-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, StCwoyTvKH45tdwjFeGUEstWEiVvEk/OvmEdXz3mH8RFfWYFp+MwXk8or8drNU// BnOtwzWhqkmXscbUHBekWQ== 0000950157-98-000357.txt : 19980928 0000950157-98-000357.hdr.sgml : 19980928 ACCESSION NUMBER: 0000950157-98-000357 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980924 FILED AS OF DATE: 19980925 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORPORATE PROPERTY INVESTORS INC CENTRAL INDEX KEY: 0001063761 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-14469 FILM NUMBER: 98714467 BUSINESS ADDRESS: STREET 1: THREE DAG HAMMARSKJOLD PLAZA STREET 2: 305 EAST 47TH ST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212421-820 MAIL ADDRESS: STREET 1: CORPORATE PROPERTY INVESTORS INC STREET 2: THRE DAG MANNARSKJOLD PLAZA 305 E. 47TH CITY: NEW YORK STATE: NY ZIP: 10017 COMPANY DATA: COMPANY CONFORMED NAME: TICOTIN MARK S CENTRAL INDEX KEY: 0001070946 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 12 COLLINGSWOOD RD CITY: NEW YORK STATE: NY ZIP: 10956 BUSINESS PHONE: 2127459552 MAIL ADDRESS: STREET 1: PGGM KROOSTWEG NOORD 149 STREET 2: POSTBUS 117 CITY: 3700 AC ZEIST NETHER STATE: P7 3 1 INITIAL STATEMENT/BENEFICIAL OWNERSHIP/SECURITIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person* Ticotin, Mark S. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 12 Collingswood Road - -------------------------------------------------------------------------------- (Street) New York, New York 10956 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Date of Event Requiring Statement (Month/Day/Year) 09/24/98 ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Issuer Name and Ticker or Trading Symbol Simon Property Group, Inc. paired with SPG Realty Consultants, Inc. (SPG) ================================================================================ 5. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [ X ] Officer (give title below) [ ] Other (specify below) Senior Executive Vice President -------------------------------------------------------------------- ================================================================================ 6. If Amendment, Date of Original (Month/Year) ================================================================================ 7. Individual or Joint/Group Filing (Check applicable line) [ X ] Form Filed by One Reporting Person [ ] Form Filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Beneficially Owned ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr.5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock of Simon Property 88,170 D Group, Inc. paired with Common Stock of SPG Realty Consultants, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ Series B Convertible Preferred 8,047 D Stock of Simon Property Group, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 1 of 2 FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Security: (Month/Day/Year) Amount sion or Direct 6. Nature of ---------------------- or Exercise (D) or Indirect Date Expira- Number Price of Indirect Beneficial 1. Title of Derivative Exer- tion of Derivative (I) Ownership Security (Instr. 4) cisable Date Title Shares Security (Instr.5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option 9/24/99 9/24/08 Common Stock of 47,500 Fair market D (right to buy) Simon Property value of Group, Inc. paired Common Stock with a beneficial of Simon interest in Common Property Group, Stock of SPG Realty Inc. on 9/24/98 Consultants, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option 9/24/00 9/24/08 Common Stock of 47,500 Fair market D (right to buy) Simon Property value of Group, Inc. paired Common Stock with a beneficial of Simon interest in Common Property Group, Stock of SPG Realty Inc. on 9/24/98 Consultants, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option 9/24/01 9/24/08 Common Stock of 47,500 Fair market D (right to buy) Simon Property value of Group, Inc. paired Common Stock with a beneficial of Simon interest in Common Property Group, Stock of SPG Realty Inc. on 9/24/98 Consultants, Inc. - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: /s/ Mark S. Ticotin September 24, 1998 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient. See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 2 of 2 -----END PRIVACY-ENHANCED MESSAGE-----