0001144204-12-059661.txt : 20121106 0001144204-12-059661.hdr.sgml : 20121106 20121106131151 ACCESSION NUMBER: 0001144204-12-059661 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121102 FILED AS OF DATE: 20121106 DATE AS OF CHANGE: 20121106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERITRANS CAPITAL CORP CENTRAL INDEX KEY: 0001064015 IRS NUMBER: 522102424 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 50 JERICHO QUADRANGLE STREET 2: SUITE 109 CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: 2123552449 MAIL ADDRESS: STREET 1: 50 JERICHO QUADRANGLE STREET 2: SUITE 109 CITY: JERICHO STATE: NY ZIP: 11753 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRANOFF GARY C CENTRAL INDEX KEY: 0000941883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 121182549 MAIL ADDRESS: STREET 1: C/O ELK ASSOCIATES FUNDING CORP STREET 2: 747 THIRD AVE 4TH FL CITY: NEW YORK STATE: NY ZIP: 10017 4 1 v327576_4.xml OWNERSHIP DOCUMENT X0306 4 2012-11-02 0 0001064015 AMERITRANS CAPITAL CORP AMTC 0000941883 GRANOFF GARY C AMERITRANS CAPITAL CORP. 50 JERICHO QUADRANGLE JERICHO NY 11753 0 1 0 0 Managing Director 9 3/8% Cumulative Participating Redeemable Preferred Stock 2012-11-02 5 S 0 E 500 6.50 D 100 I See footnotes 9 3/8% Cumulative Participating Redeemable Preferred Stock 78 D Common Stock, $.0001 par value 2012-11-05 4 S 0 11034 0.3309 D 127779 D Common Stock, $.0001 par value 16900 I See footnotes Common Stock, $.0001 par value 261 I See footnotes Common Stock, $.0001 par value 78584 I See footnotes Common Stock, $.0001 par value 71979 I See footnotes Common Stock, $.0001 par value 6000 I See footnotes Common Stock, $.0001 par value 11937 I See footnotes The reporting person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein as determined in accordance with Rule 16a-2(a)(2) promulgated under the Securities Exchange Act of 1934, as amended. These shares are held by the Granoff Family Foundation, a charitable foundation of which the reporting person and his two brothers serve as trustees. These shares are held by GCG Associates Inc., a corporation controlled by the reporting person. These shares are held by DAPARY Management Corp., a corporation controlled by the reporting person. These shares are held in the reporting person's IRA or pension accounts. These shares are held in an irrevocable qualified subchapter S trust for the benefit of the reporting person's son, of which the reporting person is the trustee. These shares are held by Leslie Granoff, the reporting person's wife. * 500 shares of the 9 3/8% Preferred Stock were sold by Dapary Management Corp on 11/2/12. These shares had been held at a broker in street name. An additional 100 share certificate for the 9 3/8% preferred stock was found registered to Dapary Management Corp which are now being included in the remaining shares owned by Dapary Management Corp /s/ Gary C. Granoff 2012-11-05