-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K9BeZWYpOEhu4KRTJ9ZMf1VsDFOcSEd36HTJ+pYhKcKVZy0sgRkEBXyrkod4mwbm KZIFpLGgBprsOaLKntJfuw== 0001129152-05-000003.txt : 20080626 0001129152-05-000003.hdr.sgml : 20080626 20050615140807 ACCESSION NUMBER: 0001129152-05-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041029 FILED AS OF DATE: 20050615 DATE AS OF CHANGE: 20080620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERITRANS CAPITAL CORP CENTRAL INDEX KEY: 0001064015 IRS NUMBER: 522102424 STATE OF INCORPORATION: DE FISCAL YEAR END: 0607 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123552449 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULLENS SILVIA M CENTRAL INDEX KEY: 0001230922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 05897155 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 800-214-1047 MAIL ADDRESS: STREET 1: C/O AMERITRANS CAPITAL CORP STREET 2: 747 THIRD AVE, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-10-29 0 0001064015 AMERITRANS CAPITAL CORP AMTC 0001230922 MULLENS SILVIA M C/O AMERITRANS CAPITAL CORP 747 THIRD AVE NEW YORK NY 10017 0 1 0 0 VICE PRESIDENT EMPLOYEE STOCK OPTIONS 4.5 2004-10-29 4 A 0 3350 0 A 2004-10-29 2009-10-29 COMMON STOCK, $.0001 PAR VALUE 3350 8350 D EMPLOYEE STOCK OPTIONS 8.88 2005-06-13 4 J 0 5000 0 D 1999-01-12 2009-01-11 COMMON STOCK, $.0001 PAR VALUE 5000 3350 D MS. MULLENS UNINTENTIONALLY FAILED TO FILE A FORM 4 WHEN ACQUIRING THE EMPLOYEE STOCK OPTIONS GRANTED ON OCTOBER 29, 2004. THE MISTAKE WAS MADE IN GOOD FAITH AND THE GRANT HAS BEEN DULY DISCLOSED BY AMERITRANS CAPITAL CORPORATION PURSUANT TO FEDERAL SECURITIES LAWS. EMPLOYEE STOCK OPTIONS EXERCISABLE AT $8.88 PER SHARE WERE CANCELLED PURSUANT TO AN UNANIMOUS WRITTEN CONSENT OF AMERITRANS CAPITAL CORPORATION'S BOARD OF DIRECTORS EFFECTIVE JUNE 13, 2005. /S/ SILVIA MULLENS 2005-06-15 -----END PRIVACY-ENHANCED MESSAGE-----