-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AfY9xM0PrMFejkN4hGZ1evAd/mxKmrzkGu8LCcH0bVfzaAtC74DIg402nPMpNh5i myRiwTE2g2SZNG68tvd81A== 0001116679-06-000686.txt : 20080626 0001116679-06-000686.hdr.sgml : 20080626 20060314171936 ACCESSION NUMBER: 0001116679-06-000686 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060126 FILED AS OF DATE: 20060314 DATE AS OF CHANGE: 20080620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERITRANS CAPITAL CORP CENTRAL INDEX KEY: 0001064015 IRS NUMBER: 522102424 STATE OF INCORPORATION: DE FISCAL YEAR END: 0607 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123552449 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITCHELL JAMES E CENTRAL INDEX KEY: 0001232897 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 06685841 MAIL ADDRESS: STREET 1: 3499 ROUTE 9 NORTH STREET 2: STE 3C CITY: FREEDHOLD STATE: NJ ZIP: 07728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JE Mitchell & Co, LP CENTRAL INDEX KEY: 0001355981 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 06685843 BUSINESS ADDRESS: STREET 1: 3187-D AIRWAY AVENUE CITY: COSTA MESA STATE: CA ZIP: 92020 BUSINESS PHONE: 714-432-5300 MAIL ADDRESS: STREET 1: 3187-D AIRWAY AVENUE CITY: COSTA MESA STATE: CA ZIP: 92020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MITCHELL PARTNERS A CALIFORNIA LTD PRTNRSHP CENTRAL INDEX KEY: 0000942054 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 06685844 BUSINESS ADDRESS: STREET 1: 611 ANTON BLVD STREET 2: STE 1110 CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7144325300 MAIL ADDRESS: STREET 1: 611 ANTON BLVD STREET 2: STE 1110 CITY: COSTA MESA STATE: CA ZIP: 92626 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2006-01-26 0 0001064015 AMERITRANS CAPITAL CORP AMTC 0000942054 MITCHELL PARTNERS A CALIFORNIA LTD PRTNRSHP 3187-D AIRWAY AVENUE COSTA MESA CA 92626 0 0 1 0 0001355981 JE Mitchell & Co, LP 3187-D AIRWAY AVENUE COSTA MESA CA 92626 0 0 1 0 0001232897 MITCHELL JAMES E 3187-D AIRWAY AVENUE COSTA MESA CA 92626 0 0 1 0 Common Stock 274210 D 9 3/8% Participating Preferred Stock 21900 D Common Stock Warrants (right to buy) 6.44 2006-01-17 2011-01-17 Common Stock 15000 D The reported securities are owned directly by Mitchell Partners, L.P., and indirectly by J.E. Mitchell & Co., L.P., the general partner of Mitchell Partners, L.P., and James E. Mitchell, the general partner of J.E. Mitchell & Co., L.P. Because J.E. Mitchell & Co., L.P. is the general partner of Mitchell Partners, L.P., J.E. Mitchell & Co., L.P. may be deemed the beneficial owner of the securities held by Mitchell Partners, L.P. Because James E. Mitchell is the general partner of J.E. Mitchell & Co., L.P., James E. Mitchell may be deemed the beneficial owner of securities deemed to be beneficially owned by J.E. Mitchell & Co., L.P. Both J.E. Mitchell & Co., L.P. and James E. Mitchell disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Remarks: This report is filed jointly by Mitchell Partners, L.P., J.E. Mitchell & Co., L.P., and James E. Mitchell, all of whom are 10% owners. /s/ James E. Mitchell 2006-03-14 EX-99 2 ex99-1.txt JOINT FILER SIGNATURES Exhibit 99.1 JOINT FILER SIGNATURES MITCHELL PARTNERS, L.P. By: J.E. Mitchell & Co., L.P., General Partner By: /s/ James E. Mitchell 3/14/06 --------------------------------------------- ** Signature of Reporting Person Date Name: James E. Mitchell Title General Partner J.E. MITCHELL & CO., L.P. By: James E. Mitchell, General Partner By: /s/ James E. Mitchell 3/14/06 --------------------------------------------- ** Signature of Reporting Person Date Name: James E. Mitchell Title General Partner JAMES E. MITCHELL By: /s/ James E. Mitchell 3/14/06 --------------------------------------------- ** Signature of Reporting Person Date Name: James E. Mitchell -----END PRIVACY-ENHANCED MESSAGE-----