0001179110-11-015110.txt : 20111114 0001179110-11-015110.hdr.sgml : 20111111 20111114155439 ACCESSION NUMBER: 0001179110-11-015110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111109 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMON HERBERT CENTRAL INDEX KEY: 0001235745 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14469 FILM NUMBER: 111202173 MAIL ADDRESS: STREET 1: 115 W WASHINGTON ST CITY: INDIANAPOLIS STATE: IN ZIP: 46204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIMON PROPERTY GROUP INC /DE/ CENTRAL INDEX KEY: 0001063761 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 046268599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 WEST WASHINGTON STREET CITY: INDIANAPOLIS STATE: IN ZIP: 46204-3438 BUSINESS PHONE: 317-636-1600 MAIL ADDRESS: STREET 1: 225 WEST WASHINGTON STREET CITY: INDIANAPOLIS STATE: IN ZIP: 46204-3438 FORMER COMPANY: FORMER CONFORMED NAME: CORPORATE PROPERTY INVESTORS INC DATE OF NAME CHANGE: 19980610 4 1 edgar.xml FORM 4 - X0304 4 2011-11-09 0 0001063761 SIMON PROPERTY GROUP INC /DE/ SPG 0001235745 SIMON HERBERT 225 W. WASHINGTON STREET INDIANAPOLIS IN 46204 1 1 0 0 Chairman Emeritus of the Board Common Stock 2011-11-09 4 S 0 70017 128.1176 D 1487974 I By the Herbert Simon Revocable Trust Common Stock 2011-11-11 4 S 0 51807 128.0488 D 1436167 I By the Herbert Simon Revocable Trust The reporting person is the trustee of the Herbert Simon Revocable Trust (the "Trust"), who disclaims beneficial ownership except to the extent of his pecuniary interest therein. 23,553 of the shares sold were held by MH Holdings, Inc. ("MH"). The Trust is the 100% owner of MH. The balance of the shares sold were owned by the Trust. All 51,807 shares were sold by the Trust. Total number of shares includes: a. 232,680 shares owned by the the Trust. b. 30.94% of the shares held by Melvin Simon & Associates, Inc., ("MSA"), or 167,167 shares. The Trust owns 30.94% of MSA. c. 30.94% of the shares held by Voting Trust formed pursuant to a Second Amended and Restated Voting Trust Agreement, Voting Agreement and Proxy entered into as of March 1, 2004 between Melvin Simon & Associates, Inc., an Indiana corporation and Melvin Simon, Herbert Simon and David Simon ("Voting Trust"), or 1,036,320 shares. The Trust owns 30.94% of the economic interest of the Voting Trust. Does not include shares that may be issued upon the exchange of units of partnership interest in Simon Property Group, L.P. ("Units"). Units held by limited partners are exchangeable either for shares of Common (on a one-to-one basis) or for cash. Herbert Simon, and his attorney-in-fact, Shelly Doran 2011-11-14