-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DXj6RhuhR4M4fm+vhId/VslRnvOTCL0wn6WNaVItZaaWKFQz9b6YbSLKq5kE18aU HD9FOUQmjGKGFgwdYTb4Sg== 0001330301-05-000002.txt : 20080626 0001330301-05-000002.hdr.sgml : 20080626 20050615151637 ACCESSION NUMBER: 0001330301-05-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040831 FILED AS OF DATE: 20050615 DATE AS OF CHANGE: 20080620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPLAN ALLEN CENTRAL INDEX KEY: 0001266485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 05897435 BUSINESS ADDRESS: BUSINESS PHONE: 718-894-7200 MAIL ADDRESS: STREET 1: 5 RIDGE DRIVE EAST CITY: GREAT NECK STATE: NY ZIP: 11021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERITRANS CAPITAL CORP CENTRAL INDEX KEY: 0001064015 IRS NUMBER: 522102424 STATE OF INCORPORATION: DE FISCAL YEAR END: 0607 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123552449 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-08-31 0 0001064015 AMERITRANS CAPITAL CORP AMTC 0001266485 KAPLAN ALLEN 5 RIDGE DRIVE EAST GREAT NECK NY 11021 1 0 0 0 Non-Employee Director Stock Options 9 2004-08-31 4 J 0 5556 0 D 2000-08-31 2004-08-31 Common Stock, $.0001 par value 5556 0 D Non-Employee Director Stock Options 4.99 2004-08-31 4 J 0 10020 0 A 2004-08-31 2009-08-31 Common stock, $.0001 par value 10020 10020 D Mr. Kaplan unintentionally failed to file a Form 4 for the automatic cancellation and re-grant of stock options on August 31,2004 pursuant to the interpretation of the Non-Employee Director Stock Option Plan by the disinterested members of the Board dated as of August 16, 2004. The mistake was made in good faith and the grant has been duly disclosed by Ameritrans Capital Corporation pursuant to federal securities laws. The cancellation and automatic re-grant of stock options on August 31, 2004 was a single transaction. It is reported here as separate transactions in order to more fully disclose the details of the transaction. /s/ Allen Kaplan 2005-06-15 -----END PRIVACY-ENHANCED MESSAGE-----