-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UxXVLI3uRUVNmrN3M/Z4tt8ECUhIZw5XlyCnlMPitklLDDgH7tE+QgJTBhS8iJt5 /j8SqYREBaM7VruyVan17g== 0001129152-05-000004.txt : 20080626 0001129152-05-000004.hdr.sgml : 20080626 20050615143116 ACCESSION NUMBER: 0001129152-05-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050112 FILED AS OF DATE: 20050615 DATE AS OF CHANGE: 20080620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERITRANS CAPITAL CORP CENTRAL INDEX KEY: 0001064015 IRS NUMBER: 522102424 STATE OF INCORPORATION: DE FISCAL YEAR END: 0607 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123552449 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOMMER HOWARD F CENTRAL INDEX KEY: 0001330282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 05897241 BUSINESS ADDRESS: BUSINESS PHONE: 917-626-2596 MAIL ADDRESS: STREET 1: 139 EAST 63RD STREET CITY: NEW YORK STATE: NY ZIP: 10021 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-01-12 0 0001064015 AMERITRANS CAPITAL CORP AMTC 0001330282 SOMMER HOWARD F 139 EAST 63RD STREET NEW YORK NY 10021 1 0 0 0 Non-Employee Director Stock Option 9 2005-01-12 4 J 0 5556 0 D 2000-01-12 2005-01-12 Common stock, $.0001 par value 5556 0 D Non-Employee Director Stock Options 6.25 2005-01-12 4 J 0 8000 0 A 2005-01-12 2010-01-12 Common stock, $.0001 par value 8000 8000 D Mr. Sommer unintentionally failed to file a Form 4 for the automatic cancellation and regrant of stock options on January 12,2005 pursuant to the interpretation of the Non-Employee Director Stock Option Plan by the disinterested members of the Board dated as of August 16, 2004. The mistake was made in good faith and the grant hass been duly disclosed by Ameritrans Capital Corporation pursuant to federal securities laws. The cancellation and automatice regrant of stock options on January 12, 2005 was a single transaction. It is reported here as separate transactions in order to more fully disclose the details of the transaction. /s/ Howard Sommer 2005-06-15 -----END PRIVACY-ENHANCED MESSAGE-----