VAUGHAN STATE: A6 ZIP: L4K 0C3 BUSINESS PHONE: (905) 532-7510 MAIL ADDRESS: STREET 1: 610 APPLEWOOD CRESCENT STREET 2: SUITE 200 CITY: VAUGHAN STATE: A6 ZIP: L4K 0C3 FORMER COMPANY: FORMER CONFORMED NAME: Progressive Waste Solutions Ltd. DATE OF NAME CHANGE: 20110503 FORMER COMPANY: FORMER CONFORMED NAME: IESI-BFC Ltd DATE OF NAME CHANGE: 20090522 FORMER COMPANY: FORMER CONFORMED NAME: BFI Canada Ltd DATE OF NAME CHANGE: 20081015 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-02-20 false 0001318220 Waste Connections, Inc. WCN 0001064299 MITTELSTAEDT RONALD J 3 WATERWAY SQUARE PLACE SUITE 110 THE WOODLANDS TX 77380 true true false false Chief Executive Officer Restricted Share Units 0.00 2018-02-20 4 A false 20937.00 0.00 A Common Shares 20937.00 20937.00 D Restricted Share Units 0.00 2018-02-20 4 A false 11273.00 0.00 A Common Shares 11273.00 11273.00 D Restricted Share Units 0.00 2018-02-20 4 A false 127713.00 0.00 A Common Shares 127713.00 127713.00 D Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments. Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 28,182 (250% of the target number). Represents an award of restricted share units valued at nine million dollars (U.S. $9,000,000) that will vest in three equal annual installments beginning on the first anniversary of the date of the award. The restricted share unit award is made pursuant to that certain second amendment to the Executive's separation benefits plan and employment agreement, dated February 13, 2018, in consideration for the Executive's continued service with the Issuer. Ronald Mittelstaedt 2018-02-22