-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VJ5Ll1wMUvD3gIIzg8bu1xm2cv49y4nPf0Uw/Xa7pa+m/79lyRiPJQvI1x8N+XQl EXQSnkTuXJ+GJ61Qa/k13Q== 0001129152-05-000002.txt : 20080626 0001129152-05-000002.hdr.sgml : 20080626 20050615134041 ACCESSION NUMBER: 0001129152-05-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041029 FILED AS OF DATE: 20050615 DATE AS OF CHANGE: 20080620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERITRANS CAPITAL CORP CENTRAL INDEX KEY: 0001064015 IRS NUMBER: 522102424 STATE OF INCORPORATION: DE FISCAL YEAR END: 0607 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123552449 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORLENZA LEE A CENTRAL INDEX KEY: 0001129152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 05897070 BUSINESS ADDRESS: BUSINESS PHONE: 800-214-1047 MAIL ADDRESS: STREET 1: C/O AMERITRANS CAPITAL CORP STREET 2: 747 THIRD AVENUE 4TH FL CITY: NEW YORK STATE: NY ZIP: 10017 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-10-29 0 0001064015 AMERITRANS CAPITAL CORP AMTC 0001129152 FORLENZA LEE A C/O AMERITRANS CAPITAL CORP 747 THIRD AVENUE 4TH FL NEW YORK NY 10017 1 1 0 0 SENIOR VICE PRESIDENT EMPLOYEE STOCK OPTION 4.5 2004-10-29 4 A 0 4375 0 A 2004-10-29 2009-10-29 COMMON STOCK, $.0001 PAR VALUE 4375 21875 D EMPLOYEE STOCK OPTION 8.88 2005-06-13 4 J 0 17500 0 D 1999-01-12 2009-01-11 COMMON STOCK, $.0001 PAR VALUE 17500 4375 D MR. FORLENZA UNINTENTIONALLY FAILED TO FILE A FORM 4 WHEN ACQUIRING THE EMPLOYEE STOCK OPTIONS GRANTED ON OCTOBER 29, 2004. THE MISTAKE WAS MADE IN GOOD FAITH AND THE GRANT HAS BEEN DULY DISCLOSED BY AMERITRANS CAPITAL CORPORATION PURSUANT TO FEDERAL SECURITIES LAW. EMPLOYEE STOCK OPTIONS EXERCISABLE AT $8.88 PER SHARE WERE CANCELLED PURSUANT TO AN UNANIMOUS WRITTEN CONSENT OF AMERITRANS CAPITAL CORPORATION'S BOARD OF DIRECTORS EFFECTIVE JUNE 13, 2005. /S/ LEE FORLENZA 2005-06-15 -----END PRIVACY-ENHANCED MESSAGE-----