-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TUpDRHLpd2aPNHcI7hWBPTgbpYH1GHMV1OSYXMyqyAnejb0cif3TPf1GxY7+Enra V1eMoxWmTe8tDN9Tg+BdDg== /in/edgar/work/20000609/0000891554-00-001570/0000891554-00-001570.txt : 20000919 0000891554-00-001570.hdr.sgml : 20000919 ACCESSION NUMBER: 0000891554-00-001570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000608 FILED AS OF DATE: 20000609 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERITRANS CAPITAL CORP CENTRAL INDEX KEY: 0001064015 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 522102424 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 811-08847 FILM NUMBER: 651806 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10117 BUSINESS PHONE: 2123552449 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10217 COMPANY DATA: COMPANY CONFORMED NAME: GRANOFF GARY C CENTRAL INDEX KEY: 0000941883 STANDARD INDUSTRIAL CLASSIFICATION: [ ]DIRECTOR IRS NUMBER: 079389866 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ELK ASSOCIATES FUNDING CORP STREET 2: 747 THIRD AVE, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2129221177 MAIL ADDRESS: STREET 1: C/O ELK ASSOCIATES FUNDING CORP STREET 2: 747 THIRD AVE 4TH FL CITY: NEW YORK STATE: NY ZIP: 10017 4 1 0001.txt FORM 4 ------------------------------ OMB APPROVAL ----------------------------- OMB Number Expires: Estimated average burden hours per response ....... ----------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* Granoff Gary C. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 747 Third Avenue - -------------------------------------------------------------------------------- (Street) New York New York 10017 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Ameritrans Capital Corporation (AMTC) ________________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### ________________________________________________________________________________ 4. Statement for Month/Year 05/00 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) President ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by one Reporting Person [_] Form filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Par Value $.0001 198,142 D (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Par Value $.0001 10,900 I (2) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Par Value $.0001 5/11/00 J* 31,218 D N/A 0 I (3) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Par Value $.0001 261 I (4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock Par Value $.0001 76,084 I (5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Options Pre- Common (Right to Buy) $9.77 sently 1/11/04 Stock 30,000 30,000 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: * Mr. Granoff held the shares transferred as trustee for certain family members and custodian for one child until these beneficiaries were entitled to receive their share pursuant to the term of their respective trust instruments and until his child reached the age of majority. The shares were re-issued in the names of the individual beneficiaries of the shares, and accordingly, Mr. Granoff no longer holds these shares as trustee or custodian. (1) Does not include 24,933 shares owned directly and indirectly by Mr. Granoff's wife as to which he disclaims beneficial ownership. (2) These shares are owned by Mr. Granoff and his father, mother and brother as trustee for the Granoff Family Foundation. (3) Mr. Granoff formerly held these shares as trustee for certain family members and custodian for his children. (4) These shares are held by GCG Associates Inc., a corpration controlled by Mr. Granoff. (5) These shares are owned by DAPARY Management Corp., a corporation controlled by Mr. Granoff. /s/ Gary C. Granoff June 8, 2000 ------------------------------- ------------ Gary C. Granoff Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----