0001179110-11-015110.txt : 20111114
0001179110-11-015110.hdr.sgml : 20111111
20111114155439
ACCESSION NUMBER: 0001179110-11-015110
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111109
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIMON HERBERT
CENTRAL INDEX KEY: 0001235745
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14469
FILM NUMBER: 111202173
MAIL ADDRESS:
STREET 1: 115 W WASHINGTON ST
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIMON PROPERTY GROUP INC /DE/
CENTRAL INDEX KEY: 0001063761
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 046268599
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 225 WEST WASHINGTON STREET
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204-3438
BUSINESS PHONE: 317-636-1600
MAIL ADDRESS:
STREET 1: 225 WEST WASHINGTON STREET
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204-3438
FORMER COMPANY:
FORMER CONFORMED NAME: CORPORATE PROPERTY INVESTORS INC
DATE OF NAME CHANGE: 19980610
4
1
edgar.xml
FORM 4 -
X0304
4
2011-11-09
0
0001063761
SIMON PROPERTY GROUP INC /DE/
SPG
0001235745
SIMON HERBERT
225 W. WASHINGTON STREET
INDIANAPOLIS
IN
46204
1
1
0
0
Chairman Emeritus of the Board
Common Stock
2011-11-09
4
S
0
70017
128.1176
D
1487974
I
By the Herbert Simon Revocable Trust
Common Stock
2011-11-11
4
S
0
51807
128.0488
D
1436167
I
By the Herbert Simon Revocable Trust
The reporting person is the trustee of the Herbert Simon Revocable Trust (the "Trust"), who disclaims beneficial ownership except to the extent of his pecuniary interest therein.
23,553 of the shares sold were held by MH Holdings, Inc. ("MH"). The Trust is the 100% owner of MH. The balance of the shares sold were owned by the Trust.
All 51,807 shares were sold by the Trust.
Total number of shares includes: a. 232,680 shares owned by the the Trust. b. 30.94% of the shares held by Melvin Simon & Associates, Inc., ("MSA"), or 167,167 shares. The Trust owns 30.94% of MSA. c. 30.94% of the shares held by Voting Trust formed pursuant to a Second Amended and Restated Voting Trust Agreement, Voting Agreement and Proxy entered into as of March 1, 2004 between Melvin Simon & Associates, Inc., an Indiana corporation and Melvin Simon, Herbert Simon and David Simon ("Voting Trust"), or 1,036,320 shares. The Trust owns 30.94% of the economic interest of the Voting Trust. Does not include shares that may be issued upon the exchange of units of partnership interest in Simon Property Group, L.P. ("Units"). Units held by limited partners are exchangeable either for shares of Common (on a one-to-one basis) or for cash.
Herbert Simon, and his attorney-in-fact, Shelly Doran
2011-11-14