-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HkohMm3jEhBObRwd7zjXGPePC6s3VGhfgD5uUlY/aRnGxAbjukNwbPbpaV1hPMTf fOQ5p1FqX9OMqr1ZAnTOXw== 0001187011-06-000007.txt : 20080626 0001187011-06-000007.hdr.sgml : 20080626 20061128153202 ACCESSION NUMBER: 0001187011-06-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061127 FILED AS OF DATE: 20061128 DATE AS OF CHANGE: 20080620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEINSOD MICHAEL CENTRAL INDEX KEY: 0001187011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 061242153 BUSINESS ADDRESS: STREET 1: 767 THIRD AVE STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERITRANS CAPITAL CORP CENTRAL INDEX KEY: 0001064015 IRS NUMBER: 522102424 STATE OF INCORPORATION: DE FISCAL YEAR END: 0607 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123552449 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-11-27 0 0001064015 AMERITRANS CAPITAL CORP AMTC 0001187011 FEINSOD MICHAEL 1 1 0 0 President Employee Incentive Stock Option 5.28 2006-11-27 4 A 0 80000 0 A 2006-11-27 2011-11-27 Common stock, $.0001 par value 80000 82500 D 20,000 to vest on November 27, 2006 20,000 to vest on November 27, 2007 20,000 to vest on November 27, 2008 20,000 to vest on November 27, 2009 See footnote number 1 Unless earlier accelerated, options vest 5 years from vesting date as follows The 20,000 vested on November 27, 2006 expire on November 27, 2011 The 20,000 vested on November 27, 2007 expire on November 27, 2012 The 20,000 vested on November 27, 2008 expire on November 27, 2013 The 20,000 vested on November 27, 2009 expire on November 27, 2014 Includes 2,500 warrants exercisable at $6.44 per share held by Shoulda Partners, L.P. where Mr. Feinsod is the general partner. Includes 60,000 options not yet vested Michael R. Feinsod 2006-11-28 -----END PRIVACY-ENHANCED MESSAGE-----