-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uk8ng70tIgNtvzlCMvNM4GB5ewG310sISfpA7NiZZTl/NEUYOpQdFTajtrLzWXqd vCLkifpFnVMVo7ZmqkakCQ== 0001123292-06-000129.txt : 20080626 0001123292-06-000129.hdr.sgml : 20080626 20060306094255 ACCESSION NUMBER: 0001123292-06-000129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060302 FILED AS OF DATE: 20060306 DATE AS OF CHANGE: 20080620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERITRANS CAPITAL CORP CENTRAL INDEX KEY: 0001064015 IRS NUMBER: 522102424 STATE OF INCORPORATION: DE FISCAL YEAR END: 0607 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123552449 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Puscasiu Christian CENTRAL INDEX KEY: 0001295314 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 06666011 BUSINESS ADDRESS: BUSINESS PHONE: 617 778 9200 MAIL ADDRESS: STREET 1: 200 HIGH STREET STREET 2: SUITE 700 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarthy Charles E CENTRAL INDEX KEY: 0001295318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 06666012 BUSINESS ADDRESS: BUSINESS PHONE: 617 778 9200 MAIL ADDRESS: STREET 1: 200 HIGH STREET STREET 2: SUITE 700 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Indick Murray A CENTRAL INDEX KEY: 0001295320 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 06666013 BUSINESS ADDRESS: BUSINESS PHONE: 617 778 9200 MAIL ADDRESS: STREET 1: 200 HIGH STREET STREET 2: SUITE 700 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lawlor Henry J Jr CENTRAL INDEX KEY: 0001295319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 06666014 BUSINESS ADDRESS: BUSINESS PHONE: 617 778 9200 MAIL ADDRESS: STREET 1: 200 HIGH STREET STREET 2: SUITE 700 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Richardson Kevin A II CENTRAL INDEX KEY: 0001295313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 06666015 BUSINESS ADDRESS: BUSINESS PHONE: 617 778 9200 MAIL ADDRESS: STREET 1: 200 HIGH STREET STREET 2: SUITE 700 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prides Capital Partners, LLC CENTRAL INDEX KEY: 0001295315 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 06666016 BUSINESS ADDRESS: STREET 1: 200 HIGH STREET STREET 2: SUITE 700 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617 778 9200 MAIL ADDRESS: STREET 1: 200 HIGH STREET STREET 2: SUITE 700 CITY: BOSTON STATE: MA ZIP: 02110 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-03-02 0001064015 AMERITRANS CAPITAL CORP AMTC 0001295315 Prides Capital Partners, LLC 200 HIGH STREET SUITE 700 BOSTON MA 02110 0 0 1 0 0001295313 Richardson Kevin A II 200 HIGH STREET SUITE 700 BOSTON MA 02110 0 0 1 0 0001295319 Lawlor Henry J Jr 200 HIGH STREET SUITE 700 BOSTON MA 02110 0 0 1 0 0001295320 Indick Murray A 200 HIGH STREET SUITE 700 BOSTON MA 02110 0 0 1 0 0001295318 McCarthy Charles E 200 HIGH STREET SUITE 700 BOSTON MA 02110 0 0 1 0 0001295314 Puscasiu Christian 200 HIGH STREET SUITE 700 BOSTON MA 02110 0 0 1 0 Common Stock 2006-03-02 4 P 0 589700 5.85 A 854700 D Warrants (Right to Buy) 6.44 2006-03-02 4 P 0 147425 D 2006-03-02 2011-03-02 Common Stock 147425 147425 D The securities reported herein are owned directly by Prides Capital Fund I, L.P. Because Prides Capital Partners, L.L.C. is the general partner of Prides Capital Fund I, L.P., Prides Capital Partners, L.L.C. may be deemed the beneficial owner of the securities held by Prides Capital Fund I, L.P. Because Kevin A. Richardson, II, Murray A. Indick, Henry J. Lawlor, Jr., Charles E. McCarthy and Christian Puscasiu are the controlling members of Prides Capital Partners, L.L.C., they may also be deemed to be beneficial owners of securities deemed to be beneficially owned by Prides Capital Partners, L.L.C. Each of Messrs. Richardson, Indick, Lawlor, McCarthy and Puscasiu disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interests therein. For every four (4) shares of common stock purchased, the Issuer issued one (1) warrant at no additional cost. Prides Capital Partners, L.L.C., by Murray A. Indick, Managing Member 2006-03-03 Kevin A. Richardson, by Murray A. Indick, Attorney-in-Fact 2006-03-03 Henry J. Lawlor, Jr., by Murray A. Indick, Attorney-in-Fact 2006-03-03 Murray A. Indick 2006-03-03 Charles E. McCarthy, by Murray A. Indick, Attorney-in-Fact 2006-03-03 Christian Puscasiu, by Murray A. Indick, Attorney-in-Fact 2006-03-03 EX-99 2 jointfileragreement.htm JOINT FILLER AGREEMENT

The shares of Common Stock reported herein as indirectly beneficially owned by Prides Capital Partners, L.L.C. are owned directly by Prides Capital Fund I, L.P. (10,100,230 shares of common stock). Because Prides Capital Partners, L.L.C. is the general partner of Prides Capital Fund I, L.P., Prides Capital Partners, L.L.C. may be deemed to be the beneficial owner of shares owned by such entity. Because Kevin A. Richardson, II, Murray A. Indick, Henry J. Lawlor, Jr., Charles E. McCarthy and Christian Puscasiu are the controlling shareholders of Prides Capital Partners, L.L.C., they may be deemed to be the beneficial owners of shears deemed to be beneficially owned by such entity. Each of Prides Capital Partners, L.L.C., Prides Capital Fund I, L.P, Kevin A. Richardson, II, Murray A. Indick, Henry J. Lawlor, Jr., Charles E. McCarthy and Christian Puscasiu disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein.

 

 

 

 

 

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