0001181431-12-060800.txt : 20121128 0001181431-12-060800.hdr.sgml : 20121128 20121128153150 ACCESSION NUMBER: 0001181431-12-060800 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101229 FILED AS OF DATE: 20121128 DATE AS OF CHANGE: 20121128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ammerman Robert C CENTRAL INDEX KEY: 0001320441 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 121228969 MAIL ADDRESS: STREET 1: 85 MERRIMAC STREET SUITE 200 CITY: BOSTON STATE: MA ZIP: 02114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERITRANS CAPITAL CORP CENTRAL INDEX KEY: 0001064015 IRS NUMBER: 522102424 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 50 JERICHO QUADRANGLE STREET 2: SUITE 109 CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: 2123552449 MAIL ADDRESS: STREET 1: 50 JERICHO QUADRANGLE STREET 2: SUITE 109 CITY: JERICHO STATE: NY ZIP: 11753 4 1 rrd361615.xml FORM 4 X0306 4 2010-12-29 0 0001064015 AMERITRANS CAPITAL CORP AMTC 0001320441 Ammerman Robert C C/O CAPITAL RESOURCE PARTNERS 31 STATE STREET BOSTON MA 02109 0 0 1 0 9 3/8% Cumulative Participating Redeemable Preferred Stock 2010-12-29 4 P 0 1409 9.03 A 49206 I See Footnote 9 3/8% Cumulative Participating Redeemable Preferred Stock 2010-12-29 4 P 0 9391 9.03 A 13091 D 9 3/8% Cumulative Participating Redeemable Preferred Stock 2010-12-30 4 P 0 39 9.03 A 49245 I See Footnote 9 3/8% Cumulative Participating Redeemable Preferred Stock 2010-12-30 4 P 0 261 9.03 A 13352 D 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-01-05 4 P 0 200 9.03 A 13552 D 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-01-05 4 P 0 1500 9.03 A 50745 I See Footnote 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-01-05 4 P 0 52 9.03 A 50797 I See Footnote 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-01-05 4 P 0 348 9.03 A 13900 D 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-01-07 4 P 0 5000 9.015 A 18900 D 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-01-11 4 P 0 50 9.00 A 18950 D 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-01-19 4 P 0 4950 9.00 A 23900 D 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-02-01 4 P 0 100 9.00 A 24000 D 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-02-01 4 P 0 400 9.00 A 51197 I See Footnote 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-03-01 4 P 0 300 9.50 A 51497 I See Footnote 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-03-10 4 P 0 700 9.50 A 52197 I See Footnote 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-03-11 4 P 0 1080 9.50 A 53277 I See Footnote 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-03-22 4 P 0 300 9.25 A 53577 I See Footnote 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-04-06 4 P 0 200 9.30 A 53777 I See Footnote 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-04-07 4 P 0 2600 9.30 A 56377 I See Footnote 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-04-08 4 P 0 820 9.30 A 57197 I See Footnote 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-06-21 4 P 0 800 9.50 A 57997 I See Footnote 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-06-23 4 P 0 3077 9.50 A 61074 I See Footnote 9 3/8% Cumulative Participating Redeemable Preferred Stock 2011-10-06 4 P 0 432 5.00 A 61506 I See Footnote Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.00, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The reporting person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. Shares held indirectly are held by the reporting person's IRA and by his foundation. /s/ Robert C. Ammerman 2012-11-28