0001562180-18-001135.txt : 20180222
0001562180-18-001135.hdr.sgml : 20180222
20180222161844
ACCESSION NUMBER: 0001562180-18-001135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180220
FILED AS OF DATE: 20180222
DATE AS OF CHANGE: 20180222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MITTELSTAEDT RONALD J
CENTRAL INDEX KEY: 0001064299
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34370
FILM NUMBER: 18632784
MAIL ADDRESS:
STREET 1: C/O WASTE CONNECTIONS INC
STREET 2: 2260 DOUGLAS BLVD SUITE 280
CITY: ROSEVILLE
STATE: CA
ZIP: 95661
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Waste Connections, Inc.
CENTRAL INDEX KEY: 0001318220
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 610 APPLEWOOD CRESCENT
STREET 2: SUITE 200
CITY: VAUGHAN
STATE: A6
ZIP: L4K 0C3
BUSINESS PHONE: (905) 532-7510
MAIL ADDRESS:
STREET 1: 610 APPLEWOOD CRESCENT
STREET 2: SUITE 200
CITY: VAUGHAN
STATE: A6
ZIP: L4K 0C3
FORMER COMPANY:
FORMER CONFORMED NAME: Progressive Waste Solutions Ltd.
DATE OF NAME CHANGE: 20110503
FORMER COMPANY:
FORMER CONFORMED NAME: IESI-BFC Ltd
DATE OF NAME CHANGE: 20090522
FORMER COMPANY:
FORMER CONFORMED NAME: BFI Canada Ltd
DATE OF NAME CHANGE: 20081015
4
1
primarydocument.xml
PRIMARY DOCUMENT
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0001318220
Waste Connections, Inc.
WCN
0001064299
MITTELSTAEDT RONALD J
3 WATERWAY SQUARE PLACE
SUITE 110
THE WOODLANDS
TX
77380
true
true
false
false
Chief Executive Officer
Restricted Share Units
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2018-02-20
4
A
false
20937.00
0.00
A
Common Shares
20937.00
20937.00
D
Restricted Share Units
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2018-02-20
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A
false
11273.00
0.00
A
Common Shares
11273.00
11273.00
D
Restricted Share Units
0.00
2018-02-20
4
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127713.00
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Common Shares
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Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments.
Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 28,182 (250% of the target number).
Represents an award of restricted share units valued at nine million dollars (U.S. $9,000,000) that will vest in three equal annual installments beginning on the first anniversary of the date of the award. The restricted share unit award is made pursuant to that certain second amendment to the Executive's separation benefits plan and employment agreement, dated February 13, 2018, in consideration for the Executive's continued service with the Issuer.
Ronald Mittelstaedt
2018-02-22